Opinion
NIEMAN v. PLOUGH CHEMICAL CO.
Circuit Court of Appeals, Sixth Circuit.
October 14, 1927.
No. 4784.
1. Trade-marks and trade-names and unfair competition <§=>32 â Abandonment of trademark is question of intent.
Tbe question of abandonment of trade-mark is one of intent.
2. Dopositioiis <§=>50 â That deposition is taken before notary other than named in notice does not render it inadmissible (28 USCA § 639).
Under Rev. St. § 863 (28 USCA § 639 [Comp. St. § 1472]), the fact that ¿ deposition is taken before a notary other than the one named in the notice does not render it inadmissible.
3. Depositions <§=>56(I) â Notice of taking deposition need not state reason for such taking (28 USCA § 639).
Under Rev. St. § 863 (28 USCA § 639 [Comp. St. § 1472]), requiring notice of taking of deposition to name the witness, and tbe time and place of taking, it is not necessary for notice to state tbe reason why the deposition is being taken.
4. Depositions <§=>69â Depositions taken on two successive days held not inadmissible, though not subscribed and sworn to until third day (28 USCA § 639).
Under Rev. St. § 863 (28 USCA § 639 [Comp. St. § 1472]), depositions taken on two successive days are not inadmissible, because not subscribed and sworn to until the third day.
5. Depositions <@=>76 â Deposition held not inadmissible because it did not have final certificate required by statute attached to it when forwarded to cierk (28 USCA §§ 639, 641).
That final certificate required by Rev. St. § 865 (28 USCA § 641 [Comp. St. § 1474]), was not attached to deposition taken under Rev. St. § 803 (28 USCA § 639 [Comp. St. § 1472]), when it was forwarded to and received by the clerk of court, held not to render the deposition inadmissible, where certificate was immediately thereafter forwarded, and promptly received by the clerk.
6. Courts <@=>350 â Under statute, taking of deposition is not controlled by state statutes (equity rule 54; 28 USCA §§ 639, 643; Conformity Act [28 USCA § 724]).
Under Rev. St. § 803 (28 USCA § G39 [Comp. St. § 1472]), and equity rule 54, state statutes do not control the taking of depositions, notwithstanding Conformity Act, Rev. St. | 914 (28 USCA § 724 [Comp. St. § 1537]), or Act March 9, 1892 (28 USCA § 643 [Comp. St. § 1476]), which merely permits depositions to bo taken in the mode prescribed by state laws.
7. Depositions <§=>78 â Irregularity in manner of transmitting depositions to court held such as should be disregarded under statute (Judicial Code, § 269 [28 USCA § 391]).
Failure of notary to observe strictly and literally the requirements of Rev. St. § 865 (28 USCA § 641 [Comp. St. § 1474]), with respect to the method of transmitting depositions to the court held an irregularity, which should be disregarded, under Judicial Code, § 269, as amended by Act Feb. 26, 1919 (28 USCA § 391 [Comp. St. § 1246]).
8. Trade-marks and trade-names and unfair competition <@=>61 â âBlack and White Series,â as trade-mark for dream book and dictionary, held not infringed by use of similar words on toilet articles and advertising almanac.
âBlack and White Series,â as trade-mark for dream book and dream dictionary, held not infringed by use of the words âBlack and Whiteâ as a trade-inark for patent medicines, chemicals, and toilet articles, or by such manufacturerâs use of the words âBlack and White Birthday and Dream Book,â as title for almanac published annually for the purpose of advertising his products.
9. Trade-marks and trade-names and unfair competition <@=>61 â To establish infringement of trade-mark, owner must show use on same class of goods as put out by alleged infringer, though not necessarily on same species of goods.
To sustain a charge of infringement of a trade-mark, the owner must have used it on the same class of goods' put out by the alleged infringer, though not necessarily on the same species of goods.
10. Trade-marks and trade-names and unfair competition <@=>67 â Lawful publication and distribution of Birthday and Dream Book Almanac, causing falling off of sales of another Dream Book, gives no right to damages.
