Opinion
ROBERTS v. SEA-LAND SERVICES, INC., et al.
No. 10-1399.
Argued January 11, 2012
Decided March 20, 2012
Sotomayor, J., delivered the opinion of the Court, in which Roberts, C. J., and Scalia, Kennedy, Thomas, Breyer, Alito, and Kagan, JJ., joined. Ginsburg, J., filed an opinion concurring in part and dissenting in part, post, p. 113.
Joshua T. GĂŒlelan II argued the cause for petitioner. With him on the briefs were Michael F. Pozzi and Charles Robinowitz.
Joseph R. Palmore argued the cause for the federal respondent. With him on the brief were Solicitor General Verrilli, Deputy Solicitor General Kneedler, and M. Patricia Smith. Peter D. Keisler argued the cause for respondent Sea-Land Services, Inc. With him on the brief were Carter G. Phillips, Eric D. McArthur, and Frank B. Hugg.
Jeffrey R. White filed a brief for the American Association for Justice as amicus curiae urging reversal.
[MAJORITY â Justice Sotomayor]
Justice Sotomayor
delivered the opinion of the Court.
The Longshore and Harbor Workersâ Compensation Act (LHWCA or Act), ch. 509, 44 Stat. 1424, as amended, 33 U. S. C. § 901 et seq., caps benefits for most types of disability at twice the national average weekly wage for the fiscal year in which an injured employee is ânewly awarded compensation.â § 906(c). We hold that an employee is ânewly awarded compensationâ when he first becomes disabled and thereby becomes statutorily entitled to benefits, no matter whether, or when, a compensation order issues on his behalf.
I
A
The LHWCA âis a comprehensive scheme to provide compensation âin respect of disability or death of an employee ... if the disability or death results from an injury occurring upon the navigable waters of the United States.â â Metropolitan Stevedore Co. v. Rambo, 515 U. S. 291, 294 (1995) (quoting § 903(a)); An employeeâs compensation depends on the severity of his disability and his preinjury pay. A totally disabled employee, for example, is entitled to two-thirds of his preinjury average weekly wage as long as he remains disabled. ⹠§§ 908(a)-(b), 910.
Section 906, however, sets a cap on compensation. Disability benefits, âshall not exceedâ twice âthe applicable national average weekly wage.â § 906(b)(1). The national average weekly wage â âthe national average weekly earnings of production or nonsupervisory workers on private non-agricultural payrolls,â §902(19) â is recalculated by the Secretary of Labor each fiscal year. § 906(b)(3). For most types of disability, the âapplicableâ national average weekly wage is the figure for the fiscal year in which a beneficiary is ânewly awarded compensation,â and the cap remains constant as long as benefits continue. § 906(c).
Consistent with the central bargain of workersâ compensation regimes â limited liability for employers; certain, prompt recovery for employees â the LHWCA requires that employers pay benefits voluntarily, without formal administrative proceedings. Once an employee provides notice of a disabling injury, his employer must pay compensation âperiodically, promptly, and directly . . . without an award, except where liability to pay compensation is controverted.â § 914(a). In general, employers pay benefits without contesting liability. See Pallas Shipping Agency, Ltd. v. Duris, 461 U. S. 529, 532 (1983). In the mine run of cases, therefore, no compensation orders issue.
If an employer controverts, or if an employee contests his employerâs actions with respect to his benefits, the dispute advances to the Department of Laborâs Office of Workersâ Compensation Programs (OWCP). See 20 CFR §§702.251-702.262 (2011). The OWCP district directors âare empowered to amicably and promptly resolve such problems by informal procedures.â §702.301. A district directorâs informal disposition may result in a compensation order. § 702.315(a). In practice, however, âmany pending claims are amicably settled through voluntary payments .without the necessity of a formal order.â Intercounty Constr. Corp. v. Walter, 422 U. S. 1, 4, n. 4 (1975). If informal resolution fails, the district director refers the dispute to an administrative law judge (ALJ). See 20 CFR §§702.316, 702.331-702.351. An ALJâs decision after a hearing culminates in the entry of a compensation order. 33 U. S. C. §§ 919(c)-(e).
B
In fiscal year 2002, petitioner Dana Roberts slipped and fell on a patch of ice while employed at respondent Sea-Land Servicesâ marine terminal in Dutch Harbor, Alaska. Roberts injured his neck and shoulder and did not return to work. On receiving notice of his disability, Sea-Land (except for a 6-week period in 2003) voluntarily paid Roberts benefits absent a compensation order until fiscal year 2005. When Sea-Land discontinued voluntary payments, Roberts filed an LHWCA claim, and Sea-Land controverted. In fiscal year 2007, after a hearing, an ALJ awarded Roberts benefits at the statutory maximum rate of $966.08 per week. This was twice the national average weekly wage for fiscal year 2002, the fiscal year when Roberts became disabled.
Roberts moved for reconsideration, arguing that the âapplicableâ national average weekly wage was the figure for fiscal year 2007, the fiscal year when he was ânewly awarded compensationâ by the ALJâs order. The latter figure would have entitled Roberts to $1,114.44 per week. The ALJ denied reconsideration, and the Department of Laborâs Benefits Review Board (or BRB) affirmed, concluding that âthe pertinent maximum rate is determined by the date the disability commences.â App. to Pet. for Cert. 20. The Ninth Circuit affirmed in relevant part, holding that an employee âis ânewly awarded compensationâ within the meaning of [§ 906(c)] when he first becomes entitled to compensation.â Roberts v. Director, OWCP, 625 P. 3d 1204, 1208 (2010) (per curiam). We granted certiorari, 564 U. S. 1066 (2011), to resolve a conflict among the Circuits with respect to the time when a beneficiary is ânewly awarded compensation,â and now affirm.
