Opinion
[No. S211915.
May 9, 2016.]
THE PEOPLE, Plaintiff and Respondent, v. NORMA LILIAN CORTEZ et al., Defendants and Appellants.
Counsel
Robert E. Boyce and Benjamin B. Kington, under appointments by the Supreme Court, for Defendant and Appellant Norma Lilian Cortez.
Eric R. Larson, under appointment by the Supreme Court, for Defendant and Appellant Rodrigo Alonso Bernal.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Lance E. Winters, Assistant Attorney General, Michael C. Keller, Steven D. Matthews and Zee Rodriguez, Deputy Attorneys General, for Plaintiff and Respondent.
[MAJORITY â CHIN, J.]
Opinion
CHIN, J.
While riding in a car driven by defendant Norma Lilian Cortez (defendant), Rodrigo Bernal fired five or six shots at 19-year-old Emanuel Z. and 16-year-old Miguel Guzman, killing the latter. In a joint trial, a jury convicted defendant and Bernal of premeditated murder and attempted premeditated murder. The Court of Appeal unanimously affirmed Bernalâs convictions. However, in a divided opinion, it reversed defendantâs convictions based on the following: (1) the giving of CALCRIM No. 361, which instructed jurors that, in evaluating the evidence against a testifying defendant, they could consider the defendantâs failure to explain or deny that evidence if the defendant could reasonably be expected to have done so based on what the defendant knew; (2) the admission of Bernalâs out-of-court statement that he and defendant went to shoot some gang members; and (3) the prosecutionâs comments about the reasonable doubt standard during closing argument. We granted review, as to defendant only, to consider these issues. Binding no trial errors, we reverse the Court of Appealâs judgment.
I. Factual Background
On September 3, 2008, Miguel and Emanuel, who were childhood friends, were living in a Los Angeles neighborhood near the intersection of 5th and Bonnie Brae Streets. There was 18th Street gang graffiti in the area, and gang members frequented the neighborhood. Miguel and Emanuel, however, were not gang members. As they were crossing 5th Street near the corner of Bonnie Brae Street, Emanuel heard a female ask, â âWhere you guys from?â â Emanuel saw a female driving a car with a male in the front passenger seat and another male in the back. The driverâs window was down. Miguel and Emanuel kept walking and did not respond.
Emanuel heard the same female voice say, â âLet them have it,â â and saw the car stop. The male in the front passenger seat exited the car, pulled a dark-colored gun from his waist area, and began firing at Miguel and Emanuel. Emanuel ran when he saw the gun. Miguel, appearing startled, raised his hands. The man shot five or six times, killing Miguel. Miguel did not have a gun, and no one returned fire.
Emanuel ran into a nearby building and looked out from its balcony. He saw Miguel on the pavement below, receiving help from paramedics. He tried to leave, but police would not let anyone exit the building. He did not immediately speak with police because he was âshockedâ and afraid to talk to them. About a week later, as he was visiting Miguelâs family at Miguelâs house, he unexpectedly encountered detectives and spoke with them. Viewing a six-pack photo array, he identified three women as resembling defendant. He identified Bernal as the shooter from a six-pack photo array, and later identified him again at the preliminary hearing. He did not identify Bernal at trial.
On the day of the shooting, David R., who also lived in the neighborhood, heard the sound of brakes slamming and saw a light beige car stop suddenly. Defendant was driving the car, Bernal was in the front passenger seat, and another passengerâperhaps a childâwas in the back. Defendant and Bernal were yelling at Miguel. Because they were yelling over each other, David R. could not understand what they were saying. Miguel may have responded, â â18th Street,â â but he continued walking. Bernal exited the car, pulled a gun from his waist area, and started shooting. Miguel raised his hands and looked scared. After the last shot, the beige car moved a few feet forward and then stopped when Bernal said, â âHold on, . . . hold on.â â Bernal entered the car and said, â âLetâs go, letâs go.â â The car proceeded south on Bonnie Brae Street. After calling 911 and giving the operator a partial license plate number, David R. noticed Miguel lying on 5th Street, not moving or breathing. Police spoke to David R. on the day of the shooting during their canvass of the neighborhood.
Marvin B., who also lived in the neighborhood, was in his apartment when he heard a gunshot. From his window, he saw Bernal standing beside a parked car and shooting. He heard more shots and saw Bernal chase someone across the street. He heard more shots after Bernal left his line of sight. Marvin B. walked outside and saw defendantâs car turning right from 6th Street onto Alvarado Street. He saw the female driverâs face. He spoke with police at the scene shortly after the shooting and described defendant. He identified her that same day during a field showup.
At 4:15 p.m., responding officers found Miguel bleeding from his mouth and not breathing. Because the shooting had occurred in 18th Street gang territory, they went to the nearby territory of the rival Rockwood gang. There, they saw a car matching the descriptionâincluding license plate numberâof the car reportedly involved in the shooting, double-parked in the middle of the street with its hazard lights flashing. They found defendant in the driverâs seat and arrested her. On the carâs passenger side, they found a live round of ammunition that matched the caliber and brand of several found at the scene of the shooting.
On September 3, 2008, during a recorded police interview the jury later heard at trial, defendant initially gave the following account: On the day of the shooting, Bernal asked for a ride to pick up some money. They stopped and picked up Bernalâs friend, who was âvery youngâ and dressed in âgangster attire.â Bernal was in the front passenger seat and his friend was in the back. Bernal told defendant to â âjust drive around.â â He then instructed her, first to stop at 3rd and Bonnie Brae Streets so he and his friend could exit, and then to continue driving. He said he and his friend would catch up with her. As defendant drove, she heard gunshots from two blocks away at 5th and Bonnie Brae Streets. Bernal and his friend then reentered defendantâs car. Defendant did not know what had happened and she did not ask about the shots. She drove to where police later found and arrested her, which was where Bernal and his friend had exited the car and instructed her to wait. She had known Bernal about a year, and they were friends. She knew he associated with the Rockwood gang, but did not believe he was a gang member. She believed he âalways carrie[d]â a gun.
Later in the interview, defendant admitted that her initial statement was untrue, and she gave the following, different account: Before the shooting, she heard Bernal yelling, â âWhere you from?â â to two young men she believed to be gang members. The young men responded, â â18th Street.â â Bernal yelled, â âRockwood.â â Defendant told Bernal to â â[l]et it go.â â Instead, he jumped out of the car, and defendant then heard shots. The backseat passenger did not exit the car. Defendant continued driving, but did not get far because of traffic. Bernal ran and jumped back into the car. Defendant started to âcuss[] him out.â He said nothing to her except, â âdrive.â â Defendant kept driving, and was scared. Bernal told her to stop, and he then exited. He told her to drive down the block and wait for him. She did so, stopping and activating her emergency lights.
Detective John Motto investigated the shooting. He testified that six bullet casings and one expended bullet were found at the scene, all nine millimeter but different brands. He also testified that officers commonly find at a single crime scene bullet casings from multiple manufacturers that have been discharged from a single gun.
On September 4, 2008, in a taped interview with police that was played for the jury, Bernalâs nephew, Oscar Tejeda, told police that Bernal had come to his apartment and said that he âand this woman . . . went toââwe went shooting some 18s,â â that they âwent ... in her car,â and that she âwas the one drivingâ and âhe was the one shooting.â Tejeda also told police he thought the woman Bernal had identified lived in his (Tejedaâs) apartment building. At first, Tejeda said he could not remember the womanâs name. Asked whether her name was âStephanie,â âSylvia,â âNancy,â âMickey,â âMartha,â or âNorma,â he said, âNorma. I think itâs Norma.â He then confirmed that Bernal had âsaid her name.â The police then asked, âSo he told you the girl he went and did the shooting with is Norma?â Tejeda replied, âYeah. She was driving in her car.â He also identified defendant from a six-pack photo array and told police that Bernal was a member of the Rockwood gang, that Bernalâs gang moniker was âScooby,â and that defendant socialized with Bernal and other Rockwood gang members.