The mere fact that lawful publication and distribution of a Black and White Birthday and Dream Book Almanac caused a falling off in the sale of Dream Book and Dream Dictionary, published as part of âBlack and White Series,â gives no ground for legal or equitable relief.
Appeal from the District Court of the United States for the Western Division of the Southern District of Ohio; Smith Hickenlooper, Judge.
Suit by the Plough Chemical Company against Eva Nieman, wherein defendant filed a counterclaim for damages for alleged infringement of registered trade-mark. From a decree dismissing the complaint, and denying defendant recovery on the counterclaim, defendant appeals.
Affirmed.
James N. Ramsey, of Cincinnati, Ohio, for appellant.
John C. Carpenter, of Chicago, Ill., and J. W. Canada, of Memphis, Tenn. (Munday, Clarke & Carpenter, of Chicago, Ill., and W. R. Wood, of Cincinnati, Ohio, on the brief), for appellee.
Before DENISON, MOORMAN, and KNAPPEN, Circuit Judges;
[MAJORITY â KNAPPEN, Circuit Judge.]
KNAPPEN, Circuit Judge.
This controversy concerns the rights of the respective parties to the use of the trade-mark or trade-name âBlack and White,â as severally used by them.
On February 18, Ă921, appellant applied for registration of a trade-mark âBlack and Whiteâ for printed books and pamphlets in series (the first stated use thereof being February 1, 1921), and certificate of registration No. 148,495 was granted her November 15, 1921. On August 25 of that year appellee applied for registration of an alleged trade-mark âBlack and Whiteâ for books, later amended to read âBlack and White for books, namely, almanacs, issued annually, Birthday and Dream Books.â An interference (No. 47,897) was declared between appellantâs registered trade-mark and appelleeâs application. The examiner, the Commissioner of Patents, and the Court of Appeals of the District of Columbia having successively held that appellee was not entitled to registration of its mark, the bill in this cause was' filed by appellee under section 4915 of the Revised Statutes (U. S. C. S. 1916, § 9460 [35 USCA § 63]), praying decree declaring its right to registration and directing issue of certificate thereof. Defendant answered, denying appelleeâs asserted right to registration, and counterclaimed for infringement' of her registered trade-mark, asserting unfair competition with respect to her earlier common-law rights. Upon final hearing on pleadings and proofs, the District Court found that plaintiff had not sustained the burden of showing priority of right to use the words âBlack and White Seriesâ on almanacs, dream books, etc. The court also held that plaintiff appellee had not infringed appellantâs statutory trade-mark nor her common-law trade-mark or trade-name. The bill of complaint was accordingly dismissed, as was defendantâs counterclaim upon both branch- , es. Plaintiff did not appeal. This review is had upon defendantâs appeal from dismissal of her counterclaim.
As early as 1900 (apparently in 1902 or 1903), Hennegan & Co., printers and lithographers at Cincinnati, Ohio, began publishing a pamphlet called âBlack and White Dream Book,â of an issue bearing a publication date 1900; about one-half was devoted to the âTrue Interpretation of Dreamsâ (the subjects of such dreams being alphabetically arranged), the remainder of the pamphlet, being almost entirely given up to the subjects of âpalmistry,â âfortune telling,â âcurious games of cards,â âMoles,â âtelling fortunes by grounds of a tea and coffee cup,â and âsigns and omens.â The pamphlet carried no advertisements and bore Henneganâs imprint. The book took its name from the fact that it was originally put out as âshow printingâ for one Boone, a âmind reader and hypnotist,â calling himself a âMahatma,â one of whose âcolor schemesâ (applied to show printing, costumes, and horses used in one of his acts) was black and white. Its subject-" matter was in large part in the language used in âThe Gypsy Fortune Teller Dream Book and Treasury of Lucky Numbers,â by âMadam Juno, the Gypsy Queen,â apparently published in 1887. The âDream Bookâ was sold by Boone, and after his death by showmen of the same general type, including Galvani and Madame > Frimie, during performances in opera houses and tents.