II
Roberts contends that âawarded compensationâ means âawarded compensation in a formal order.â Sea-Land, supported by the Director, OWCP, responds that âawarded compensationâ means âstatutorily entitled to compensation because of disability.â The text of § 906(c), standing alone, admits of either interpretation. But âour task is to fit, if possible, all parts into an harmonious whole.â FTC v. Mandel Brothers, Inc., 359 U. S. 385, 389 (1959). Only the interpretation advanced by Sea-Land and the Director makes §906 a working part of the statutory scheme; supplies an administrable rule that results in equal treatment of similarly situated beneficiaries; and avoids gamesmanship in the claims process. In light of these contextual and structural considerations, we hold that an employee is ânewly awarded compensationâ when he first becomes disabled and thereby becomes statutorily entitled to benefits under the Act, no matter whether, or when, a compensation order issues on his behalf.
A
We first consider âwhether the language at issue has a plain and unambiguous meaning with regard to the particular dispute in the case.â Robinson v. Shell Oil Co., 519 U. S. 337, 340 (1997). The LHWCA does not define âawarded,â but in construing the Act, as with any statute, ââwe look first to its language, giving the words used their ordinary meaning.â â Ingalls Shipbuilding, Inc. v. Director, Office of Workersâ Compensation Programs, 519 U. S. 248, 255 (1997) (quoting Moskal v. United States, 498 U. S. 103, 108 (1990)). At first blush, Robertsâ position is appealing. In ordinary usage, âawardâ most often means âgive by judicial decreeâ or âassign after careful judgment.â Websterâs Third New International Dictionary 152 (2002); see also, e. g., Blackâs Law Dictionary 157 (9th ed. 2009) (âgrant by formal process or by judicial decreeâ).
But âawardâ can also mean âgrant,â or âconfer or bestow upon.â Websterâs Third New International Dictionary, at 152; see also ibid. (1971 ed.) (same). The LHWCA âgrantsâ benefits to disabled employees, and so can be said to âawardâ compensation by force of its entitlement-creating provisions. Indeed, this Court has often said that statutes âawardâ entitlements. See, e. g., Astrue v. Ratliff, 560 U. S. 586, 591 (2010) (referring to âstatutes that award attorneyâs fees to a prevailing partyâ); Barber v. Thomas, 560 U. S. 474, 493 (2010) (appendix to majority opinion) (statute âawardsâ good-time credits to federal prisoners); New Energy Co. of Ind. v. Limbach, 486 U. S. 269, 271 (1988) (Ohio statute âawards a tax creditâ); Pacific Employers Ins. Co. v. Industrial Accident Commân, 306 U. S. 493, 500 (1939) (California workersâ compensation statute âaward[s] compensation for injuries to an employeeâ); see also, e. g., Connecticut v. Doehr, 501 U. S. 1, 28 (1991) (Rehnquist, C. J., concurring in part and concurring in judgment) (âMaterialmanâs and mechanicâs lien statutes award an interest in real property to workersâ). Similarly, this Court has described an employeeâs survivors as âhaving been ânewly awardedâ death benefitsâ by virtue of the employeeâs death, without any reference to a formal order. Director, Office of Workersâ Compensation Programs v. Rasmussen, 440 U. S. 29, 44, n. 16 (1979) (quoting § 906(c)âs predecessor provision, 33 U. S. C. § 906(d) (1976 ed.)).
In short, the text of § 906(c), in isolation, is indeterminate.
B
Statutory language, however, âcannot be construed in a vacuum. It is a fundamental canon of statutory construction that the words of a statute must be read in their context and with a view to their place in the overall statutory scheme.â Davis v. Michigan Dept. of Treasury, 489 U. S. 803, 809 (1989). In the context of the LHWCAâs comprehensive, reticulated regime for worker benefits â in which § 906 plays a pivotal role â âawarded compensationâ is much more sensibly interpreted to mean âstatutorily entitled to compensation because of disability.â
1
Section 906 governs compensation in all LHWCA cases. As explained above, see supra, at 98, the LHWCA requires employers to pay benefits voluntarily, and in the vast majority of cases, that is just what occurs. Under Robertsâ interpretation of § 906(c), no employee receiving voluntary payments has been âawarded compensation,â so none is subject to an identifiable maximum rate of compensation. That' result is incompatible with the Actâs design. Section 906(b)(1) caps â[c]ompensation for disability or death (other than compensation for death required ... to be paid in a lump sum)â at twice âthe applicable national average weekly wage, as determined by the Secretary under paragraph (3).â Section 906(b)(3), in turn, directs the Secretary to âdetermineâ the national average weekly wage before each fiscal year begins on October 1 and provides that â[s]uch determination shall be the applicable national average weekly wageâ for the coming fiscal year. And § 906(c), in its turn, provides that â[d]eterminations under subsection (b)(3) . . . with respect toâ a fiscal year âshall apply to ... those newly awarded compensation during suchâ fiscal year. Through a series of cross-references, the three provisions work together to cap disability benefits.
By its terms, and subject to one express exception, § 906(b)(1) specifies that the cap applies globally, to all disability claims. But all three provisions interlock, so the cap functions as Congress intended only if § 906(c) also applies globally, to all such cases. See, e. g., FDA v. Brown & Williamson Tobacco Corp., 529 U. S. 120, 133 (2000) (âA court must... interpret the statute âas a symmetrical and coherent regulatory schemeââ (quoting Gustafson v. Alloyd Co., 513 U. S. 561, 569 (1995))). If Robertsâ interpretation were correct, § 906(c) would have no application at all in the many cases in which no formal orders issue, because employers make voluntary payments or the parties reach informal settlements. We will not construe § 906(c) in a manner that renders it âentirely superfluous in all but the most unusual circumstances.â TRW Inc. v. Andrews, 534 U. S. 19, 29 (2001).