At trial, Tejeda gave an entirely different account, testifying as follows: Police came to his house with their guns drawn and handcuffed him and his sister. Some hours later, they asked him for a gun and said they would arrest him for aiding a murder suspect if he did not give them one. He replied that he did not know what they were talking about. He was scared. They took him to the station. There, he lied about what Bernal had said and felt pressured by police to do so. In fact, Bernal had said nothing about a shooting. Tejeda nevertheless also testified that the detective who had interviewed him had been friendly and polite. Finally, he testified that he had seen defendant and Bernal socializing with Rockwood gang members and that Bernal was a Rockwood gang member.
Gang expert Antonio Hernandez testified that the Rockwood and 18th Street gangs were enemies and occupied adjacent territories. Bernal was a Rockwood member, with the monikers âScoobyâ and âWoody.â Hernandez did not believe defendant, Miguel, or Emanuel were gang members. Defendant and Miguel each had a triangular, three-dot tattoo that signified the âcrazy lifeâ and suggested that its bearer was living a life of doing drugs, drinking, and committing crimes. Both gang members and associates of gangsâthose who hang out with gang members but who have not been formally admitted into the gangâcommonly have this tattoo.
Presented a hypothetical based on the facts of this case, Hernandez opined that the shooting was for the benefit of the Rockwood gang, the primary activities of which were committing robberies, assaults, extortion, criminal threats, felony vandalism, and narcotics sales. He also opined that it was not safe for gang members casually to enter a rival gangâs territory, and that before doing so, gang members would âalready have a planâ to âshoot or assaultâ anyone they âpossibly see as an enemy.â According to Hernandez, when a gang member asks, âWhere are you from,â it is a challenge that is intended to initiate a confrontation; those uttering the statement have âmade up their mind they are going to assault th[e] personâ to whom they are speaking ââbecause they see [the person] as a possible threat.â
From jail, Bernal tried sending a letter to Rockwood gang member Jose Birrueta. In it, Bernal stated defendantâs full name and booking number, and asked Birrueta to ââgo and see her at Lynwood jail and talk to her to see what sheâs saying with me or against me.â The letter continued: ââIf sheâs against me write to me and let me know whatâs up so I can make a game plan. If sheâs with me let me know what sheâs saying and tell her to change her story because they donât have anything on both of us to say that I wasnât with her that day to let me go. Sheâs the only one holding me back so when I get out I could help her with a lawyer.â Bernal asked Birrueta to ââbrainwashâ defendant, ââtalk to her, convince her to say I was not with her, that they scare her, the police did, and she was just nervous and she just confused.â In the letter, Bernal described Emanuel Z. as ââthe other fool whoâs snitching me out,â and stated: ââCould you go . . . talk to him and say different.â ââMy nephew talked to him to say the police scare him and threatened him. So when the detectives came he said what he say, so to say different. He was scared, but it was a lie, what he said when he gets to court.â
At trial, defendant testified as follows: She was not a gang member and was not involved in any kind of gang mission on the day of the shooting. On that day, Bernal asked for a ride so he could pick up money he had lent to someone. She replied that she would need gas money if she gave him a ride, and he agreed. They started driving on 6th Street near Bonnie Brae and Alvarado Streets, and picked up Bernalâs teenage friend, who got in the backseat. Bernal did not ask for permission to give his friend a ride. Defendant did not ask why the friend entered the car, but assumed it was because he owed Bernal the money. She did not care, and did not see anything wrong in the situation. Bernal told her to continue driving and he would direct her where to go.
As they neared the intersection of 5th and Bonnie Brae Streets, she saw two young men yelling â â18th Streetâ â and making signs with their hands. No one in her car responded. However, without saying a word, Bernal jumped out of the still-moving car. One of the young men â'rcach[cd| like a motion like to getting a gun.â Defendant, who was still driving, then heard shots. Bernal then reentered the car and said, â âletâs go.â â He directed her to another location. She stopped as instructed, at which point Bernal and his friend exited. She knew something bad had happened, but did not ask what because she was scared. She activated her hazard lights and waited for Bernalâs return. She was a ââbundle of nervesâ and did not go home because she was not thinking. She was ââfrozenâ and did not know what to do. Police arrived 10 minutes later and arrested her. She was not initially truthful with them because she was scared.
She met Bernal when she moved into her apartment, and he and some of his friends had offered to help her carry groceries. Their relationship was platonic. She had believed he was a nice, helpful person, and did not think he was a gang member. However, he talked a lot about the Rockwood gang and was proud of it, and got into fights and carried a gun at all times. She knew she lived in Rockwood gang territory, but denied there was gang activity in her neighborhood or the neighborhood where the shooting occurred.
II. Discussion
As earlier noted, in reversing defendantâs convictions, the Court of Appeal majority concluded that three errors cumulatively prejudiced defendant: (1) the giving of CALCRIM No. 361; (2) admission of Bernalâs out-of-court statements to Tejeda that he and defendant went to shoot members of another gang; and (3) comments of the prosecution during closing argument that lowered the standard of proof to convict. Below, we address each of these issues in turn.
A. The Trial Court Properly Gave CALCRIM No. 361.
During discussion of the jury instructions, the prosecution asked the court to give CALCRIM No. 361, which addresses a testifying defendantâs failure to explain or deny incriminating trial evidence. The prosecution argued that the instruction applied because defendant had inadequately explained during her testimony why she had driven into the neighborhood where the shooting occurred, and had failed to explain why she had stopped the car, why witnesses had heard her screaming from the car, or why she had waited for Bernal at various times. Defendantâs counsel disagreed, arguing that defendant had adequately explained her actions. The trial court responded: âYou donât have to argue it now. I think, in fairness to the People, I should include it. Then you can argue that thereâs no such evidence of that.â Following CALCRIM No. 361, the court later gave the following instruction: âIf the defendant Norma Cortez failed in her testimony to explain or deny evidence against her and if she could reasonably be expected to have done so based on what she knew, you may consider her failure to explain or deny in evaluating that evidence. Any such failure is not enough by itself to prove guilt. The People must still prove the defendant guilty beyond a reasonable doubt. [¶] If the defendant failed to explain or deny, it is up to you to decide the meaning and importance of that failure.â
The Court of Appeal concluded that the giving of this instruction was error because defendant had not failed during her testimony to explain or deny any fact or evidence within her personal knowledge. It reasoned: âShe generally explained her actions the day of the shooting. She explained why she gave Bernal a ride (to pick up some money), why she drove to the area of the shooting (she was following Bernalâs directions), and why she waited for Bernal after the shooting (she was scared, nervous, and not thinking straight). [The People are] simply incorrect when [they] assert[] that [defendant] failed to explain a number of things within her knowledge. For instance, [the People] argue [] [defendant] did not explain a three-hour discrepancy between the time she said the shooting occurred (approximately 1:00 p.m.) and the time prosecution witnesses said it occurred (approximately 4:00 p.m.). A conflict in the evidence does not equate to a failure to explain. [Citation.] Still, when confronted with the discrepancy on cross-exantination, she explained it. She admitted that she was not âquite sureâ the shooting occurred around 1:00 p.m., and it was probable she had been mistaken when she said that it occurred early in the day. [The People] also argue [] she did not explain whether she thought Bernalâs friend was dressed like a gang member. But [she] explained the friendâs dress, and if there was any failure to explain, it was only because the prosecutor cut her off. ... In yet another instance, [the People] argue [] [defendant] failed to explain why she did not stop the car to let Bernal in after the shooting. To the contrary, she explained she was not going to âstop and checkâ because gunfire had just occurred and she was scared. As a final example, [the People] maintain[] she failed to explain how a live bullet ended up on the floorboard of her car. In fact, she testified she did not put the bullet there, she had no idea how it got there, and she did not know if it was there before Bernal got into the car because she did not check the car before then. [She] explained that the bulletâs presence was not within her personal knowledge. She need not have speculated how the bullet came to be there. [Citations.] [¶] [The People] further asserfi] that several of [defendantâs] statements were implausible and therefore justified the instruction. Whether [the People] found her statements plausible is not the test, however. [Citation.]â
The People continue to assert that the giving of the instruction was proper. Citing People v. Belmontes (1988) 45 Cal.3d 744 [248 Cal.Rptr. 126, 755 P.2d 310] (Belmontes), People v. Redmond (1981) 29 Cal.3d 904 [176 Cal.Rptr. 780, 633 P.2d 976] (Redmond), and several decisions from our Courts of Appeal, they argue the instruction applies not only when a testifying defendant completely fails to explain or deny incriminating trial evidence, but also when the defendantâs testimony ââcontains logical gaps,â âcreat[es] âcrucial points of conflictâ â with other trial evidence, or is otherwise ââbizarre,â ââimplausible,â or âânonresponsive.â Such testimony, the People argue, is ââinherently a failure to explain or deny facts,â is ââthe functional equivalent of no explanation at all,â and ââamounts to a failure to explain or deny evidence.â Under these principles, because defendantâs testimony ââwas riddled with implausible statements and logical gaps, and she either did not directly answer or gave vague responses to several of the prosecutorâs questions,â the trial court properly gave the instruction.