Until 1912 books of this character were also sold by Hennegan to promoters of mail order business generally. From 1912 to 1919, at least, that company sold the old âBlack and White Dream Bookâ (1900) in large quantities to appellant exclusively, but still under the Hennegan imprint; and from 1919 to 1921 printed in the name of the Van Publishing Company, Cincinnati, of which appellant was proprietor, a âDream Dictionary,â containing in principal substance the âDream Interpretationsâ published in the old Black and White Dream- Book, but omitting the other .features' hereafter enumerated. This âDream Dictionaryâ of 1919 to 1921 did not purport to be a Black and 'White publication, nor did it contain the words âBlack and White.â Presumably such trade-mark rights as appellant had derived from Hennegan were not intended by appellant to be abandoned. In 1921 Hennegan printed in the name of the Van Publishing Company a series of six volumes, viz.: (1) A âDream Dictionary,â which was almost entirely a reprint (with exceptions hereafter mentioned) of the Dream Dictionary before referred to as printed from 1919 to 1921; (2) âMarriageâ (Nos. 1 and 2 had been prepared between 1919 and 1921); (3) âWhat is in Your Life;â (4) âThe Little Wonder Fortune Teller;â (5) âCharacter Reading;â and (6) âMagnetism.â All six of these volumes so put out in 1921 were marked âBlack and White Seriesâ at tbe top of both front and back pages, tbe volumes being in both places numbered respectively, from 1 to 6. They carried no advertisements, except one of a so-called âWizard Fortune Wheelâ put out by appellant. Hcnnoganâs Black and White Dream Book had carried no advertisements. These six âBlack and White Seriesâ volumes were continuously published from 1921.
Meanwhile, in 1917, and thus before tbe first publication by appellant of a âBlack and White Series,â under that imprint, appellee, whose business was that of a manufacturing chemist and manufacturer of toilet preparations, - proprietary medicines and food products, adopted and began to use the label (and alleged trade-name) âBlack and Whiteâ on its line of medicinal and toilet articles, and possibly other lines, which label it has since continuously used.
In 1919 appellee, as part of an advertising system for the sale of its products, began putting out paper pamphlets, such as âalmanacs and dream books,â etc., which it sent to its customers in large quantities, and which tbe latter could give away or sell, as they might prefer â a price of 25 cents being marked on tbe pamphlet. In 1923, and thus six years after appellee began the use of its trade-name âBlack and Whiteâ as applied to its line of manufactured products, and four years after appelleeâs publications began, Hennegan & Co. gave appellant a written assignment of the trade-mark (or trade-name) âBlack and White.â Hennegan & Co. bad no registered trade-mark.
Appellant asserts that Hennegan & Co. actually sold her the trade-mark when she bought tbe goods purchased in 1912. The trial judge, who saw and heard nearly all the witnesses, including appellant, found that âno such assignment was in fact made until the written assignment, which is 1923.â The judge considered that appellantâs use was simply that she bought the 100,000 or less of these Black and White Dream Books, and disposed of them, and that at that time she had no idea of establishing a trade-mark, and that, in his opinion, she could not in fact have established such trade-mark, because tbe use was neither indicative of excellence of selection, high quality of printing, or any other attribute which she had or which she exercised, as distinguished from the uncopyrighted contents of the book.
Appellee, not having appealed from tbe decision of the court below, denying its asserted right over appellant to use the words âBlack and Whiteâ as applied to a' series of books, is bound by that decision, and, in the view we take of the question of infringement, we find it unnecessary to determine whether appellant bought Ilenneganâs trademark in 1912.
1. Appellee contends that appellant was anticipated by Harper & Bros, in the use of tbe trade-mark âBlack and White,â as applied to their well and widely known series of books published under the trade-name âBlack and White Seriesâ (the series seems at one time to have included about 23 titles), which trade-mark or trade-name was purchased by appellee May 22, 1924, during tbe pendency of the trade-mark interference proceedings between appellant and appellee.