Recognizing this deficiency in his reading of § 906(c), Roberts proposes that orders issue in every case, so that employers can lock in the caps in effect at the time their employees become disabled. This is a solution in search of a problem. Under settled LHWCA practice, orders are rare. Robertsâ interpretation would set needless administrative machinery in motion and would disrupt the congressionally preferred system of voluntary compensation and informal dispute resolution. The incongruity of Roberts' proposal is highlighted by his inability to identify a vehicle for the entry of an order in an uncontested case. Section 919(c), on which Roberts relies, applies only if an employee has filed a claim. Likewise, 20 CFR § 702.315(a) applies only in the case of a claim or an employerâs notice of controversion. See §702.301. We doubt that an employee will file a claim for the sole purpose of assisting his employer in securing a lower cap. And we will not read § 906(c) to compel an employer to file a baseless notice of controversion. Cf. 33 U. S. C. §§ 928(a), (d) (providing for assessment of attorneyâs fees and costs against employers who controvert unsuccessfully). Roberts suggests that employers could threaten to terminate benefits in order to induce their employees to file claims, and thus initiate the administrative process. Construing any workersâ compensation regime to encourage gratuitous confrontation between employers and employees strikes us as unsound. .
2
Using the national average weekly wage for the fiscal year in which an employee becomes disabled coheres with the LHWCAâs administrative structure. Section 914(b) requires an employer to pay benefits within 14 days of notice of an employeeâs disability. To do so, an employer must be able to calculate the cap. An employer must also notify the Department of Labor of voluntary payments by filing a form that indicates, inter alia, whether the âmaximum rate is being paid.â Dept, of Labor, Form LS-206, Payment of Compensation Without Award (rev. Aug. 2011), online at http://www.dol.gov/owcp/dlhwc/ls-206.pdf. On receipt of this form, an OWCP claims examiner must verify the rate of compensation in light of the applicable cap. See Dept, of Labor, Longshore (DLHWC) Procedure Manual §2-n201(3)(b)(3) (hereinafter Longshore Procedure Manual), online at http://www.dol.gov/owcp/dlhwe/lspm/lspm2-201.htm. It is difficult to see how an employer can apply or certify a national average weekly wage other than the one in effect at the time an employee becomes disabled. An employer is powerless to predict when an employee might file a claim, when a compensation order might issue, or what the national average weekly wage will be at that later time. Likewise for a claims examiner.
Moreover, applying the national average weekly wage for the fiscal year in which an employee becomes disabled, advances the LHWCAâs purpose to compensate disability, defined as âincapacity because of injury to earn the wages which the employee was receiving at the time of injury.â 33 U. S. C. §902(10) (emphasis added). Just as the LHWCA takes âthe average weekly wage of the injured employee at the time of the injuryâ as the âbasis upon which to compute compensation,â § 910, it is logical to apply the national average weekly wage for the same point in time. Administrative practice has long treated the time of injury as the relevant date. See, e.g., Dept, of Labor, Longshore Act Coverage and Benefits, Pamphlet LS-560 (rev. Dec. 2003) (âCompensation payable under the Act may not exceed 200% of the national average weekly wage, applicable at the time of injuryâ), online at http://www.dol.gov/owcp/dIhwc/ LS-560pam.htm; Dept, of Labor, Workersâ Compensation Under the Longshoremenâs Act, Pamphlet LS-560 (rev. Nov. 1979) (same); see also, e. g., Dept, of Labor, LHWCA Bulletin No. 11-01, p. 2 (2010) (national average weekly wage for particular fiscal year applies to âdisability incurred duringâ that fiscal year).
Applying the national average weekly wage at the time of onset of disability avoids disparate treatment of similarly situated employees. Under Robertsâ reading, two employees who earn the same salary and suffer the same injury on the same day could be entitled to different rates of compensation based on the happenstance of their obtaining orders in different fiscal years. We can imagine no reason why Congress would have intended, by choosing the words ânewly awarded compensation,â to differentiate between employees based on such an arbitrary criterion.
8
Finally, using the national average weekly wage for the fiscal year in which disability commences discourages gamesmanship in the claims process. If the fiscal year in which an order issues were to determine the cap, the fact that the national average weekly wage typically rises every year with inflation, see n. 2, supra, would become unduly significant. Every employee affected by the cap would seek the entry of a compensation order in a later fiscal year. Even an employee who has been receiving compensation at the proper rate for years would be well advised to file a claim for greater benefits in order to obtain an order at a later time. Likewise, an employee might delay the adjudicatory process to defer the entry of an order. And even in an adjudicated case where an employer is found to have paid benefits at the proper rate, an ALJ would adopt the later fiscal yearâs national average weekly wage, making the increased cap retroactively applicable to all of the employerâs payments. Roberts candidly acknowledges that his position gives rise to such perverse incentives. See Tr. of Oral Arg. 58-59. We decline to adopt a rule that would reward employees with windfalls for initiating unnecessary administrative proceedings, while simultaneously punishing employers who have complied fully with their statutory obligations.
III
We find Robertsâ counterarguments unconvincing.