Defendant, on the other hand, continues to assert that the trial court erred. Citing other decisions from our Courts of Appeal and our decision in People v. Saddler (1979) 24 Cal.3d 671 [156 Cal.Rptr. 871, 597 P.2d 130] (Saddler), she argues the instruction applies ââonly where the defendant completely fails to explain a specific, significant piece of evidence,â and ââis not justified merely because a defendantâs explanation conflicts with other evidence, or because the jury may ultimately disbelieve the defendantâs testimony.â In her view, decisions indicating that the instruction applies when the defendantâs testimony is âbizarreâ or âimplausibleâ use those terms not âin the senseâ that the testimony is not âbelievableâ or ârepresents an arguably less likely interpretation of the evidence,â but âin the senseâ that it âfail[s] to account for indisputable physical evidence or fail[s] to describe what happened during long periods of timeâin other words, [it] fail[s] to explain the evidence.â Because, under these principles, she âdid not fail to explain or deny evidence against her,â the trial court should not have given the instruction.
These divergent views are understandable under existing case law. In Saddler, supra, 24 Cal.3d at page 677, we held that the trial court had erred in giving the following instruction: â âIf you find that [the defendant] failed to explain or deny any evidence or facts against him which he can reasonably be expected to deny or explain because of facts within his knowledge, you may take that failure into consideration as tending to indicate the truth of such evidence and as indicating that among the inferences that may be reasonably drawn therefrom those unfavorable to the defendant are the more probable.â â (Fn. omitted.) âUnder the instruction,â we first explained, âinferences are permissible only if the jury finds that [the] defendant failed to explain or deny facts or evidence that he could be reasonably expected to explain or deny.â (Id. at p. 680, italics omitted.) The instruction was unwarranted, we continued, because â[t]here [were] no facts or evidence in the prosecutionâs case within [the defendantâs] knowledge which he did not explain or deny. There is no indication that he failed to disclose any facts within his knowledge that would have shed further light on the robbery. There were contradictions between |/»'v| testimony and that of the prosecution witnesses, but a contradiction is not a failure to explain or deny. Thus, [the defendantâs] testimony that he sometimes smoked Kool cigarettes if offered to him but never ârequestedâ them and [a police officerâs] testimony that on occasion [the defendant] requested a Kool cigarette from him establishes a clear conflict in the evidence, but it does not constitute, as the People suggest, a failure to explain or deny.â (Id. at pp. 682-683, italics added, fn. omitted; see People v. Marks (1988) 45 Cal.3d 1335, 1346 [248 Cal.Rptr. 874, 756 P.2d 260] [finding âpersuasiveâ the defendantâs contention that âhe did not fail to explain or to deny any important evidence against himâ where ââhe testified extensively to a version of the events that contradicted the prosecutionâs case in all important respectsâ].)
Citing Saddler, a number of Courts of Appeal have stated that ââa contradiction arising between [a defendantâs] testimony and that of a prosecution witness does not constitute a failure to explain or denyâ that justifies giving the instruction. (People v. Ellers (1980) 108 Cal.App.3d 943, 955 [166 Cal.Rptr. 888]; see People v. Lamer (2003) 110 Cal.App.4th 1463, 1469 [2 Cal.Rptr.3d 875]; People v. Kondor (1988) 200 Cal.App.3d 52, 57 [245 Cal.Rptr. 750]; People v. Mask (1986) 188 Cal.App.3d 450, 455 [233 Cal.Rptr. 181] (Mask); People v. Roehler (1985) 167 Cal.App.3d 353, 393, 404 [213 Cal.Rptr. 353].) Based on this principle, some of these courts have also rejected the view that the instruction is warranted where the defendantâs testimony is ââso improbable it amounfis] to no explanation at all.â (Kondor, at p. 57.) In the view of these courts, the instruction ââis unwarranted when a defendant explains or denies matters within his or her knowledge, no matter how improbable that explanation may appear.â (Ihid.: see Lamer, at p. 1469 [quoting Kondor].)
On the other hand, in Belmontes, supra, 45 Cal.3d at page 784, we held that the instruction had properly been given at trial, explaining: ââThere were . . . crucial points of conflict between [the] defendantâs extrajudicial statements and trial testimony on the one hand, and the physical evidence and testimony of witnesses on the other. . . . [T]hese . . . conflicts were hardly âtangential, collateral and of little importance.â â[I]f the defendant tenders an explanation which, while superficially accounting for his activities, nevertheless seems bizarre or implausible, the inquiry whether he reasonably should have known about circumstances claimed to be outside his knowledge is a credibility question for resolution by the jury [citations].â (People v. Mask[, supra,] 188 Cal.App.3d [at p. 455] . . . .)â In Redmond, supra, 29 Cal.3d at page 911, the other decision on which the People rely, we held that the giving of the instruction was justified by ââ[the] defendantâs delay for two months in disclosing the location of the knifeâ used in the crime, ââhis failure to summon an ambulance or assist or transport [the victim] for medical assistance, and the variance between the description of [the victimâs] wound as âdownward and inwardâ and defendantâs version of an âupwardâ thrust caused by [the victimâs] fall on the knife.â ââIt is entirely proper,â we explained, ââfor a jury, during its deliberations, to consider logical gaps in the defense case, and the jury is reminded of this fact by the instruction at issue.â (Ibid.)