Tbe court below, while of opinion that appellee gained by such purchase no right superior to Niemanâs to the ownership or registration of this alleged trade-mark, expressed the opinion that there was sufficient evidence to convince the court of the fact of anticipation on the part of Harper & Bros., and that their common-law trade-mark was still in existence and still active, and still representative of some good will, at the time the registration was granted to Nieman, and that for that reason, among others, appellee had not infringed appellantâs alleged trade-mark. We see no inconsistency between tbe failure to recognize the Harper use as available to appellee in support of its attempted trademark registration, and the conclusion that the defense <Jf such Harper use was available as against a charge of infringement. If tbe trial courtâs conclusion of fact is right, its conclusion of law would seem to follow.
If the testimony of the witness Lewin, taken by appellee under the federal statute relating to depositions de bene esse, was properly in evidence, we think the record supports a conclusion that the Harper use of the trademark âBlack and White Seriesâ began in 1885 (as recited in the assignment to appellee), and was still active and still representative of substantial good will at the time of Harperâs sale to appellee in 1924. The witness Lewin, who when his deposition was taken (February, 1926), was organization manager of Harper & Bros., and had been continuously associated with that house for 39 years, testified, in substance, that the Black and White Series started originally with âjust a single volume [title?] of the series, or perhaps one or two in the series, and then we have added from, time to time various titlesâ thereto; that Howellâs âThe Garroteraâ formed a part of this series in 1885; that the series was continuous; that the first edition of âThe Garroteraâ was published in 1885, and the last edition in 1917; that in the case of three other titles editions have been published as late as 1922, and that all four of the titles mentioned were, when the deposition was taken, still in the live, active files of the Harper house and open to sale to an applying purchaser. A witness testified to the purchase from different booksellers, in different locations, in 1925, of several different books of Harperâs âBlack & White Seriesââ 30 or 40 copies in all. To say the least, the question of abandonment, of the Harper trade-mark was one of intent. Baglin v. Cusenier, 221 U. S. 580, 597 et seq., 31 S. Ct. 669, 55 L. Ed. 863. Saxlehner v. Eisner, 179 U. S. 19, 31, 21 S. Ct. 7, 45 L. Ed. 60.
The deposition in question was taken under Revised Statutes, § 863 (U. S. C. S. § 1472 [28 USCA § 639]) which relates to the taking of testimony de bene esse, of witnesses (as applied to this case) residing more than 100 miles from the place of trial. The regularity of the taking and return of Lewinâs deposition is important; we doubt whether without it the record carries the Harper use back far enough to anticipate that of appellant. We find nothing in the record which, to our minds, renders the deposition inadmissible.
2. But even if the asserted Harper prior use be wholly disregarded, and assuming, for the purposes of this opinion, that appellantâs registered trade-mark is valid, and that the District Court had jurisdiction over the subject-matter of appelleeâs counterclaim as applied to appellantâs trade-mark, we think appellee has not infringed.
Whether the common-law trade-mark in a âBlaek and White Dream Book,â sold by appellant under Henneganâs imprint from 1912 until 1919, belonged to Ilennegan or appellant, appellee had equally the right to adopt and use the registered trade-mark âBlack and Whiteâ for its maufaetures of patent medicines, chemical and toilet articles, etc. â all of which were in a different class from âDream Booksâ â and to advertise its manufactures accordingly. We have no doubt of the validity of appelleeâs common-law trade-mark âBlaek and Whiteâ as so applied. This, however, involves no necessary conflict between appellantâs registered trade-mark âBlack and White Series,â or âBlack and White,â as applied to her series of pamphlets, and, on the other hand, appelleeâs trade-mark âBlack and White,â as applied to its medicines and toilet preparations. In 1921 appellant was not new in the field with a, âDream Bookâ or âDream Dictionary.â She had published no almanac. As testified by her witness, there is a large number of various âDream Booksâ and âDream Dictionariesâ put out to the public.