A
First, Roberts observes that some provisions of the LHWCA clearly use âawardâ to mean âaward in a formal order,â and contends that the same must be true of âawarded compensationâ in § 906(c). We agree that the Act sometimes uses âawardâ as Roberts urges. Section 914(a), for example, refers to the payment of compensation âto the person enti-tied thereto, without an award,â foreclosing the equation of âentitlementâ and âawardâ that we adopt with respect to § 906(c) today. But the presumption that âidentical words used in different parts of the same act are intended to have the same meaning . . . readily yields whenever there is such variation in the connection in which the words are used as reasonably to warrant the conclusion that they were employed in different parts of the act with different intent.â General Dynamics Land Systems, Inc. v. Cline, 540 U. S. 581, 595 (2004) (internal quotation marks omitted); see also, e. g., United States v. Cleveland Indians Baseball Co., 532 U. S. 200, 213 (2001). Here, we find the presumption overcome because several provisions of the Act would make no sense if âawardâ were read as Roberts proposes. Those provisions confirm todayâs holding because they too, in context, use âawardâ to denote a statutory entitlement to compensation because of disability.
For example, § 908(c)(20) provides that â[p]roper and equitable compensation not to exceed $7,500 shall be awarded for serious disfigurement.â Roberts argues that § 908(e)(20) ânecessarily contemplates administrative action to fix the amount of the liability and direct its payment.â Reply Brief for Petitioner 11. In Robertsâ view, no disfigured employee may receive benefits without invoking the administrative claims process. That argument, however, runs counter to §908âs preface, which directs that â[compensation for disability shall be paid to the employee,â and to § 914(a), which requires the payment of compensation âwithout an award.â It is also belied by employersâ practice of paying § 908(c)(20) benefits voluntarily. See, e. g., Williams-McDowell v. Newport News Shipbuilding & Dry Dock Co., No. 99-0627 etc., 2000 WL 35928576, *1 (BRB, Mar. 15, 2000) (per curiam); Evans v. Bergeron Barges, Inc., No. 98-1641, 1999 WL 35135283, *1 (BRB, Sept. 3, 1999) (per curiam). In light of the LHWCAâs interest in prompt payment and settled practice, âawardedâ in § 908(c)(20) can only be better read, as in § 906(c), to refer to a disfigured employeeâs entitlement to benefits.
Likewise, § 908(d)(1) provides that if an employee who is receiving compensation for a scheduled disability dies before receiving the full amount of compensation to which the schedule entitles him, âthe total amount of the award unpaid at the time of death shall be payable to or for the benefit of his survivors.â See also § 908(d)(2). Robertsâ interpretation of âawardâ would introduce an odd gap: Only survivors of those employees who were receiving schedule benefits pursuant to orders â not survivors of employees who were receiving voluntary payments â would be entitled to the unpaid balances due their decedents. There is no reason why Congress would have chosen to distinguish between survivors in this manner. And the Benefits Review Board has quite sensibly interpreted § 908(d) to mean that âan employee has a vested interest in benefits which accrue during his lifetime, and, after he dies, his estate is entitled to those benefits, regardless of when an award is made.â Wood v. Ingalls Shipbuilding, Inc., 28 BRBS 27, 36 (1994) (per curiam).
Finally, § 933(b) provides: "For the purpose of this subsection, the term âawardâ with respect to a compensation order means a formal order issued by the deputy commissioner, an administrative law judge, or Board.â Unless award may mean something other than âaward in a compensation order,â this specific definition would be unnecessary. Roberts contends that this provision', enacted in 1984, âwas indeed âunnecessaryâ â in light of Pallas Shipping. Brief for Petitioner 29; see 461 U. S., at 534 (âThe term âcompensation orderâ in the LHWCA refers specifically to an administrative award of compensation following proceedings with respect to the claimâ). Robertsâ argument offends the canon against superfluity and neglects that § 933(b) defines the term âaward,â whereas Pallas Shipping defines the term âcompensation order.â Moreover, Congressâ definition of âaward,â which tracks Robertsâ preferred interpretation, was carefully limited to § 933(b). Had Congress intended to adopt a universal definition of âaward,â it could have done so in § 902, the LHWCAâs glossary. Read in light of the âduty to give effect, if possible, to every clause and word of a statute,â Duncan v. Walker, 533 U. S.. 167, 174 (2001) (internal quotation marks omitted), § 933(b) debunks Robertsâ argument that the Act always uses âawardâ to mean âaward in a formal orderâ and confirms that âawardâ has other meanings.
B
Next, Roberts notes that this Court has refused to read the statutory phrase âperson entitled to compensationâ in § 933(g) to mean âperson awarded compensation.â See Estate of Cowart v. Nicklos Drilling Co., 505 U. S. 469, 477 (1992) (â[A] person entitled to compensation need not be receiving compensation or have had an adjudication in his favorâ). In Robertsâ view, the converse must also be true: â[A]warded compensationâ in § 906(c) cannot mean âentitled to compensation.â But Cowartâs reasoning does not work in reverse. Cowart did not construe § 906(c) or the term âaward,â but relied on the uniform meaning of the phrase âperson entitled to compensationâ in the LHWCA. See id., at 478-479. As just explained, the LHWCA contains no uniform meaning of the term âaward.â Moreover, Cowart did not hold that the groups of âemployees entitled to compensationâ and âemployees awarded compensationâ were mutually exclusive. The former group includes the latter: The entry of a compensation order is a sufficient but not necessary condition for membership in the former, Âżfee id» at 477.
c
Finally, Roberts contends that his interpretation furthers the LHWCAâs purpose of providing' employees with prompt compensation by encouraging employers to avoid delay and expedite administrative proceedings. But Robertsâ remedy would also punish employers who voluntarily pay benefits at the proper rate from the time of their employeesâ injuries. These employers would owe benefits under the higher cap applicable in any future fiscal year when their employees chose to file claims. And Robertsâ remedy would offer no relief at all to the many beneficiaries entitled to less than the statutory maximum rate.