To resolve this apparent inconsistency in the case law, we begin with the history of a defendantâs right to testify in California. At common law, a criminal defendant was ââincompetent to testify under oath in his own behalf at his trial.â (Ferguson v. Georgia (1961) 365 U.S. 570 [5 L.Ed.2d 783, 81 S.Ct. 756].) In 1866, the Legislature abolished the common law rule in California by enacting a statute providing that a person charged with a crime ââshall, at his own request, but not otherwise, be deemed a competent witness, the credit to be given to his testimony being left solely to the jury, under the instructions of the Court.â (Stats. 1865-1866, ch. 644 (DCXLIV), p. 865.) Three years later, we held that the prosecution may not comment on a defendantâs exercise of the option under this statute not to testify; otherwise, by ââdeclining to exercise [the] privilege,â the defendant ââwould practically, if not theoretically, . . . furnish evidence of his guilt that might turn the scale and convict him.â (People v. Tyler (1869) 36 Cal. 522, 530.) The Legislature effectively codified this holding by enacting Penal Code former section 1323 to provide that a defendantâs ââneglect or refusal to [be a witness] shall not in any manner prejudice him nor be used against him on the trial or proceeding.â (1872 Pen. Code, pt. 11, tit. X, § 1323, p. 293; see People v. OâBrien (1885) 66 Cal. 602, 603 [6 P. 695].) ââ[U]nder this section in general it [was] not proper for the district attorney to comment on the effect of the failure of the defendant to testify upon any subject connected with the trial, although he may have been a witness and may have testified on other subjects.â (People v. Mead (1904) 145 Cal. 500, 506 [78 P. 1047] (Mead))
During the same period, we explained that different rules apply when a defendant does testify on a subject. Several of our decisions held that, under these circumstances, the prosecution may comment on the defendantâs failure to make an express or explicit denial of facts shown by the prosecutionâs evidence. (People v. Mayen (1922) 188 Cal. 237, 258 [205 P. 435] [ââ âIf the defendant in a criminal action voluntarily testifies for himself, the same rights exist in favor of the stateâs attorney to comment upon his testimony, or his refusal to answer any proper question, or to draw all proper inferences from his failure to testify upon any material matter within his knowledge, as with other witnesses.â â]; Mead, supra, 145 Cal. at p. 507 [prosecution properly commented on testifying defendantâs failure to make ââexpressâ or âexplicit denialâ of circumstance, shown by prosecutionâs evidence, that the defendant was married to the woman he allegedly allowed to be placed in a house of prostitution]; People v. Wong Bin (1903) 139 Cal. 60, 65-66 [72 P. 505] [because the testifying defendant âwent fully into the details of the difficulty, claiming that the killing was in self-defense,â the prosecution âwas authorized in commenting upon his failure to deny certain alleged statements testified by other witnesses to have been made by him, inconsistent with his testimony given on the trialâ].)
In other decisions, our courts explained that, where warranted by a defendantâs trial testimony, a court may instruct the jury that â â[a] witness who willfully testifies falsely as to any material fact in giving his testimony is to be distrusted in other parts of his testimony.â â (People v. Gibson (Cal. 1917) 33 Cal.App. 459, 462 [166 P. 585].) This instruction âsubmits the testimony of the defendant, who testifie[s] in his own behalf, to the usual and general tests of credibility in common with that of the other witnesses.â (Ibid.) For many years, this principle has appeared in CALJIC No. 2.21.2, which provides: âA witness, who is willfully false in one material part of his or her testimony, is to be distrusted in others. You may reject the whole testimony of a witness who willfully has testified falsely as to a material point, unless, from all the evidence, you believe the probability of truth favors his or her testimony in other particulars.â The principle now also appears in somewhat different form in CALCRIM No. 226, which was given in this case and which provides in relevant part: âIf you decide that a witness deliberately lied about something significant in this case, you should consider not believing anything that witness says.â These instructions apply where there is a âmaterial conflict in witnessesâ testimonyâ (People v. Allison (1989) 48 Cal.3d 879, 895-896 [258 Cal.Rptr. 208, 771 P.2d 1294]), where there are âinconsistencies within the testimony of a single witnessâ (People v. Turner (1990) 50 Cal.3d 668, 699 [268 Cal.Rptr. 706, 789 P.2d 887]), where a witnessâs âefforts to explain away undisputed circumstances are inherently implausibleâ (ibid.), and where a witnessâs testimony is âvague and improbableâ (People v. Murillo (1996) 47 Cal.App.4th 1104, 1107 [55 Cal.Rptr.2d 21]).
The legal landscape changed in 1934, when the California electorate, through the initiative process, amended article I, former section 13 of the California Constitution to provide: â[I]n any criminal case, whether the defendant testifies or not, his failure to explain or to deny by his testimony any evidence or facts in the case against him may be commented upon by the court and by counsel, and may be considered by the court or the jury.â (Cal. Const., art. I, former § 13, as amended Nov. 6, 1934, and repealed Nov. 5, 1974, italics added; see People v. Perry (1939) 14 Cal.2d 387, 395 [94 P.2d 559].) The next year, the Legislature made three statutory changes consistent with the revised constitutional provision: (1) it amended section 1127 to provide that, âin any criminal case, whether the defendant testifies or not, his failure to explain or to deny by his testimony any evidence or facts in the case against him may be commented upon by the courtâ (Stats. 1935, ch. 718, § 2, p. 1942); (2) it amended section 1093, former subdivision 6, to provide that the judge âmay comment on the failure of the defendant to explain or deny by his testimony any evidence or facts in the case against him, whether the defendant testifies or notâ (Stats. 1935, ch. 718, § 1, p. 1941); and (3) it amended former section 1323 to provide that â[t]he failure of the defendant to explain or to deny by his testimony any evidence or facts in the case against him may be commented upon by counselâ (Stats. 1935, ch. 718, § 3, p. 1942).
About 10 years later, in People v. Adamson (1946) 27 Cal.2d 478, 486-490 [165 P.2d 3] (Adamson), we held that the new state constitutional provision did not violate the federal Constitution. ââ[T]he consideration and commentâ the provision authorized, we explained, ârelate[d], not to the defendantâs failure to take the stand, but to âhis failure to explain or deny by his testimony any evidence or facts in the case against himâ whether he testifies or not.â {Id. at p. 488.) In this respect, it ââma[d]e applicable to criminal cases in which the defendant does not testify, the established rule that the failure to produce evidence that is within the power of a party to produce does not affect in some indefinite manner the ultimate issues raised by the pleadings, but relates specifically to the unproduced evidence in question by indicating that this evidence would be adverse.â {Ibid.) The logical ââbasisâ for this rule was â â[t]he instinct of self-preservation,â â which â âimpels one in peril of the penitentiary to produce whatever testimony he may have to deliver him from such peril. . . . Whenever therefore a fact is shown [that] tends to prove crime upon a defendant, and any explanation of such fact is in the nature of the case peculiarly within his knowledge and reach, a failure to offer an explanation must tend to create a belief that none exists.â Therefore the failure of the defendant to deny or explain evidence presented against him, when it is in his power to do so, may be considered by the jury as tending to indicate the truth of such evidence, and as indicating that among the inferences that may reasonably be drawn therefrom, those unfavorable to the defendant are the more probable.â {Id. at pp. 488M-89.) In other words, ââ[t]he failure of the accused to testify becomes significant because of the presence of evidence that he might âexplain or . . . deny by his testimonyâ (art. I, [former] § 13, Cal. Const.), for it may be inferred that if he had an explanation he would have given it, or that if the evidence were false he would have denied it. [Citations.] No such inference may be drawn, however, if it appears from the evidence that defendant has no knowledge of the facts with respect to which evidence has been admitted against him, for it is not within his âpowerâ [citation] to explain or deny such evidence. [Citations.]â (Id. at p. 489.)
In 1965, the Legislature repealed former section 1323 as unnecessary in light of the substantially identical constitutional provision. (Stats. 1965, ch. 299, § 146, p. 1369; Recommendation Proposing an Evidence Code (Jan. 1965) 7 Cal. Law Rev. Com. Rep. (1965) p. 366.) The same year, the United States Supreme Court held that article I, former section 13 of the California Constitution violated the Fifth Amendment to the United States Constitution insofar as it permitted comment on a criminal defendantâs failure to take the stand and testify at his trial. (Griffin v. California (1965) 380 U.S. 609, 613 [14 L.Ed.2d 106, 85 S.Ct. 1229].) Consistent with this holding, in 1974, the part of article I, former section 13 of the California Constitution that permitted comment on a defendantâs failure to explain or deny incriminating trial evidence was deleted (Strauss v. Horton (2009) 46 Cal.4th 364, 467, fn. 46 [93 Cal.Rptr.3d 591, 207 P.3d 48]), and in 1976, the Legislature deleted the sentence in section 1093, former subdivision 6, that authorized a judge to comment on a defendantâs failure to explain or deny incriminating evidence (compare Stats. 1975, ch. 195, § 1, p. 568 with Stats. 1976, ch. 488, § 1, p. 1231).