The question of infringement turns upon the fact whether appellee has used its own trade-mark in such manner that casual and unwary purchasers of average intelligence were, or were likely to be, deceived into the belief that appelleeâs publications were put out by appellant. 26 R. C. L. title âTrademarks,â § 51; McLean v. Fleming, 96 U. S. 245, 251 et seq., 24 L. Ed. 828; Hutchinson v. Loewy (C. C. A. 2) 163 F. 42; Werk v. Grosberg (C. C. A. 6) 250 F. 968; Hercules v. Newton (C. C. A. 2) 266 F. 169, 174; Rathbone v. Champion Co. (C. C. A. 6) 189 F. 26, 30, 37 L. R. A. (N. S.) 258; âThe entire substantive law of trade-marks (excepting statutory provisions and construction) is a branch of the broader law of unfair competition. The ultimate offense always is that defendant has passed off its goods as and for those of complainant.â Merriman v. Saalfield (C. C. A. 6) 198 F. 369, 372; and cases there cited; Hanover v. Allen (C. C. A. 7) 208 F. 613, L. R. A. 1916D, 136; Howe v. Wyckoff, 198 U. S. 118, 140, 25 S. Ct. 609, 49 L. Ed. 972; Hanover v. Metcalf, 240 U. S. 403, 413, 36 S. Ct. 357, 58 L. Ed. 468; cf. DeVoe v. Wolff (C. C. A. 6) 206 F. 420, 423. The fact that appellantâs trade-mark is registered works no change in this rule. Nashville Co. v. Coco Cola Co. (C. C. A. 6) 215 F. 527, 529, Ann. Cas. 1915B, 358; Gaines v. Distilling Co. (C. C. A. 6) 226 F. 531, 541, reversed on another point, 246 U. S. 312, 38 S. Ct. 327, 62 L. Ed. 738, cf. Delaware & Hudson Canal Co. v. Clark, 13 Wall. 311, 323, 20 L. Ed. 581.
We think appellant has no ground .to complain that appellee has appropriated any literary property of appellant. Atlas v. Street (C. C. A. 8) 204 F. 398, 402, 47 L. R. A. (N. S.) 1002. Appelleeâs alleged infringing publications are:
(1) âPloughâs Black and White Almanac,â the issues before us being respectively for the years 1920, 1922, 1923, 1925, and 1926, each entitled on its face âPloughâs Black and White Almanacâ for the then current year, that for 1920 bearing on its face the legend âCopyright applied for,â etc, that for 1922 bearing the additional words âInteresting information, astrological data, reliable calendar, weather forecast,â and those for 1925 and 1926 the words âand Beauty Book,â following the'words âPloughâs Black and White 1925 (or 1926) Almanac.â
Appellee had the right to use the trademark âBlack and Whiteâ as applied to its goods. Appellant had no such right and no such goods. It had only the right (which appellee did not have) to use the trade-mark as applied to a series of books. At the head of each cover page of each of appellantâs books of that series were the words âBlack and White Series.â Appelleeâs boobs nowhere contained any reference to a series. To sustain a charge of infringement of a trade-mark the owner must have used it on the same class of goods put out by the alleged infringer, but not necessarily on the same species of goods. Atlas v. Street, supra. Each of these almanacs is, we think, on its face plainly put out as an advertisement of appelleeâs manufactures of toilet articles, chemical and medicinal preparations. Each eontaiñs numerous and frequent advertisements of appelleeâs manufactures; its almanacs contain also monthly calendars, weather forecasts, zodiacal signs, and other features of the general character found in medical almanacs for more than fifty years past.
(2) Appelleeâs âBlack and White Birthday and Dream Book,â each of the two issues of which carries on its front cover the name above given, the first issue (1919 or 1920), bearing also on the front cover the words âThe twelve monthly birthday readings for the year, the true meaning of your dreams, daily guide- for business and pleasure for 1920, price 25 cents. Copyright applied for,â and on the back cover a full-page advertisement of âPlough Chemical Company, Manu-' factoring Chemists, Memphis, Tenn.â; the second issue (1921 to 1922) carrying on its front cover the words âPloughâs Black and White Birthday and Dream Book,â followed by the imprint, in the form of a seal, reading âPloughâs Black and White Toilet Preparations, the symbol of excellence in toilet preparations,â also the name and address of âPlough Chemical Company, Memphis, Tenn., U. S. A.,â the back cover page being devoted exclusively to a greatly enlarged copy of the imprint in seal form already mentioned. In addition to advertisements of Ploughâs manufactures on nearly every page, the first issue contains a âDaily astro guideâ for 1920, birthday readings for each month in succession, the daily guide for business and pleasure referred to, one page being devoted to the âtrue meaning of your dreams,â some of which are the same as in Henneganâs âBlack and White Dream Book,â whose origin has already been referred to. The general character of the contents of the'second issue does not differ materially from that of - the first.
