Opinion
McNEILL v. UNITED STATES
No. 10-5258.
Argued April 25, 2011 â
Decided June 6, 2011
Thomas, J., delivered the opinion for a unanimous Court.
Stephen C. Gordon argued the cause for petitioner. With him on the briefs were G. Alan DuBois, James E. Todd, Jr., Eric J. Brignac, Jeffrey T. Green, and Sarah OâRourke Schrup.
Curtis E. Gannon argued the cause for the United States. With him on the briefs were Acting Solicitor General Katyal, Assistant Attorney General Breuer, Deputy Solicitor General Dreeben, and Rickard A. Friedman
Jonathan D. Hacker, Meaghan McLaine VerGow, Norman L. Reimer, and Mary Price filed a brief for the National Association of Criminal Defense Lawyers et al. as amici curiae urging vacation.
[MAJORITY â Justice Thomas]
Justice Thomas
delivered the opinion of the Court.
Under the Armed Career Criminal Act (ACCA), a prior state drug-trafficking conviction is for a âserious drug offenseâ if âa maximum term of imprisonment of ten years or more is prescribed by lawâ for the offense. 18 U. S. C. § 924(e)(2)(A)(ii). The question in this case concerns how a federal court should determine the maximum sentence for a prior state drug offense for ACCA purposes. We hold that the âmaximum term of imprisonmentâ for a defendantâs prior state drug offense is the maximum sentence applicable to his offense when he was convicted of it.
I
After an extended chase, police officers in Fayetteville, North Carolina, apprehended petitioner Clifton Terelle Mc-Neill. McNeill was caught with 3.1 grams of crack cocaine packaged for distribution and a .38-caliber revolver. In August 2008, he pleaded guilty to unlawful possession of a firearm by a felon, 18 U. S. C. § 922(g)(1), and possession with intent to distribute cocaine base, 21 U. S. C. § 841(a)(1).
At sentencing, the District Court determined that McNeill qualified for ACCAâs sentencing enhancement. Under ACCA, a person who violates 18 U. S. C. § 922(g) and âhas three previous convictions ... for a violent felony or a serious drug offenseâ is subject to a 15-year minimum prison sentence. § 924(e)(1). McNeill conceded that two of his prior convictions â assault with a deadly weapon and robbery â were for âviolent felonies.â
McNeill argued, however, that none of his six state drug-trafficking convictions were for âserious drug offense[s]â because those crimes no longer carried a âmaximum term of imprisonment of ten years or more.â § 924(e)(2)(A)(ii). When McNeill committed those crimes between 1991 and 1994, each carried a 10-year maximum sentence, and McNeill in fact received 10-year sentences. See N. C. Gen. Stat. §§ 14-1.1(a)(8), 90-95(a)(l) and (b)(1) (Michie 1993) (sale of cocaine and possession with intent to sell cocaine). But as of October 1, 1994, North Carolina reduced the maximum sentence for selling cocaine to 38 months and the maximum sentence for possessing cocaine with intent to sell to 30 months. .See N. C. Gen. Stat. Ann. §§ 15A-1340.17(c) and (d), 90-95(a)(l) and (b)(1) (Lexis 2009).
The District Court rejected McNeillâs request that it look to current state law and instead relied on the 10-year maximum sentence that applied to McNeillâs drug offenses at the time he committed them. No. 5:08-CR-2-D-l (EDNC, Jan. 26, 2009), App. 118. Finding that McNeill therefore had three prior convictions for violent felonies or serious drug offenses, the court applied ACCAâs sentencing enhancement. The court then departed upward from the advisory Sentencing Guidelines range and sentenced Mc-Neill to 300 months in prison in light of his âlong and unrelenting history of serious criminal conductâ and ânear certain likelihood of recidivism.â Id., at 119, 121.
The Court of Appeals for the Fourth Circuit affirmed. Although the court consulted the maximum sentence under current state law, it reached the same conclusion as the District Court because North Carolinaâs revised sentencing scheme does not apply to crimes committed before October T, 1994. 598 F. 3d 161, 165 (2010) (agreeing with United States v. Hinojosa, 349 F. 3d 200 (CA5 2003), and disagreeing with United States v. Darden, 539 F. 3d 116 (CA2 2008)). Thus, even if McNeill were convicted today for his 1991,1992, and September 1994 drug offenses, he would still be subject to the old 10-year statutory maximum. 598 F. 3d, at 165 (citing N. C. Gen. Stat. §15A-1340.10 and State v. Branch, 134 N. C. App. 637, 639-640, 518 S. E. 2d 213, 215 (1999)). We granted certiorari, 562 U. S. 1128 (2011), and now affirm, albeit for a different reason.