In Saddler, the defendant argued that the 1974 repeal of former article I, section 13 of the California Constitution and the 1976 amendment to section 1093 âindicate[d] legislative disapproval of comment on a defendantâs testimony when he takes the standâ and âinvalidate[d]â the instruction the court had given on that subject. (Saddler, supra, 24 Cal.3d at p. 678.) We disagreed, based largely on the Legislatureâs failure to modify section 1127 or Evidence Code section 413. As noted earlier, the former provides that, âin any criminal case, whether the defendant testifies or not, his failure to explain or to deny by his testimony any evidence or facts in the case against him may be commented upon by the court.â (§ 1127.) The latter, which was enacted in 1965 by the same legislation that repealed former section 1323 (Stats. 1965, ch. 299, § 146, p. 1369), provides that, â[i]n determining what inferences to draw from the evidence or facts in the case against a party, the trier of fact may consider, among other things, the partyâs failure to explain or to deny by his testimony such evidence or facts in the case against him, or his willful suppression of evidence relating thereto, if such be the case.â (Evid. Code, § 413, as enacted by Stats. 1965, ch. 299, § 2.)
In light of this background, we hold that the instruction applies only when a defendant completely fails to explain or deny incriminating evidence, or claims to lack knowledge and it appears from the evidence that the defendant could reasonably be expected to have that knowledge. The instruction acknowledges to the jury the âreasonable inferences that may flow from silenceâ when the defendant âfail[s] to explain or deny evidence against himâ and âthe facts are peculiarly within his knowledge.â (People v. Modesto (1965) 62 Cal.2d 436, 452 [42 Cal.Rptr. 417, 398 P.2d 753], italics added.) As to incriminating evidence that a testifying defendant denies or explains, there is no silence from which an inference âmay flow.â {Ibid) Even if the defendantâs testimony conflicts with other evidence or may be characterized as improbable, incredible, unbelievable, or bizarre, it is not, as the People assert, âthe functional equivalent of no explanation at all.â On the other hand, those circumstances do suggest that the defendant may have âdeliberately lied about something significant,â in which case a court may, as the court did here, instruct jurors to âconsider not believing anything that witness says.â (CALCRIM No. 226.) Indeed, as explained above, our cases hold that this instruction, or the CALJIC instruction on the subject (CALJIC No. 2.21.2), is warranted under the very circumstances the People claim warrant instruction on a failure to explain or deny, i.e., when there is a âmaterial conflict in witnessesâ testimonyâ (People v. Allison, supra, 48 Cal.3d at p. 895), when there are âinconsistencies within the testimony of a single witnessâ (People v. Turner, supra, 50 Cal.3d at p. 699), and when a witnessâs âefforts to explain away undisputed circumstances are inherently implausibleâ (ibid.). (See People v. Lang (1989) 49 Cal.3d 991, 1024 [264 Cal.Rptr. 386, 782 P.2d 627] [instruction warranted by âsharply conflicting testimonyâ of the defendant and another trial witness]; People v. Murillo, supra, 47 Cal.App.4th at p. 1107 [âinstruction on a willfully false witnessâ was warranted by the defendantâs âvague and improbableâ testimony]). These circumstances implicate a testifying defendantâs credibility as a witness, and thus are properly addressed by an instruction designed to apply âneutral standards of credibilityâ to testifying defendants. (Turner, supra at p. 699.) By contrast, the focus of CALCRIM No. 361, as its language indicates, is not on the defendantâs credibility as a witness, but on the role of a testifying defendantâs failure to explain or deny incriminating evidence in how jurors âevaluat[e] that evidence,â i.e., the evidence the defendant has failed to explain or deny. In other words, as we have stated, a testifying defendantâs failure to explain or deny incriminating evidenceâi.e., â[a] defendantâs silenceââcannot âbe regarded as a confessionâ and âdoes not create a presumption or warrant an inference of guilt, but should be considered only in relation to evidence that he fails to explain or deny.â (Adamson, supra, 27 Cal.2d at p. 490.)
To the extent People v. Belmontes, supra, 45 Cal.3d 744 and People v. Redmond, supra, 29 Cal.3d 904 may be read as indicating otherwise, we overrule them. As explained earlier, in the former, after noting the existence of âcrucial points of conflict betweenâ the defendantâs testimony and that of other witnesses, we stated, quoting Mask, that â â[I]f the defendant tenders an explanation which, while superficially accounting for his activities, nevertheless seems bizarre or implausible, the inquiry whether he reasonably should have known about circumstances claimed to be outside his knowledge is a credibility question for resolution by the jury [citations].â â (Belmontes, supra, 45 Cal.3d at p. 784.) However, in Mask, in the sentence preceding the quoted statement, the court, citing Saddler, stated: â[T]he mere fact that [a testifying] defendantâs story is contradicted by other prosecution evidence does not pave the way for giving the instruction, because contradiction is not by itself a failure to explain or deny. [Citations.]â (Mask, supra, 188 Cal.App.3d at p. 455.) Moreover, in finding that the instruction had properly been given because the teshfying defendantâs âstory was inherently implausible,â the court in Mask explained that the defendant had failed âto accountâ for a three-hour period. (Ibid.) Thus, properly understood, Mask was simply a case in which the testifying defendant had failed to explain incriminating evidence, i.e., his âpresence near the scene of the crimeâ at the time of the crime. (Ibid.)
Mask cited two decisions as support for the statement Belmontes quoted: People v. Roehler, supra, 167 Cal.App.3d 353 (Roehler), and People v. Haynes (1983) 148 Cal.App.3d 1117 [196 Cal.Rptr. 450] (Haynes). (Mask, supra, 188 Cal.App.3d at p. 455.) In Roehler, the defendant, who was convicted of murdering his wife and stepson while they were all boahng together, testified that the boat had capsized accidentally and that he âsimply did not know what had happened to them.â (Roehler, supra, at p. 393.) The defendant claimed that the trial court had erred in giving CALJIC No. 2.62, which, like CALCRIM No. 361, addressed a testifying defendantâs failure to explain or deny incriminating evidence. (Roehler, at pp. 391-392.) The court first explained that â[cjontradictory testimony by a defendant does not invoke the giving of [the instruction] [citation], nor does failure to recall specific details [citation].â (Id. at p. 393.) It then held, however, that the defendantâs claim âthat he didn ât know what happened was [not] an explanation of these events which precluded the giving ofâ the instruction. (Id. at p. 394.) It reasoned that the defendantâs claim not to know was âa credibility questionâ and that âthe state of his knowledge, what it was reasonable to expect that he would know, given the circumstances in which he was, was within the province of the jury to determine.â (Ibid.) Roehler is correct that a defendantâs claimed lack of knowledge of relevant facts or circumstances is not an explanation that renders the instruction inapplicable where it appears from the evidence that the defendant âcould reasonably be expected to knowâ those facts or circumstances. (Adamson, supra, 27 Cal.2d at p. 491.) In other words, as the People argue, âthe instruction is not precluded simply because a defendant denies knowledge.â However, Roehler is not persuasive authority for the broader proposition that the instruction is warranted where the defendant does not merely claim a lack of knowledge, but actually offers a denial or provides an explanation that may be characterized as incredible, unbelievable, or bizarre.