(3) In some other publications by appellee there was included information which we think contains nothing more significant than the publications already described. These include âThe Story of Tour Face and Its Meaning to Others,â embracing (on its first page) a price list of appelleeâs manufactures, 'later, âWhat Different Eyes Indicate,â âReading Character by the Color of the Eyes,â âDisposition by the Shape of the Nose,â .âReading Character by the Form of the Lips,â âReading Character by the Shape of the Bar,â and we think show clearly to the most casual observer, from the first page to the last, that it is merely an advertisement of appelleeâs manufactures. The same thing is, we think, equally true of appelleeâs song book, published in 1920, which contains numerous prominently displayed advertisements of appelleeâs various manufactures. Appelleeâs seal is therein represented, printed one-half in white letters on a black background, the other half in black letters on a white background (in connection with different of appelleeâs manufactures), as was the case in the Moore Black and White trade-name for soap purchased by appellee. This trade-name and seal is prominent and distinctive. These various publications seem to consist of about 40 per cent, advertisements and about 60 per cent, other reading matter. As respects none of appelleeâs publications do we think even casual and unwary readers of average intelligence were liable to be deceived into the belief, that they were put out by appellant, or that appellee has in any way palmed off its advertising matter as part of appellantâs Black and White Series of books, etc. So far as concerns dress, we see an entire absence of reasonable room for confusion. We are cited to no testimony that any one has been deceived into interpreting any of appelleeâs publications as those of appellant.
Appellantâs brief refers to alleged copyright infringement. That subject requires little attention. There is no evidence that the 1900 Black and White Dream Book was copyrighted. Hennegan thinks it was not. That leaves for consideration only appellantâs six volumes of the âBlack and White Series.â We doubt whether the District Court had jurisdiction, under the counterclaim, over that subject (or whether it was intended by appellant to consider it), except as involved in the general subject of unfair competition. However, in view of the earlier publications referred to, we find nothing in the last-mentioned volumes sufficiently new and material to call for copyright relief.
Of the claim that appellee substantially copied into its 1922 almanac a paragraph of 10 or 11 lines found in appellantâs âDream Dictionaryâ under the heading âPhilosophy of Dreams,â it seems sufficient to say that it cannot alter the conclusion of lack of trademark infringement or unfair competition.
The criticism upon the caption on the inside cover of appelleeâs Black and White Dream Book impresses us as without merit. [10] We cannot construe the evidenceâ claimed as tending to show a falling off of appellantâs sales more or less coincidental with appelleeâs advertising â as any evidence of misleading on appelleeâs part. The mere fact, if it be such, that appelleeâs lawful pamphlet advertisements (owing to their being in many cases given away or otherwise) have lessened the demand for appellantâs publications presents no legal or equitable grievance.
We have not discussed all the errors assigned, but we have considered all, and find no reversible error. The rejected stipulation as to testimony has been considered by ns. If the views herein expressed are correct, it seems clear that appellant is not entitled to complain of infringement of its trade-mark, or unfair competition with reference to it.
It results, we think, from what we have said, that appellant is entitled to no relief. It follows that the decree of the District Court must be affirmed.
Which is held to apply to trade-marks as well as to patents. American Foundries v. Robertson, 262 U. S. 209, 43 S. Ct. 541, 67 L. Ed. 953.
The result of the decision, as the court explained it, is that both may go ahead and use âBlack and Whiteâ in connection with their own businesses. Miss Nieman can use Black and White Series, and the Plough _ Chemical Company can use the Black and White Dream Book, so long as they show it is Ploughâs and not Niemanâs.