The more measured deterrent to employer tardiness is interest that âaccrues from the date a benefit came due, rather than from the date of the ALJâs award.â Matulic v. Director, OWCP, 154 F. 3d 1052, 1059 (CA9 1998). The Director has long taken the position that âinterest is a necessary and inherent component of 'compensationâ because it ensures that the delay in payment of compensation does not diminish the amount of compensation to which the employee is entitled.â Sproull v. Director, OWCP, 86 F. 3d 895, 900 (CA9 1996); see also, e. g., Strachan Shipping Co. v. Wedemeyer, 452 F. 2d 1225, 1229 (CA5 1971). Moreover, â[t]imely [cjontroversion does not relieve the responsible party from paying interest on unpaid compensation.â Longshore Procedure Manual §8-201, online at http://www.dol.gov/owcp/ dlhwc/lspm/lspm8-201.htm. Indeed, the ALJ awarded Roberts interest âon each unpaid installment of compensation from the date the compensation became due.â App. to Pet. for Cert. 108, Order ¶â
.
* * *
We hold that an employee is ânewly awarded compensationâ when he first becomes disabled and thereby becomes statutorily entitled to benefits, no matter whether, or when, a compensation order issues on his behalf. The judgment of the Court of Appeals for the Ninth Circuit is affirmed.
It is so ordered.
Section 906 provides, in pertinent part:
â(b) Maximum rate of compensation
â(1) Compensation for disability or death (other than compensation for death required ... to be paid in a lump sum) shall not exceed an amount equal to 200 per centum of the applicable national average weekly wage, as determined by the Secretary under paragraph (3).
â(3) As soon as practicable after June 30 of each year, and in any event prior to October 1 of such year, the Secretary shall determine the national average weekly wage for the three consecutive calendar quarters ending June 30. Such determination shall be the applicable national average weekly wage for the period beginning with October 1 of that year and ending with September 30 of the next year....
â(c) Applicability of determinations
âDeterminations under subsection (b)(3) . . . with respect to a period shall apply to employees or survivors currently receiving compensation for permanent total disability or death benefits during such period, as well as those newly awarded compensation during such period.â
For those âcurrently receiving compensation for permanent total disability or death benefits,â §906(c), the cap is adjusted each fiscal year â and typically increases, in step with the usual inflation-driven rise in' the national average weekly wage. See Dept, of Labor, Division of Longshore and Harbor Workersâ Compensation (DLHWC), NAWW Information, online at http://www.dol.gov/owcp/dlhwc/NAWWinfo.htm (all Internet materials as visited Mar. 16, 2012, and available in Clerk of Courtâs case file). Section 906(e)âs âcurrently receiving compensationâ clause is not at issue here.
In fiscal year 1971, only 209 cases out of the 17,784 in which compensation was paid resulted in orders. Hearings on S. 2318 et al. before the Subcommittee on Labor of the Senate Committee on Labor and Public Welfare, 92d Cong., 2d Sess., 757-758 (1972). Congress enacted §906â
predecessor provision, which included the ânewly awarded compensationâ clause, in 1972. Longshoremenâs and Harbor Workersâ Compensation Act Amendments of 1972, § 5, 86 Stat. 1253.
Compare 625 F. 3d 1204 (time of entitlement) with Wilkerson v. Ingalls Shipbuilding, Inc., 125 F. 3d 904 (CA5 1997) (time of order), and Boroski v. DynCorp Int'l, 662 F. 3d 1197 (CA11 2011) (same).
Justice Ginsburgâs view, not advanced by any party, is that an employee is âawarded compensationâ when his employer âvoluntarily pays compensation or is officially ordered to do so.â Post, at 115 (opinion concurring in part and dissenting in part). But reading âawarded compensationâ as synonymous with âreceiving compensationâ is further from the ordinary meaning of âawardâ than the Courtâs approach: A person who slipped and fell on a negligently maintained sidewalk would not say that she had been âawarded money damagesâ if the business responsible for the sidewalk voluntarily paid her hospital bills. Cf. post, at 115-116.
Moreover, if Congress had intended âawarded compensationâ to mean âreceiving compensation,â it could have said so â as, in fact, it did in § 906(c)âs parallel clause, which pertains to beneficiaries âcurrently receiving compensation for permanent total disability or death.â See nn. 1-2, supra. Justice Ginsburgâs reading denies effect to Congressâ textual shift, and therefore âruns afoul of the usual rule that âwhen the legislature uses certain language in one part of the statute and different language in another, the court assumes different meanings were intended.â â Sosa v. Alvarez-Machain, 542 U. S. 692, 711, n. 9 (2004).
Nor is Justice Ginsburgâs reliance on a single sentence of legislative history persuasive. See post, at 116-117. True, a Senate Committee Report described those ânewly awarded compensationâ as those âwho begin receiving compensation.â S. Rep. No. 92-1125, p. 18 (1972). But a subsequent House Committee Report did not. Cf. H. R. Rep. No. 92-1441, p. 15 (1972) (statute provides a âmethod for determining maximum and minimum compensation (to be applicable to persons currently receiving compensation as well as those newly awarded compensation)â). The legislative materials are a wash.