Haynes is even less persuasive authority for this proposition. There, the defendant, who had been convicted of committing various sexual offenses against a minor at a motel, claimed on appeal that the giving of the instruction was prejudicial error because there was no prosecution evidence he had failed to explain or deny. (Haynes, supra, 148 Cal.App.3d at pp. 1118-1119.) In response, the court first noted that the defendant had âstated he âdidnât really noticeâ that there was a âbig sign out in front of the motel . . . that says, âAdult Movies,â â nor had he noticed that [the minorâs] condition was such [that] she had put her jumpsuit on inside out when she dressed prior to leaving the motel.â {Id. at pp. 1120-1121, fn. omitted.) These statements, the court stated, constituted âârelatively minor instances of [the defendantâs] failure either to deny or explain some potentially incriminating factsâunless it can be said his alleged lack of ânotice,â or inability to âremember,â the fact in question constituted a âdenialâ or an âexplanationâ thereof as a matter of law.â {Id. at p. 1120.) The court next expressed ââdoubtâ that the defendantâs reply when asked why he had registered at the motel using a false name and addressââ â[I]tâs not uncommon for a person that goes to a motel to not use his true nameâ âââ âexplained]â why the [defendant] so chose to conduct himself onâ the occasion in question. {Id. at p. 1121.) The court next noted that the defendantâs version of the encounterâ the girl had eagerly accepted his sexual advances and he did not know her true ageâleft unexplained her âbizarreâ behavior âas soon as she separated from him,â i.e., she recorded the license number of his car and âexposedâ her family âto the embarrassment of reporting all the sordid details of their encounter to the police and, later, to the world at large in a public trial.â {Id. at p. 1121.) The court then continued: âIt could perhaps be argued that as stressed in the challenged instruction itself, this might be an instance in which âa defendant [did] not have the knowledge that he would need to deny or to explainâ why anyone would behave in so bizarre a fashion. Nonetheless, it would seem such a possibility should be a question of fact for a jury, not one of law for a trial judge.â {Ibid.) Ultimately, however, the court did not decide whether any of these âinstancesâ merely showed âcontradictions in the testimonyââwhich would not have justified giving the instructionâor âfailuresâ of the defendant âto explain or denyââwhich would have justified giving the instructionâbecause it found that any error was not prejudicial. {Id. at p. 1122.) The courtâs unresolved discussion about whether the defendant had failed to explain or deny incriminating evidence does not constitute persuasive authority for the proposition that a bizarre or implausible explanation justifies the giving of the instruction.
In Redmond, the defendant argued it was error to give the instruction, not because there was no evidentiary basis for it, but âbecause at trial he was not asked to explain or deny the adverse evidence against him.â (Redmond, supra, 29 Cal.3d at p. 911.) We rejected that argument, explaining that â[t]he scope of [the defendantâs] direct examination was a tactical trial choice of his counsel.â (Ibid.) We then added, as earlier noted, that there was âevidentiary supportâ in the record for the instruction, including the defendantâs failure to explain why he waited âtwo monthsâ before âdisclosing the location of the knifeâ used in the crime or why he âfail[ed] to summon an ambulance or assist or transport [the victim] for medical assistance.â {Ibid.) These two failures were sufficient to justify giving the instruction. The third basis we identifiedâââthe variance between the description of [the victimâs] wound as âdownward and inwardâ and [the] defendantâs version of an âupwardâ thrust caused by [the victimâs] fall on the knifeâ {ibid.)âwas therefore unnecessary. Moreover, under Saddler, which Redmond failed to cite or discuss, this ââvarianceâ (Redmond, at p. 911)âi.e., this evidentiary conflictâdid not justify giving the instruction. In this respect, we disapprove People v. Redmond, supra, 29 Cal.3d 904.
Although we reject the Peopleâs position regarding the circumstances that warrant the giving of the instruction, under the preceding principles, we nevertheless agree with the People that giving the instruction in this case was not error. During her testimony, defendant acknowledged that, after Bernal exited her car, she heard gunshots that sounded very close. She also testified, however, that she did not know any of the following information: (1) âwhy [Bernal] got outâ of the car; (2) what had happened; (3) âwhere [the gunfire] was coming fromâ; (4) how a bullet ended up on the floorboard of her car; and (5) whether the shooting âcould be in regards to gang activity.â
However, there was ample evidence that defendant âcould reasonably be expected to knowâ these facts or circumstances. (Adamson, supra, 27 Cal.2d at p. 491.) First and foremost, in her own statement to police, which was played to the jury as evidence, she stated the following: Bernal was an âassociateâ of the Rockwood gang and âtalk[ed] a lot aboutâ it. As she approached the area of the shooting, she saw âtwo young gang membersâ across the street. Bernal âyelled out, âWhere you from?â â The young men responded, â â18th Street.â â Defendant then said to Bernal, â âCome on, man.â . . . âDonât be stupid.â â â âFool, stop. Stop. Just let it go. Letâs go.â â Bernal âdidnât listen,â and defendant saw him âopen[] the passenger doorâ and âjump[] out of the car.â She heard Bernal yell, â âRockwood,â â and â[t]hen [she] heard the gunshots.â Though she did not actually see Bernal firing, she âassumedâ he was firing â[a]t those kidsâ who had responded â â18th Street.â â â[I]n [her] mind,â Bernal had âhit them up,â i.e., âshot at those kids.â At that point, she realized it was a gang incident. Bernal then âchasedâ the car and âgot in.â Defendant âcouldnât believe what [had] happenedâ and âcussed [Bernal] out,â saying, â âFucking asshole, what the fuck are you doing?â â Bernal said, â âLetâs drop my homeboy off,â â and told defendant to drive to the location where they had earlier picked up his friend. A few buildings before they reached that location, Bernal told defendant to stop and let him out, and said, â âmeet me there where we picked up homeboy at.â â Defendant replied, â âOkay,â â drove to the designated spot, stopped her car, put on her emergency lights, and waited. Second, during her trial testimony, defendant added that, before Bernal exited the car, the victims were âyelling out, âwhere you from,â â and â â18th Street,â â and were âthrowing their arms up in the air, making signsâ and âdoing hand gestures.â Finally, other witnesses testified at trial that the driver of the car slammed on the carâs brakes and, along with the passenger, was yelling at the victims; that a female in the car said, â âwhere are you fromâ â and â âLet them have itâ â ; that the passenger exited the car and started shooting from the passenger side, either from the trunk area or from over the roof while resting his arm and hand on it; and that after the shooting, the shooter yelled, â âHold on,â â the driver slammed on her brakes again, the shooter jumped back in, and the car drove away. Given this evidence, the trial court properly gave the instruction notwithstanding defendantâs professed lack of knowledge about certain matters.
B. The Trial Court Properly Admitted Bernalâs Statement to Tejeda.
As noted above, the prosecution played at trial a tape of Tejedaâs interview with police. During that interview, Tejeda stated that Bernal had come to his apartment and said that, the previous day, he â âand this woman . . . went toâwe went shooting some 18s, like at some 18s.â â Regarding defendantâs participation, Tejeda variously told police that Bernal had said the following: (1) we â âwent there inâin her car, and ... we went to shoot at two 18sâ (2) the woman â âwas the one drivingâ â and âhe was the one shootingâ; (3) âhe went with some lady to go shoot somebodyâ; (4) â âwe went shooting someâsome gang memberâ â; (5) â âyesterday we went and we shot at two 18sâ (6) âhe went with someâthe girl, the driver was a girl. She was the one driving, this woman. And he went with her and he was the one shootingâ; (7) âthey went shooting in a carâ; (8) he âwent shooting some 18-year-old with this girl, a friendâ; (9) he âwent there inâin her car, and heâs like, and âwe went to shoot at two 18sâ (10) â âwe went, me and this woman, ... we went toâwe went shooting some 18s, like at some 18sâ (11) âshe came and, that woman, went in her car, and they went to shoot at some 18sâ; (12) he â âwent yesterday with a woman and shot at some 18sâ and (13) âthe girl he went and did the shooting with is Norma.â
Before trial, defendant requested exclusion of the tape insofar as it related Bernalâs statements to Tejeda, arguing in part that those statements were inadmissible hearsay and, alternatively, should be excluded as a matter of discretion under Evidence Code section 352 because their probative value was âsubstantially outweighed byâ their potential for âundue prejudice.â The prosecution asserted that the statements were admissible under section 1230 of the Evidence Code, which establishes an exception to the hearsay rule for statements against penal interest, i.e., where âthe declarant is unavailable as a witness and the statement, when made, ... so far subjected [the declarant] to the risk of . . . criminal liability, . . . that a reasonable man in his position would not have made the statement unless he believed it to be true.â In response, defendant argued that (1) the references to her in the statements were outside of the exception because they were not disserving of Bernalâs penal interest, (2) Tejedaâs reliability was questionable because he did not and could not know the identity of the woman Bernal had mentioned, and (3) the statements were unduly prejudicial in that they could âeasily [be] misconstrued to implicate [her] as being somehow involved in the planning or the underlying conduct or the planning or participation or knowledge of the shooting.â The trial court ruled that the statements qualified for the hearsay exception, that they were reliable, and that exclusion under Evidence Code section 352 was not appropriate.