Paying one cent apiece for them.
The statutory registration of appellantâs trade-mark is not res judicata, but is merely prima facie evidence of ownership. U. S. C. S. 1916, § 9501 (15 USCA § 96). But while the question of priority is still open, notwithstanding the concurrent findings of all the Patent Office Tribunals, including the Court of Appeals of the District of Columbia, yet, in view of the weight which justly attaches to the decisions of the Patent Office, they are accepted by the courts as controlling upon the question of priority in any subsequent suit between tbe same parties, unless the contrary is established by testimony which in character and amount carries thorough conviction. Morgan v. Daniels, 153 U. S. 120, 14 S. Ct. 772, 38 L. Ed. 657; Clements v. Kirby (C. C. A. 6) 274 F. 575, 586; Greenwood v. Dover (C. C. A. 1) 194 F. 91, 95; Victor v. Brunswick-Balke Co. (C. C. A. 3) 8 F.(2d) 41; Earles v. Drake (C. C. A. 3) 300 F. 265-267; De Forest v. Westinghouse (D. C.) 13 F.(2d) 1014, 1017; Curtiss v. Janin (C. C. A. 2) 278 F. 454.
Harperâs application for registration of trade-mark having been since the sale to appellee put in interference with appellantâs registration, the Patent Office has,-since the decision of the instant case below, held that Harper & Bros, are not entitled to the registration applied for, apparently in part at least, in view of rhe fact that it appears by the application that appefiee is the interested party therein, and not Harper & Bros. It does not appear that any proceeding has since been taken under that application.
Appellant was not present or represented at the taking of the deposition, although counsel was seasonably notified in writing.
The notice of the taking of the depositions gave the names of the witnesses as âJohn M. Lewin and'possibly other employees of Harper & Bros.â Under this notice, the deposition of an additional witness was taken. We doubt whether this was proper, in view of the requirement of the statute that the notice give the âname of the witness.â See In re Automobile Cooperative Assân, etc. (D. C.) 222 F. 345, 346. We accordingly disregard the testimony of that witness.
The fact that it was taken before a notary other than the one named in the notice is, we think, not important especially in view of the statement of counsel, at the time the deposition was taken, that because of court engagements the reporter had been changed. The statute does not require that the name of the officer before whom depositions are proposed to be taken shall be stated in the notice. Cf. Gormley v. Bunyan, 138 U. S. 623, 632, 11 S. Ct. 453, 34 L. Ed. 1086. The examination was taken at the place named in the notice, on the next day after the date given therein, and on which date so given the deposition of the other witness had been taken before a notary other than stated in the notice; it being then and there stated that the witness Lewin was ill and would be unable to attend that day. The witness having testified to his residence at a named place in New Jersey, it will be presumed that he continued to live there at the time of trial, and no further proof on that subject need be offered in the absence of proof to the contrary. Whitford v. Clark County, 119 U. S. 522, 7 S. Ct. 306, 30 L. Ed. 500. The statute does not require that the notice give the residence of the witness. It requires merely the âname of the witness and the time and place of the taking of his deposition.â We do not understand appellant to raise any question on that score, nor respecting the absence from the notice of the statement that the reason for taking the deposition of the witness is that he resides more than 100 miles from the place of the trial. This manifestly constitutes no defect. The statute des not require the reason to be given. De Butts v. McCulloch, Fed. Cas. No. 3,718, 1 Cranch C. C. 286. Indeed, the giving of his name, and, the implication from the notice that he was an employee of Harper & Bros., furnished adequate opportunity for ascertaining whether or not he lived' more than 100 miles from the place of trial. It is not important whether or not the trial court refused to grant permission to take the depositions, and set the ease for hearing at an early date after the time the depositions were .noticed to be taken. While we do not so construe the record, it is enough to say that the court would have had no right to prevent resort to the statute in question. Kline v. Insurance Co., 184 F. (C. C.) 969; In re National Equipment Co. (C. C. A. 2,) 195 F. 488, 489. Nor do we see any discrepancy between the date of taking the depositions (February 17 and 18) and the fact that the depositions were subscribed and sworn to on February 19th. The statute does not provide that the depositions be subscribed and sworn to at the time the testimony is given; indeed, that would be frequently impracticable. The caption to the deposition of the witness in question recites that he was duly sworn before testifying. The jurat at the close of the deposition, to the effect that it was subscribed and sworn to on the 19th day of February, would naturally mean that it was signed and again sworn to after it had been written up by the notary.
