Opinion
[No. S192751.
July 19, 2012.]
THE PEOPLE, Plaintiff and Respondent, v. JAMMAL HANEEF YARBROUGH, Defendant and Appellant.
Counsel
Laura S. Kelly, under appointment by the Supreme Court, and Linda Chaman Hayes, under appointment by the Court of Appeal, for Defendant and Appellant.
Edmund G. Brown, Jr., and Kamala D. Harris, Attorneys General, Dane R. Gillette, Chief Assistant Attorney General, Pamela C. Hamanaka and Lance E. Winters, Assistant Attorneys General, Blythe J. Leszkay, Susan Sullivan Pithey, Lawrence M. Daniels and David Zarmi, Deputy Attorneys General, for Plaintiff and Respondent.
[MAJORITY â KENNARD, J.]
Opinion
KENNARD, J.
Burglary is committed when a person âenters any . . . buildingâ with the intent of committing âlarceny or any felony.â (Pen. Code, § 459; further statutory references are to the Penal Code.) In People v. Valencia (2002) 28 Cal.4th 1, 11 [120 Cal.Rptr.2d 131, 46 P.3d 920] (Valencia), this court held that a building is entered when the buildingâs âouter boundaryâ is crossed. A buildingâs outer boundary, Valencia said, encompasses âany element that encloses an area into which a reasonable person would believe that a member of the general public could not pass without authorization.â (Ibid.) An âunenclosed balcony,â Valencia noted, would not satisfy that test because such a balcony cannot be âreasonablyâ viewed as being âpart of the buildingâs outer boundary.â (Id. at p. 12, fn. 5, italics omitted.)
Here, defendant was charged with residential burglary after climbing onto a second-story apartmentâs private balcony, which was surrounded by a metal railing some four feet in height and accessible only through the single bedroomâs sliding glass door. The trial court instructed the jury that such a balcony was within the apartmentâs outer boundary, and the jury convicted defendant. The Court of Appeal reversed, relying on a footnote in Valencia, supra, 28 Cal.4th 1, 12, stating that an âunenclosed balconyâ is not within a dwellingâs outer boundary. (The Court of Appeal did not explain why it considered the second-floor balcony in this case to be âunenclosed.â)
We granted the Attorney Generalâs petition for review and now reverse the Court of Appealâs judgment.
I. Facts and Procedural Background
Salvador Deanda and his family lived in a one-bedroom unit on the second floor of an apartment building. The bedroom had a sliding glass door opening onto a balcony that was five feet wide by three feet deep and surrounded by a metal railing that Deanda, an adult, said came to his stomach. The balconyâs floor was eight or nine feet above the ground.
On August 5, 2009, two bicycles were on the balcony and visible from the street. Around midnight, Deanda was awakened by the barking of his dog. He saw defendant standing on the balcony outside its railing. The toes of defendantâs shoes protruded under the railing, and defendantâs fingers were clutching the top of the railing. Deanda grabbed a stick and rushed at defendant, who either fell or jumped to the ground.
At defendantâs trial for residential burglary (§§ 459, 460, subd. (a)), the trial court instructed the jury on the elements of burglary under CALCRIM No. 1700, as follows: âA person enters a building if some part of his or her body or some object under his or her control penetrates the area inside the buildingâs outer boundary.â The court also instructed the jury that â[a] buildingâs outer boundary includes the area inside a balconyâ that is âattached toâ an inhabited dwelling.
The jury convicted defendant of residential burglary, and the trial court sentenced him to six years in state prison. The Court of Appeal reversed for instructional error. Citing footnote 5 in Valencia, supra, 28 Cal.4th 1, 12, that an âunenclosed balconyâ is not âpart of a buildingâs outer boundary,â the Court of Appeal stated, without any explanation, that Deandaâs private, second-floor, railing-enclosed balcony was âunenclosed,â and that therefore defendantâs entry onto that balcony did not constitute burglary.
II. The Crime of Burglary
A. Common Law
Under the common law, burglary was an offense against a landholderâs right of habitation. (3 LaFave, Substantive Criminal Law (2d ed. 2003) § 21.1, p. 212; Perkins & Boyce, Criminal Law (3d ed. 1982) p. 255.) The crime was defined as âthe breaking and entering of the dwelling house of another in the nighttime with the intent to commit a felony.â (3 LaFave, supra, at pp. 205-206.) The word âdwellingâ encompassed not only a building actually used for habitation but also any structure that was âwithin the curtilage or courtyard surrounding the houseâ and used in connection with the house. (Perkins & Boyce, supra, at p. 259.) The concern underlying the offense of burglary was that an intruderâs entry into the curtilage of a dwelling would pose a âhuman risk,â as âthe dweller or some member of his household might hear a prowlerâ and then âgo to investigate.â (Id. at p. 260.)