Justice Ginsburg â
approach is either easily circumvented or unworkable. For example, Justice Ginsburg determines that Roberts is entitled to the fiscal year 2002 maximum rate from March 11, 2002, to July 15, 2003, because Sea-Land was making voluntary payments during that time. Post, at 118. But SeaTLand was paying Roberts $933.82 per week, less than the $966.08 that the ALJ found Roberts was entitled to receive. Compare App. to Pet. for Cert. 101 with id., at 107, Order ¶1. If any voluntary payment suffices, regardless of an employeeâs actual entitlement, then an employer can hedge against a later finding of liability by paying the smallest- amount to which the Act might entitle an employee but controverting liability as to the remainder. See, e. g., R. M. v. Sabre Personnel Assoc., Inc., 41 BRBS 727, 730 (2007). An employer who controverts is not subject to the Actâs delinquency penalty. See 33 U. S. C. § 914(e). Perhaps Justice Ginsburg gives Sea-Land the benefit of the doubt because its voluntary payments were close to Robertsâ actual entitlement. But if that is so, then how close is close enough?
Roberts accurately notes that in some cases, the time of injury and the time of onset of disability differ. We have observed that âthe LHWCA does not compensate physical injury alone but the disability produced by that injury.â Metropolitan Stevedore Co. v. Rambo, 515 U. S. 291, 297 (1995). From that principle, lower courts have rightly concluded that when dates of injury and onset of disability diverge, the latter is the relevant date for determining the applicable national average weekly wage. See, e.g., Service Employees Intâl, Inc. v. Director, OWCP, 595 F. 3d 447, 456 (CA2 2010); Kubin v. Pro-Football, Inc., 29 BRBS 117 (1995) (per curiam).
Likewise, in a small group of cases â those in which disability lasts more than 3 but less than 15 days â the time of onset of disability and the time of entitlement will differ. See § 906(a) (âNo compensation shall be allowed for the first three days of the disability . . . Provided, however, That in case the injury results in disability of more than fourteen days the compensation shall be allowed from the date of the disabilityâ). In these cases, the relevant date is that on which disability and entitlement coincide: the fourth day after the onset of disability.
Other LHWCA provisions, read in context, also use award to mean âaward in a formal order.â For example, §§ 913(a) and 928(b), like § 914(a), refer to the payment of compensation âwithout an award.â And the LHWCA distinguishes between voluntary payments and those due under an order for purposes of punishing employer delinquency. Compare § 914(e) (10 percent penalty for late payment of âcompensation payable without an awardâ) with § 914(f) (20 percent penalty for late payment of âcompensation, payable under the terms of an awardâ).
Sections 908(c)(1) to (20) set forth a âscheduleâ of particular injuries that entitle an employee âto receive two-thirds of his average weekly wages for a specific number of weeks, regardless of whether his earning capacity has actually been impaired.â Potomac Elec. Power Co. v. Director, Office of Workersâ Compensation Programs, 449 U. S. 268, 269 (1980). For example, an employee who loses an arm is entitled to two-thirds of his average weekly wage for 312 weeks. § 908(c)(1).
Robertsâ interpretation also would afford unwarranted significance to the entry of an order in other circumstances, resulting in arbitrary distinctions within other classes of beneficiaries. For example, § 908(c)(22) provides that if an employee suffers from more than one scheduled disability, the âawardsâ for each âshall run consecutively.â Under Robertsâ interpretation, §908(c)(22) would require consecutive payments only for employees who were receiving scheduled disability benefits pursuant to orders; those receiving voluntary payments presumably would be entitled to concurrent payments. See §§ 914(a) â <b). That result would conflict with § 908(c)(22)âs text, which states that consecutive payments must be made â[i]n any caseâ involving multiple scheduled disabilities. See, e. g., Thornton v. Northrop Grumman Shipbuilding, Inc., 44 BRBS 111 (2010) (per curiam).
Similarly, § 910(h)(1) sets out two formulas for increasing benefits for pre-1972 disability or death in light of the higher rates Congress provided in the 1972 LHWCA amendments. The first applies to those receiving compensation at the then-applicable maximum rate; the second applies to those âawarded compensation ... at less than the maximum rate.â See Dept, of Labor, OWCP Bulletin No. 10-73, Adjustment of Compensation for Total Permanent Disability or Death Prior to LS/HW Amendments of 1972, pp. 2-4 (1973). Robertsâ interpretation would make the second formula applicable only to beneficiaries receiving less than the maximum rate pursuant to orders, not to all such beneficiaries. Again, there is no reason to believe that Congress intended this distinction, nor has OWCP applied it. See ibid, (prescribing a âuniformâ method for computing the increase in all â[cjases being compensated at less than the maximum rate,â with no reference to the existence of an order).
Thus, as under Justice Ginsburgâs approach, an employer who controverts still âruns the riskâ of greater liability if an AU awards an employee compensation at some point subsequent to the onset of disability. See post, at 117.
Because ânewly awarded compensation,â read in context, is unambiguous, we do not reach respondentsâ argument that the Directorâs interpretation of § 906(e) is entitled to deference under Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U. S. 837 (1984).
As the Court notes, the maximum rate for a given fiscal year applies to two groups of injured workers: those who are ânewly awarded compensation during such [year],â and those who are âcurrently receiving compensation for permanent total disability or death benefits during such [year].â 33 U. S. C. § 906(c). Ante, at 102, n. 5. Contrary to the Courtâs charge, I do not read ânewly awarded compensationâ as synonymous with âcurrently receiving compensation.â See ibid. An injured worker who is âcurrently receiving compensationâ in a given fiscal year was ânewly awarded compensationâ in a previous year. My interpretation therefore gives âeffect to Congressâ textual shift,â ibid.: It identifies two distinct groups of workers who are entitled to a given yearâs maximum rate.
[CONCURRING-IN-PART-AND-DISSENTING-IN-PART â Justice Ginsburg,]
Justice Ginsburg,
concurring in part and dissenting in part.