II
A
As in all statutory construction cases, we begin with âthe language itself [and] the specific context in which that language is used.â Robinson v. Shell Oil Co., 519 U. S. 337, 341 (1997). ACCAâs sentencing enhancement applies to individuals who have âthree previous convictions ... for a violent felony or a serious drug offense.â § 924(e)(1). As relevant here, the statute defines a âserious drug offenseâ as âan offense under State law, involving manufacturing, distributing, or possessing with intent to manufacture or distribute, a controlled substance , for which a maximum term of imprisonment of ten years or more is prescribed by law.â § 924(e) (2) (A) (ii).
The plain text of ACCA requires a federal sentencing court to consult the maximum sentence applicable to a defendantâs previous drug offense at the time of his conviction for that offense. The statute requires the court to determine whether a âprevious convictio[n]â was for a serious drug offense. The only way to answer this backward-looking question is to consult the law that applied at the time of that conviction. We did precisely that in United States v. Rodriquez, 553 U. S. 377 (2008), where we addressed whether the âmaximum term of imprisonmentâ includes recidivism enhancements. In assessing the âmaximum term of imprisonmentâ for Rodriguezâs state drug offenses, we consulted the version of state law âthat [he] was convicted of violating,â that is, the 1994 statutes and penalties that applied to his offenses at the time of his state convictions. Id., at 380-381.
Use of the present tense in the definition of âserious drug offenseâ does not suggest otherwise. McNeill argues that the present-tense verb in the phrase âis prescribed by lawâ requires federal courts to determine the maximum sentence for a potential predicate offense by looking to the state law in effect at the time of the federal sentencing, as if the state offense were committed on the day of federal sentencing. That argument overlooks the fact that ACCA is concerned with convictions that have already occurred. Whether the prior conviction was for an offense âinvolving manufacturing, distributing, or possessing with intent to manufacture or distribute, a controlled substanceâ can only be answered by reference to the law under which the defendant was convicted. Likewise, the maximum sentence that âis prescribed by lawâ for that offense must also be determined according to the law applicable at that time.
McNeillâs interpretation contorts the plain meaning of the statute. Although North Carolina courts actually sentenced him to 10 years in prison for his drug offenses, McNeill now contends that the âmaximum term of imprisonmentâ for those offenses is 30 or 38 months. We find it âhard to accept the proposition that a defendant may lawfully [have] be[en] sentenced to a term of imprisonment that exceeds the âmaximum term of imprisonment . . . prescribed by law.ââ Id., at 383.
B
The âbroader context of the statute as a whole,â specifically the adjacent definition of âviolent felony,â confirms this interpretation. Robinson, supra, at 341. ACCA defines âviolent felonyâ in part as a crime that âhas as an element the use, attempted use, or threatened use of physical force against the person of anotherâ or âis burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.â § 924(e)(2)(B) (emphasis added).
Despite Congressâ use of present tense in that definition, when determining whether a defendant was convicted of a âviolent felony,â we have turned to the version of state law that the defendant was actually convicted of violating. In Taylor v. United States, 495 U. S. 575 (1990), the Court held that whether Taylorâs 1963 and 1971 convictions were for a crime that âis burglaryâ depended on the âformer Missouri statutes defining second-degree burglaryâ that âwere the bases for Taylorâs prior convictions.â Id., at 602; see id., at 578, n. 1 (noting a subsequent change in state law, but relying on the burglary statutes in force â[i]n those yearsâ in which Taylor was convicted). Similarly, in James v. United States, 550 U. S. 192 (2007), this Court looked to the versions of Floridaâs burglary and criminal attempt statutes that were in effect âat the time of Jamesâ [1993 state] conviction.â Id., at 197; see ibid, (quoting the 1993 versions of the Florida statutes). The present-tense verbs in the definition of âviolent felonyâ did not persuade us to look anywhere other than the law under which the defendants were actually convicted to determine the elements of their offenses.
Having repeatedly looked to the historical statute of conviction in the context of violent felonies, we see no reason to interpret âserious drug offense[s]â in the adjacent section of the same statute any differently. In both definitions, Congress used the present tense to refer to past convictions. Cf. Nijhawan v. Holder, 557 U. S. 29, 39 (2009) (âWhere, as here, Congress uses similar statutory language ... in two adjoining provisions, it normally intends similar interpretationsâ).
C
This natural reading of ACCA also avoids the absurd results that would follow from consulting current state law to define a previous offense. See United States v. Wilson, 503 U. S. 329, 334 (1992) (â[Ajbsurd results are to be avoidedâ).