B. Statutory Law
In 1872, the California Legislature drew upon the common law concepts in codifying the crime of burglary. Section 459 now states that a âperson who enters an ... . building . . . with intent to commit. . . larceny or any felony is guilty of burglary.â Section 460 sets out two degrees of burglary: Burglary of an inhabited dwelling (residential burglary) is burglary of the first degree. (Id., subd. (a).) âAll other kinds of burglary are of the second degree.â (Id., subd. (b).) As under the common law, however, the essence of burglary is â â âan entry which invades a possessory interest in a building.â â â (Valencia, supra, 28 Cal.4th at p. 7; accord, Magness v. Superior Court (2012) 54 Cal.4th 270, 277 [142 Cal.Rptr.3d 268, 278 P.3d 259].)
III. This Courtâs Valencia Decision
Because this courtâs 2002 decision in Valencia, supra, 28 Cal.4th 1, is central to the issue here, we discuss that case in some detail.
At issue in Valencia was whether an intruderâs âpenetration into the area behind a window screenâ was an âentryâ of a building sufficient to constitute burglary. (Valencia, supra, 28 Cal.4th at p. 3.) The defendant used a screwdriver to remove a bathroom windowâs screen and to pull back a bedroom windowâs screen, but he was unable to open either window. He was charged with residential burglary. (Id. at p. 4.)
At trial, over the defendantâs objection, the trial court in Valencia gave the jury this instruction: â âAny kind of entry, partial or complete, will satisfy the element of entry. The entry may be made by any part of the body or by use of an instrument or tool. In order for there to have been an entry, a part of the defendantâs body or some instrument, tool or other object under his control must have penetrated the area inside where the screen was normally affixed in the window frame in question.â â (Valencia, supra, 28 Cal.4th at p. 5, italics omitted.) The jury found the defendant guilty of residential burglary. (Ibid.)
The Court of Appeal in Valencia reversed because of instructional error. (Valencia, supra, 28 Cal.4th at p. 5.) It held that the defendantâs removal of a window screen and his pulling back of another window screen, without succeeding in opening either window, was not an entry into the residence and therefore no burglary was committed. (Ibid.) The defendantâs crime, the Court of Appeal said, was no more than attempted residential burglary. (Id. at p. 6.)
In reversing the Court of Appeal, this court in Valencia stated that the defendant did enter the house by âpenetration into the area behindâ the two window screens in question. (Valencia, supra, 28 Cal.4th at p. 12.) Valencia observed that ordinarily a dwelling consists of walls, doors, windows, and a roof, architectural components marking the dwellingâs âouter boundary.â (Id. at p. 11.) But, Valencia added, when in a particular case it is not readily apparent what the dwellingâs outer boundary is, a âreasonable belief testâ should be applied. (Ibid.) Under that test, the pertinent inquiry is whether the architectural component in question âencloses an area into which a reasonable person would believe that a member of the general public could not pass without authorizationâ (ibid.), which is a legal question for the court rather than a factual question for the jury (id., at p. 15). In a footnote, Valencia stated that âthe reasonable belief test necessarily refers only to an element of a building that reasonably can be viewed as part of the buildingâs outer boundary,â and that â[t]he test does not encompass any feature that is not such an element, such as a lawn, courtyard, unenclosed patio, or unenclosed balcony that may be located in front of or behind a building . . . .â (Valencia, supra, 28 Cal.4th at p. 12, fn. 5, second italics added.)
Here, the Court of Appeal reversed defendantâs burglary conviction for instructional error based on the trial courtâs jury instruction that âa buildingâs outer boundary includes the area inside a balcony.â Although the Court of Appeal relied on Valenciaâs statement in footnote 5 that an âunenclosed balconyâ could not reasonably be viewed as marking a buildingâs âouter boundaryâ (Valencia, supra, 28 Cal.4th 1, 11), it described that statement as mere âdictum.â Turning to the facts of this case, the Court of Appeal said that Deandaâs second-floor, railed-in balcony was âunenclosed,â giving no reason for that conclusion. That conclusion led the court to hold that, as a matter of law, the balcony did not mark the outer boundary of Deandaâs second-floor apartment unit.