Section 6 of the Longshore and Harbor Workersâ Compensation Act (LHWCA or Act) defines the maximum disability benefit an injured worker may receive under the Act. Specifically, § 6 states that an injured employee may receive, at most, twice the national average weekly wage for the fiscal year in which the employee is ânewly awarded compensation.â 33 U. S. C. § 906(c). The Court granted review in this case to answer the following question: When is an employee ânewly awarded compensationâ?
Petitioner Dana Roberts contends that an employee is ânewly awarded compensationâ in the year she receives a formal compensation award. For the reasons cogently explained by the majority, that argument is untenable. See ante, at 100-111. Unlike the Court, however, I do not regard as reasonable respondent Sea-Land Servicesâ view that an employee is ânewly awarded compensationâ in the year she becomes âstatutorily entitled to compensation.â Ante, at 100 (internal quotation marks omitted). Applying the common meaning of the verb âawardâ and recognizing the Actâs distinction between benefits paid voluntarily, and those paid pursuant to a compensation order, see ante, at 97-98,1 would hold that an injured worker is ânewly awarded compensationâ when (1) the employer voluntarily undertakes to pay benefits to the employee, or (2) an administrative law judge (ALJ), the Benefits Review Board (BRB), or a reviewing court orders the employer to pay such benefits.
I
In determining the meaning of a statutory phrase, âwe look first to its language, giving the words used their ordinary meaning.â Moskal v. United States, 498 U. S. 103, 108 (1990) (internal quotation marks and citation omitted). As the Court acknowledges, ante, at 100, the verb âawardâ ordinarily means âto give by judicial decreeâ or â[to] assign after careful judgment.â Websterâs Third New International Dictionary 152 (2002). See also Blackâs Law Dictionary 157 (9th ed. 2009) (defining the verb âawardâ as â[t]o grant by formal process or by judicial decreeâ). Giving âawardâ this usual meaning, an employee is ânewly awarded compensation,â if not voluntarily paid, in the fiscal year in which payment is directed by administrative order or judicial decree.
Under the LHWCA, the Court recognizes, an employee is provided compensation voluntarily or in contested proceedings. See ante, at 98. Most commonly, an employer pays compensation voluntarily after receiving an employeeâs notice of disabling injury. See Pallas Shipping Agency, Ltd. v. Duris, 461 U. S. 529, 532 (1983); 33 U. S. C. §912 (describing the form, content, and timing of the necessary notice and requiring employers to designate a representative to receive the notice); § 914(b). If an employer declines to pay compensation voluntarily, an injured employee can file a claim with the Department of Laborâs Office of Workersâ Compensation Programs (OWCP). For employees with valid claims, OWCP proceedings culminate with an administrative or court decision ordering the employer to pay benefits. §919(c). .Thus, an injured worker is given â or âawardedâ â compensation through one of two means contemplated by the Act: either the employer voluntarily pays compensation or is officially ordered to do so. Logically, then, the worker is ânewly awarded compensationâ when one of those two events occurs.
The Court does not take this approach. After acknowledging that it is not relying on the typical meaning of the word âaward,â see ante, at 100, the Court adopts Sea-Landâs view that âawarded compensationâ is synonymous with â[became] statutorily entitled to benefits,â ante, at 113. As a result, a person is ânewly awarded compensationâ in the year in which she becomes entitled to benefits â i. e., in the year the employee âfirst becomes disabled.â Ibid. Such a reading is plausible, the Court asserts, because âthis Court has often said that statutes âawardâ entitlements.â Ante, at 101 (citing cases).
I do not dispute that statutes are often characterized as âawardingâ relief to persons falling within their compass. But âa statute must be read in [its] context.â Ibid. (quoting Davis v. Michigan Dept. of Treasury, 489 U. S. 803, 809 (1989)). Section 906 does not address whether the LHWCA, as a general matter, âawardsâ disability benefits to injured longshore workers. Rather, it concerns a more specific question: When has a particular employee been ânewly awarded compensation.â In that context, equating âawarded compensationâ with âstatutorily entitled to compensationâ is not plausible. A person covered by the Act would not likely say he was âawarded compensationâ the moment he became disabled, if, in fact, his employer contests liability. Only after some entity â the employer, an AU, the BRB, or a reviewing court â recognizes the employeeâs right to compensation would he comprehend that he had been âawarded compensation.â To borrow The Chief Justiceâs example: No person who slips and injures herself on a negligently maintained sidewalk would tell her friends the next day, âGuess what, I was newly awarded money damages yesterday.â See Tr. of Oral Arg. 28.
The inconsistency between the Courtâs interpretation of ânewly awarded compensationâ and my reading of the phrase is best illustrated by contextual example. Assume an employee is injured in 2002 and the employer refuses to pay compensation voluntarily. Then, five years later, an ALJ finds in favor of the employee and orders the employer to pay benefits to the employee. Under the Courtâs view, the employee was ânewly awarded compensationâ in 2002, even though the employee did not receive a penny â and the employer was not obligated to pay a penny â until 2007. Only the most strained interpretation of ânewly awardedâ could demand that result.
The Courtâs view, moreover, does not fit the Actâs design. As explained supra, at 114-115, the Act envisions that an eligible employee will begin receiving benefits in either of two ways. The Courtâs interpretation disregards this design, assuming instead that all employees are awarded benefits in the same way: by the Act at the time they become disabled.
Section 906(c)âs legislative history further confirms that Congress intended ânewly awarded compensationâ to have its commonsense meaning. In describing §906, the Senate Committee on Labor and Public Welfare reported:
â[Section 906(c)] states that determinations of national average weekly wage made with respect to a [fiscal year] apply to employees or survivors currently receiving compensation for permanent total disability or death benefits, as well as those who begin receiving compensation for the first time during the [fiscal year].â S. Rep. No. 92-1125, p. 18 (1972) (emphasis added).