Applying the abuse of discretion standard, the Court of Appeal reversed. It agreed that the statements were against Bernalâs penal interest, that the âsettingâ in which he made themââa discussion in the family home between close family membersâââpromoted truthfulness,â and that the statements âwere trustworthy to the extent [Bernal] reported on []his own actions and thoughts.â However, invoking an argument defendant had not made in either the trial court or her appellate briefs, the court concluded that, â[a]s againstâ defendant, the statements âlacked a guarantee of trustworthiness.â It reasoned: âThe references to a woman or lady and the phrase âwe wentâ necessarily implied that he [Bernal] and Cortez went to go shoot someone that day. The statements suggest Cortez knew of a plan to commit the shooting and went along with it. Indeed, the prosecutor argued to the jury that Bernalâs statements were evidence Cortez knew of Bernalâs purpose and had the intent to assist him. The prosecutor stated: âAnd when the nephew talked to the police about what his uncle told him, he repeatedly said that his uncle told him we went, we went and shot at some 18[s], That is how you know she had the knowledge of his purpose going there and she had the intent to assist him.â However, Bernal could not speak from personal knowledge in describing Cortezâs state of mind. His statements in that respect were speculation and hence not trustworthy.â Therefore, the statements should not have been admitted without redacting â[References to âwe,â a lady, or a woman,â i.e., âthe portions that specifically implicatedâ defendant.
We conclude that the Court of Appeal erred in finding that the testimony was inadmissible because Bernal lacked personal knowledge of whether defendant knew of and went along with a plan to commit the shooting. The Evidence Code declares that âthe testimony of a witness [at trial] concerning a particular matter is inadmissible unless [the witness] has personal knowledge of the matter.â (Evid. Code, § 702, subd. (a).) California courts have extended this personal knowledge requirement to statements of hearsay declarants. (People v. Valencia (2006) 146 Cal.App.4th 92, 103-104 [52 Cal.Rptr.3d 649].) When a witnessâs personal knowledge is in question, the trial court must make a preliminary determination of whether âthere is evidence sufficient to sustain a findingâ that the witness has the requisite knowledge. (Evid. Code, § 403, subd. (a)(2).) âDirect proof of perception, or proof that forecloses all speculation is not required.â (Miller v. Keating (3d Cir. 1985) 754 F.2d 507, 511.) The trial court may exclude testimony for lack of personal knowledge â âonly if no jury could reasonably find that [the witness] has such knowledge.â â (People v. Anderson (2001) 25 Cal.4th 543, 573 [106 Cal.Rptr.2d 575, 22 P.3d 347].) Thus, â[a] witness challenged for lack of personal knowledge must... be allowed to testify if there is evidence from which a rationed trier of fact could find that the witness accurately perceived and recollected the testimonial events. Once that threshold is passed, it is for the jury to decide whether the witnessâs perceptions and recollections are credible. [Citation.]â (Id. at p. 574.) An appellate court reviews a trial courtâs determination of this issue âunder an abuse of discretion standard.â (People v. Tatum (2003) 108 Cal.App.4th 288, 298 [133 Cal.Rptr.2d 267], citing People v. Lucas (1995) 12 Cal.4th 415, 466 [48 Cal.Rptr.2d 525, 907 P.2d 373].)
The record here reveals no abuse of discretion. Insofar as Bernalâs statements suggest that defendant knew of and went along with a plan to commit the shooting, there was ample evidence from which a rational trier of fact could conclude that Bernal had personal knowledge of these matters. As defendant concedes, evidence other than Tejedaâs statement âoverwhelmingly establishedâ that Bernal ârode withâ defendant âto the location of the shootingâ and âshot at [the victims] while [defendant] drove.â There was also evidence of the following: (1) Bernal and defendant were neighbors and did favors for each other; (2) after agreeing to give Bernal a ride, defendant, who believed Bernal always carried a gun and was an associate of the Rockwood gang, drove where Bernal instructed, first to pick up a friend of Bernalâs who defendant thought looked like a âgangster,â and then to the location of the shooting; (2) as she approached the victims, defendant âslam[med]â on the brakes and stopped the car; (3) after the car stopped, one of the victimsâ Emanuel Z.âheard a female voice ask, â âWhere you guys from,â â which is something a gang member commonly asks his or her intended victims just before initiating a planned assault; (4) defendant grew up around gangs and had friends and relatives in gangs; (5) Emanuel Z. then heard the carâs occupants yell at him and Miguel, and heard a female voice say, â âLet them have itâ (6) Bernal then got out of the stopped car and, from the trunk area or over the roof, started shooting at the victims; (7) as the victims fled, Bernal chased them and continued shooting; (8) after Bernal fired the final shots, defendant, knowing Bernal had shot at the victims, moved the car a few feet forward and stopped near Bernal as he was trying to put the gun in his waistband and yelling, â âHold on. Hold onâ (9) after Bernal got in the car and yelled â âLetâs go. Letâs go,â â defendant drove the car away, stopped in the middle of the street where Bernal directed her to stop and, after Bernal exited, remained in the driverâs seat with the hazard lights on, waiting for him to return. On this record, a jury could reasonably conclude that the shooting was a joint, planned undertaking of Bernal and defendant. It could also reasonably conclude that Bernal and defendant had had conversations in order to coordinate their joint undertaking such that Bernal had personal knowledge of whether defendant knew of and went along with a plan to commit the shooting. Given the evidence, the question of Bernalâs personal knowledge about these issues was for the jury. Therefore, the Court of Appeal erred in concluding that, as a matter of law, Bernalâs lack of personal knowledge rendered the statements inadmissible.
Defendant argues that Bernalâs statements to Tejeda were unreliable for the additional reason that, during his interview with police, Tejeda gave varying accounts of Bernalâs statements and could not remember âexactlyâ what Bernal had said. According to defendant, some of Tejedaâs accounts suggest that she knowingly participated in the shooting while others âmerely stated that Bernal rode with [her] on his way to the shooting.â Because, in light of Tejedaâs recantation at trial, the jury had no way to determine the words Bernal used or what he meant by them, the statements were unreliable and inadmissible.
We reject defendantâs argument. As to hearsay statements that qualify under the party admissions exception to the hearsay rule (Evid. Code, § 1220), â[w]e have long recognized that . . . persons are often unable â â âto state the exact language of an admission.â â â [Citation.] This recognition, however, does not automatically render any statements of a party inadmissible . . . .â (People v. Riccardi (2012) 54 Cal.4th 758, 832 [144 Cal.Rptr.3d 84, 281 P.3d 1].) Nor does ambiguity regarding the meaning of a partyâs out-of-court statement automatically render the party admissions exception inapplicable. (People v. Guerra (2006) 37 Cal.4th 1067, 1122 [40 Cal.Rptr.3d 118, 129 P.3d 321]; People v. Kraft (2000) 23 Cal.4th 978, 1035 [99 Cal.Rptr.2d 1, 5 P.3d 68].) The same principles logically apply to the admissibility of a hearsay statement under the exception for statements against penal interest. On the record here, neither Tejedaâs inability to remember âexactlyâ what Bernal had said, nor the ambiguity defendant alleges regarding Bernalâs meaning, establishes that the trial court abused its discretion in admitting the statement.