The Court of Appeal here was correct in describing as dictum the reference to an âunenclosed balconyâ in Valenciaâs footnote 5. Because Valencia, supra, 28 Cal.4th 1, pertained to a defendantâs entry of a building by pulling back two window screens and had nothing to do with a balcony, no need existed there for a reference to an âunenclosed balcony.â (See People v. Vang (2011) 52 Cal.4th 1038, 1047, fn. 3 [132 Cal.Rptr.3d 373, 262 P.3d 581] [defining dictum as a comment â âunnecessary to the decision in the caseâ â]; Klein v. United States of America (2010) 50 Cal.4th 68, 85 [112 Cal.Rptr.3d 722, 235 P.3d 42] [same].) Moreover, Valencia never explained what it meant by an âunenclosedâ balcony. A balcony generally is surrounded by a railing, and to that extent is enclosed. (See American Heritage Diet. (4th ed. 2000) p. 135 [A balcony is a âplatform that projects from the wall of a building and is surrounded by a railing, balustrade, or parapet.â]; Websterâs 3d New Internat. Diet. (2002) p. 165 [A balcony is âan unroofed platform projecting from the wall of a building, enclosed by a . . . railing.â].) Because the statement in People v. Valencia, supra, 28 Cal.4th 1, 12, footnote 5 pertaining to an âunenclosed balconyâ was not necessary to its holding and may engender confusion, we disapprove it as ill-considered dictum. (See Kasky v. Nike, Inc. (2002) 27 Cal.4th 939, 968 [119 Cal.Rptr.2d 296, 45 P.3d 243] [disapproving dictum]; accord, People v. Lessie (2010) 47 Cal.4th 1152, 1168 [104 Cal.Rptr.3d 131, 223 P.3d 3] [same].)
The Court of Appeal here disagreed with People v. Jackson (2010) 190 Cal.App.4th 918 [118 Cal.Rptr.3d 623]. That case, like this one, involved an unauthorized entry onto an apartmentâs private balcony. Applying the âreasonable belief testâ from Valencia, Jackson concluded that the apartmentâs balcony in question comprised âan area into which a reasonable person would believe that âa member of the general public could not pass without authorization,â â and thus that an intruderâs entry onto that area would be burglary. {Jackson, supra, at p. 925, quoting Valencia, supra, 28 Cal.4th 1, 11.)
We need not apply Valenciaâs reasonable belief test, however, to decide whether an unauthorized entry onto a second-floor apartmentâs private balcony with the requisite criminal intent will constitute burglary. Whenever a private, residential apartment and its balcony are on the second or a higher floor of a building, and the balcony is designed to be entered only from inside the apartment (thus extending the apartmentâs living space), the balcony is part of the apartment. The railing of such a balcony marks the apartmentâs âouter boundaryâ {Valencia, supra, 28 Cal.4th at p. 11), any slight crossing of which is an entry for purposes of the burglary statute.
Our holding here that a second-floor apartmentâs balcony is part of the apartment when the balcony is designed to be entered from and offers an extension of the apartmentâs living space was not fully reflected in the trial courtâs jury instruction. In telling the jury simply that â[a] buildingâs outer boundary includes the area inside a balconyâ that is âattached toâ an inhabited dwelling, the instructionâs language was overbroad. Defendant, however, was not prejudiced, because the balcony at issue here met our stated criteria: The one-bedroom unit in which Salvador Deanda lived with his family was on the second floor. Through the bedroomâs sliding glass door, the Deanda family could enter onto a three-by-five-foot private balcony, which was surrounded by a metal railing some four feet high. The balcony was designed to be accessed only from the Deandasâ apartment, extending their apartmentâs living space. On these facts, we conclude that a properly instructed jury would not have reached a different verdict.
Disposition
The judgment of the Court of Appeal is reversed.
Cantil-Sakauye, C. J., Baxter, J., Werdegar, J., Chin, J., Corrigan, J., and Liu, J., concurred.
We reject defendantâs contention that affirming his burglary conviction would be an â âunforeseeable judicial enlargementâ â of Californiaâs burglary statute. (See People v. Wharton (1991) 53 Cal.3d 522, 586 [280 Cal.Rptr. 631, 809 P.2d 290]; Bouie v. City of Colombia (1964) 378 U.S. 347, 353-354 [12 L.Ed.2d 894, 84 S.Ct. 1697].) We have never held that an intruderâs entry onto a second-floor apartmentâs private balcony, as occurred here, could not constitute the crime of burglary.