Congress therefore believed an injured worker is ânewly awarded compensationâ in the year in which she âbegin[s] receiving compensation for the first time.â Ibid. Again, an employee begins receiving compensation either when an employer voluntarily agrees to pay the employee benefits or when an AU, the BRB, or a court orders the employer to do so. See supra, at 114-115. When the employer resists payment, the employee will not necessarily begin receiving compensation in the year in which she becomes disabled.
Finally, interpreting ânewly awarded compensationâ to mean awarded through an employerâs voluntary decision or an official order is consistent with the Actâs goal of encouraging employers to pay legitimate claims promptly. See 33 U. S. C. § 914(a) (requiring employers to pay compensation âperiodically, promptly, and directlyâ); Estate of Cowart v. Nicklos Drilling Co., 505 U. S. 469, 498 (1992) (Blackmun, J., dissenting) (â[T]he Act presumes that employers, as a rule, will promptly recognize their LHWCA obligations and commence payments immediately.â). Under my interpretation, an employer who chooses to contest a valid claim, rather than to pay the claim voluntarily, runs the risk that it may ultimately have to pay the injured employee a higher maximum benefit. For example, if an employer refuses to pay benefits to a worker injured in 2012, and an AU issues an order awarding compensation to the employee in 2015, the fiscal year 2015 maximum rate would apply to the employeeâs claim. Had the employer voluntarily begun paying benefits in 2012, on the other hand, the 2012 maximum rate would apply. Under the Courtâs reading, by contrast, an employer pays the prevailing rate for the year the employee became disabled, regardless of whether the employer in fact pays benefits immediately or years down the road.
II
In this case, Roberts was injured on February 24, 2002, and stopped working two weeks later. App. to Pet. for Cert. 4. Sea-Land and its insurer paid benefits to Roberts from March 11, 2002, until July 15, 2003. Id., at 101. Sea-Land then resumed paying benefits on September 1, 2003, and continued to pay Roberts compensation until May 17, 2005, when it ceased making payments for good. Ibid. After Roberts filed a complaint with the OWCP, an ALJ, in October 2006, concluded that Roberts was entitled to compensation from March 11, 2002, onwards. Id., at 107-108.
Applying my interpretation of §906, Roberts was newly awarded compensation three times: in March 2002 when Sea-Land voluntarily began paying benefits; in September 2003 when Sea-Land resumed making payments after it had stopped in July 2003; and in October 2006 when an ALJ ordered Sea-Land to pay benefits to Roberts for the uncompensated weeks in 2003 and from May 2005 onwards. Roberts was therefore entitled to the fiscal year 2002 maximum rate from March 11, 2002, until July 15, 2003; the fiscal year 2003 maximum rate from September 1, 2003, until May 17, 2005; and the fiscal year 2007 rate going forward and for all uncompensated weeks covered by the ALJâs order.
* * *
For the foregoing reasons, I would reverse the Ninth Circuitâs judgment and hold that an employee is ânewly awarded compensationâ when her employer either voluntarily agrees to pay compensation to her or is officially ordered to do so.
Employers may have a particularly strong financial incentive to postpone paying claims that implicate § 906. That section applies only to injured workers who qualify for the maximum rate of compensation under the Act â i. e., to those claimants who are owed the largest possible benefit.
For § 906 purposes, a year runs from October 1 to September 30. See 33 U. S. C. § 906(b)(3). The 2007 maximum rate therefore applies to all employees ânewly awarded compensationâ between October 1, 2006, and September 30, 2007.
The Court asserts that an employer could âeasily circumven[t]â my approach by making voluntary payments to an injured worker that are substantially below the employeeâs âactual entitlement.â Ante, at 105, n. 6. The prospect that an employer could successfully execute, or would even attempt, such a strategy is imaginary. Employers who make voluntary payments to employees are required to file a report with the Department of Labor describing the nature of the employeeâs injury and stating the amount of the payments made. See ante, at 104; 33 U. S. C. § 930(a). The employer must'also submit the results of a medical evaluation of the employeeâs condition. Dept, of Labor, Longshore (DLHWC) Procedure Manual §2-201(2)(b) (hereinafter Longshore Procedure Manual), online at http://www.dol.gov/owcp/dlhwe/lspm/lspm2-201.htm (as visited Mar. 14, 2012, and in Clerk of Courtâs case file). Upon receiving the employerâs report, a Department of Labor claims examiner verifies âthe compensation rate for accuracyâ and must follow up with the employer â[i]f the compensation rate appears low.â Id., § 2-201(3)(b)(l). The chances are slim that a claims examiner would validate a substantial underpayment. Employers who underpay benefits, moreover, are subject to a penalty equal to 10% of the amount of the underpayment. See 33 U. S. C. § 914(e); Long-shore Procedure Manual §8-202(3)(c) (âIf partial payments are made by the employer, the [10% penalty] applies] ... to the difference between the amount owed and the amount paid.â), http://www.dol.gov/owcp/dlhwc/ lspm/lspm8-202.htm. Employers would thus risk paying more, not less, were they to attempt to âcircumvenft]â my approach by deliberately un-dercompensating injured workers. And while it is true that an employer who controverts an employeeâs right to compensation does not have to pay the 10% penalty, see ante, at 105, n. 6, the Act does not permit an employer to pay any amount it likes and controvert the remainder. See 33 U. S. C. § 914(a) (requiring employers either to pay benefits in full or to controvert âliability to pay compensationâ at all).