For example, McNeill concedes that under his approach, a prior conviction could âdisappearâ entirely for ACCA purposes if a State reformulated the offense between the defendantâs state conviction and federal sentencing. Tr. of Oral Arg. 12-13. The Sixth Circuit confronted a similar scenario in Mallett v. United States, 334 F. 3d 491 (2003), where Ohio had substantially changed how drug quantities were measured since Mallettâs state drug conviction. Id., at 502 (addressing this issue in the context of the career offender provision of the Sentencing Guidelines). The Sixth Circuit could not âdetermine how Mallett would now be sentenced under Ohioâs revised drug lawsâ because the offense for which he had been convicted âno longer exist[ed] and no conversion between the former and amended statutes [wa]s facially apparent.â Ibid. The court therefore was compelled to look to state law âas of the time of the state-court convictionâ to determine the maximum possible sentence for Malletâs prior offense. Id., at 503.
It cannot be correct that subsequent changes in state law can erase an earlier conviction for ACCA purposes. A defendantâs history of criminal activity â and the culpability and dangerousness that such history demonstrates â does not cease to exist when a State reformulates its criminal statutes in a way that prevents precise translation of the old conviction into the new statutes. Congress based ACCAâs sentencing enhancement on prior convictions and could not have expected courts to treat those convictions as if they had simply disappeared. To the contrary, Congress has expressly directed that a prior violent felony conviction remains a âconvictionâ unless it has been âexpunged, or set aside or [the] person has been pardoned or has had civil rights restored.â 18 U. S. C. §921(a)(20); see also Custis v. United States, 511 U. S. 485, 491 (1994) (explaining that § 921(a)(20) âcreates a clear negative implication that courts may count a conviction that has not been set asideâ).
In addition, McNeillâs interpretation would make ACCAâs applicability depend on the timing of the federal sentencing proceeding. McNeill cannot explain why two defendants who violated § 922(g) on the same day and who had identical criminal histories â down to the dates on which they committed and were sentenced for their prior offenses â should receive dramatically different federal sentences solely because oneâs § 922(g) sentencing happened to occur after the state legislature amended the punishment for one of the shared prior offenses. In contrast, the interpretation we adopt permits a defendant to know even before he violates § 922(g) whether ACCA would apply.
Ill
Applying our holding to this case, we conclude that the District Court properly applied ACCAâs sentencing enhancement to McNeill. In light of his two admitted violent felony convictions, McNeill needed only one conviction for a âserious drug offenseâ to trigger ACCA, but we note that all six of his prior drug convictions qualify.
In November 1992, McNeill pleaded guilty and was sentenced in a North Carolina court for five offenses: selling cocaine on four separate occasions in October 1991 and possessing cocaine with intent to sell on one occasion in February 1992. At the time of McNeillâs November 1992 conviction and sentencing, North Carolina law dictated that the maximum sentence for selling cocaine in 1991 and the maximum sentence for possessing cocaine with intent to sell in 1992 was 10 years in prison. See N. C. Gen. Stat. §§14-1.1(a)(8), 90-95(a)(l) and (b)(1) (Michie 1993). McNeillâs 1992 convictions were therefore for âserious drug offense[s]â within the meaning of ACCA.
McNeillâs sixth drug offense was possessing cocaine with intent to sell in September 1994. He pleaded guilty and was sentenced in a North Carolina court in April 1995. By April 1995, North Carolina had changed the sentence applicable to that type of drug offense but still provided that the maximum sentence for possessing cocaine with intent to sell in September 1994 was 10 years in prison. See 1993 N. C. Sess. Laws, ch, 538, §2 (repealing N. C. Gen. Stat. § 14-1.1); 1993 N. C. Sess. Laws, ch. 538, § 56 (as modified by Extra Session 1994 N. C. Sess. Laws, ch. 24, § 14(b)) (âThis act becomes effective October 1, 1994, and applies only to offenses occurring on or after that date. Prosecutions for, or sentences based on, offenses occurring before the effective date of this act [are controlled by] the statutes that would be applicable to those prosecutions or sentences but for the provisions of this actâ). Therefore, McNeillâs 1995 conviction was also for a âserious drug offense.â
* * *
We conclude that a federal sentencing court must determine whether âan offense under State lawâ is a âserious drug offenseâ by consulting the âmaximum term of imprisonmentâ applicable to a defendantâs previous drug offense at the time of the defendantâs state conviction for that offense. § 924(e)(2)(A)(ii). The judgment of the United States Court of Appeals for the Fourth Circuit is affirmed.
It is so ordered.
As the Government notes, this case does not concern a situation in which a State subsequently lowers the maximum penalty applicable to an offense and makes that reduction available to defendants previously convicted and sentenced for that offense. Brief for United States 18, n. 5; ef. 18 U. S. C. § 3582(c)(2). We do not address whether or under what circumstances a federal court could consider the effect of that state action.