We find no further criticism requiring mention, except as based upon the fact that the final certificate required by Revised Statutes, § 865 (U. S. C. S. 1916) § 1474 [28 USCA § 641]), was not attached to .the deposition when it was forwarded to and received by the clerk of the court. It was, however, immediately forwarded, and was promptly received thereafter. It, we think, sufficiently prima facie identified the deposition to which it related, and, in the absence of anything to the contrary, we think it might lawfully have been attached by the clerk to the deposition itself, which apparently contemplated attachment thereto of the notice of taking depositions, or might properly, under an order of the court, have been returned by the clerk to tbe notary for attachment of certificate thereto.
The trial court expressed the view that the federal statute in effect required that the deposition be taken under the Ohio statutory procedure; and, inasmuch as the depositions were not returned in accordance therewith, they could not be received. The court, however, admitted tbe depositions in evidence, so as to bring the question before this court. We are unable to agree with this view of the statute. Revised Statutes, § 863, in question, not only contains no provision to the effect just stated, but equity rule 54 expressly provides for taking depositions under section 863. Moreover, Act March 9, 1892, c. 14 (U. S. C. S. 1916, § 1476 [28 USCA § 643]), merely permits depositions to be taken in the mode prescribed by the state laws. Nor, in our judgment, does the Conformity Act (Rev. Stat. § 914 [U. S. C. S. 1916, § 1537; 28 USCA § 724) have application. It has been expressly held that the act^does not apply to the signing or taking of depositions to be used in the federal courts under Rev. Stats. §§ 863-865 (28 USCA §§ 639-641); Sage v. Tauszky (C. C. S. D. Ohio) Fed. Cas. No. 12,214. See, also, the opinion of District Judge (later Mr. Justice) Brown in United States v. 50 Boxes Etc. (D. C.) 92 F. 601, 602, and eases there cited; also Hanks Dental Assân v. Tooth Crown Co., 194 U. S. 303, 305 et seq. 24 S. Ct. 700, 48 L. Ed. 989. Cf. Knight v. Illinois Central R. R. Co. (C. C. A. 6) 180 F. 368.
We may add that the depositions in question, which relate to defendantâs counterclaim, were taken within the period after issue joined thereon allowed by general equity rule No. 47, under which, we think, appellee must be regarded, as respects tbe counterclaim, as a defendant. Tbe notice in question stated that the depositions were to be taken in the matter of appellantâs counterclaim. It may also be noted that appellantâs counsel conceded in the District Court that two witnesses named by appelleeâs counsel, if called, would testify that the notaries in question were not of counsel nor kin to any of tbe parties and had no interest in the case.
It satisfactorily appearing that the notaryâs failure to observe strictly and literally the terms of the statute (R. S. § 865) with respect to the method of transmitting the depositions to the court has caused no injury or prejudice to appellant, we think the irregularity should be disregarded under section 269 of the Judicial Code, as amended by Act Feb. 26, 1919 (28 USCA § 391 [Comp. St. § 1246]).
American Steel Foundries v. Robertson, 269 U. S. 372, 380, 46 S. Ct. 160, 70 L. Ed. 317, and cases there cited. On July 22, 1924, after the Commissionerâs denial of appelleeâs application for registration of its alleged trade-mark, âBlack and White,â as applied to a series of books, in interference with appellantâs registered trade-mark, he allowed appellee, as assignee of Moore & Co., a trade-mark âBlaek and Whiteâ as applied to hand soap.
The almanac issues for 1921 and 1924, if introduced, presumably did not differ materially from those above named.
It should be unnecessary to say that merely placing appelleeâs name on its pamphlets would not be enough to defeat a charge of infringement.