Defendant next contends that âthe portionsâ of Bernalâs statement to Tejeda âreferring to [her] were not against Bernalâs penal interestâ and therefore did not qualify for the hearsay exception in Evidence Code section 1230. She argues (1) the exception authorizes admission of â[o]nly those portions of [a hearsay] statement [that] are âspecifically disservingâ to the [declarantâs] interestsâ; and (2) Bernalâs references to her fail this test because they do nothing more than indicate that he âwas accompanied byâ her, and ânothing about who accompanied [him] made him more or less culpable in the shooting.â
For several reasons, we conclude that the trial court did not abuse its discretion in concluding that the statements were disserving of Bernalâs penal interest. Initially, we disagree that Bernalâs references to defendant indicate only that she âaccompaniedâ Bernal. As earlier explained, Bernalâs references to defendant, along with the other evidence, suggested that he and defendant had engaged in a joint, planned drive-by shooting, thus showing premeditation and implicating him in a conspiracy to commit murder by means of a drive-by shooting. (See People v. Cortez (1998) 18 Cal.4th 1223, 1228 [77 Cal.Rptr.2d 733, 960 P.2d 537].) Moreover, Bernalâs statement that the person he went with to shoot âsome 18sâ did the driving provides evidence of one of the elements of a conspiracy conviction: âthe commission of an overt act âby one or more of the parties to such agreementâ in furtherance of the conspiracy.â (People v. Morante (1999) 20 Cal.4th 403, 416 [84 Cal.Rptr.2d 665, 975 P.2d 1071].) In these respects, the portion of the statements referring to a criminal companion were against Bernalâs penal interest. (Cf. People v. Samuels (2005) 36 Cal.4th 96, 121 [30 Cal.Rptr.3d 105, 113 P.3d 1125] [declarantâs statement that he was paid by the defendant to commit the killing âwas specifically disserving to [the declarantâs] interests in that it intimated he had participated in a contract killingâa particularly heinous type of murderâand in a conspiracy to commit murderâ].)
On the specific facts of this case, we also disagree that Bernalâs identification by name of who accompanied him was not specifically disserving of his interest. Our analysis begins with Williamson v. United States (1994) 512 U.S. 594, 600-601 [129 L.Ed.2d 476, 114 S.Ct. 2431] (Williamson), where the high court held that the federal hearsay exception for statements against penal interest does not authorize admission of collateral, non-self-inculpatory statements, even if they are made within a broader narrative that contains self-inculpatory statements. In disagreeing that this holding would eviscerate the federal exception, the court explained: ââ[W]hether a statement is self-inculpatory or not can only be determined by viewing it in context. Even statements that are on their face neutral may actually be against the de-clarantâs interest. âI hid the gun in Joeâs apartmentâ may not be a confession of a crime; but if it is likely to help the police find the murder weapon, then it is certainly self-inculpatory. âSam and I went to Joeâs houseâ might be against the declarantâs interest if a reasonable person in the declarantâs shoes would realize that being linked to Joe and Sam would implicate the declarant in Joe and Samâs conspiracy. And other statements that give the police significant details about the crime may also, depending on the situation, be against the declarantâs interest. The question ... is always whether the statement was sufficiently against the declarantâs penal interest âthat a reasonable person in the declarantâs position would not have made the statement unless believing it to be true,â and this question can only be answered in light of all the surrounding circumstances.â (Id. at pp. 603-604, italics added, fn. omitted.)
Here, Bernalâs identification of defendant by name, viewed in context, specifically disserved his penal interest in several respects. When Bernal spoke to Tejeda, he said that, after the shooting, he ââleft the carâ and ââwent in [a] building,â that the woman who was driving the car âwaited for him while he went in that building,â and that she was âcaughtâ while she was âin the carâ â[wjaitingâ for him âto come back out.â Thus, according to Tejedaâs statement, when Bernal said that defendant was the one driving, he knew she and her car were already in police custody. He thus also knew that, by identifying her, he was increasing the likelihood that evidence connecting him to the shooting would be found. Indeed, as noted above, police found on the floor of the passenger side of defendantâs car a live round matching the caliber and brand of several found at the scene of the shooting. Finally, Bernal knew that âbeing linked toâ defendant âwould implicateâ him in a drive-by shooting for which defendant had been arrested. (Williamson, supra, 512 U.S. at p. 603.) For these reasons, Bernalâs identification of defendant by name specifically disserved his penal interest. (See U.S. v. Moses (3d Cir. 1998) 148 F.3d 277, 280-281 [âby naming [the defendant], as well as the place where he was meeting [the defendant] to make payments, [the de-clarant] provided self-inculpatory information that might have enabled the authorities to better investigate his wrongdoingâ].)
Finally, nothing in the attendant circumstances undermines the trial courtâs conclusion that Bernalâs statements were truly disserving of his interests. As the People assert, âthe portions of Bernalâs statement that implicated [defendant] were in no way exculpatoryâ or âself-serving,â Bernal âconsistently assigned the most blame to himself by admitting he was the shooter, and he never attempted to shift blame to [defendant].â Moreover, the context in which Bernal made the statementsâa conversation with a close family member in an apartment he frequentedâdoes not suggest that Bernal was trying to improve his situation with police. Indeed, as the Court of Appeal explained, the âsettingâ for the conversationââa discussion in the family home between close family membersâââpromoted truthfulness.â Given the totality of the circumstances, the trial court did not abuse its discretion in finding that Bernalâs identification of defendant âso far subjected [Bernal] to the risk of . . . criminal liability, . . . that a reasonable man in his position would not have made the statement unless he believed it to be true.â (Evid. Code, § 1230.)
Defendant next asserts that the trial court erred in not excluding Tejedaâs statements under Evidence Code section 352, which provides in relevant part that a court âin its discretion may exclude evidence if its probative value is substantially outweighed by the probability that its admission will . . . create substantial danger of undue prejudice.â According to defendant, the statements had only âminimal probative valueâ because they established only that âBernal rode with [her] to the location of the shooting,â a fact that was âoverwhelmingly established by other evidence.â They were unduly prejudicial, she continues, because they âcould be misconstrued as stating [that she] shared Bernalâs purpose.â Indeed, defendant asserts, â[t]he prosecutor used the statements for precisely [this] prejudicial effect,â arguing to the jury that âBernal, by saying âwe went,â told Tejeda [that defendant] shared his purpose.â Because the statementsâ âminimal probative value was outweighed by the potential for undue prejudice,â the trial court should have excluded them.
Defendantâs argument fails because it rests on a mistaken understanding of the term âprejudiceâ in Evidence Code section 352. For purposes of that section, âprejudiceâ does not mean damage to a partyâs case that flows from relevant, probative evidence. Rather, it means the tendency of evidence to evoke an emotional bias against a party because of extraneous factors unrelated to the issues. (People v. Doolin (2009) 45 Cal.4th 390, 439 [87 Cal.Rptr.3d 209, 198 P.3d 11].) Thus, evidence is subject to exclusion under Evidence Code section 352 on the basis of prejudice only â âwhen it is of such nature as to inflame the emotions of the jury, motivating them to use the information, not to logically evaluate the point upon which it is relevant, but to reward or punish one side because of the jurorsâ emotional reaction. In such a circumstance, the evidence is unduly prejudicial because of the substantial likelihood the jury will use it for an illegitimate purpose.â [Citation.]â (People v. Doolin, at p. 439.) As explained above, defendantâs claim of prejudice rests only on the potenhal of Tejedaâs statements to show that she shared Bernalâs purpose, i.e., the damage to her defense that flowed from those statements as relevant, probative evidence. She identifies no sense in which the statements would tend to inflame the jurorsâ emotions or cause them to punish her because of an emotional reaction. Her claim under Evidence Code section 352 therefore fails.
We also reject defendantâs final attack on the trial courtâs ruling: that admission of Bernalâs statements to Tejeda violated her Sixth Amendment right to confront and cross-examine witnesses. Defendant rests her argument principally on Bruton v. United States (1968) 391 U.S. 123 [20 L.Ed.2d 476, 88 S.Ct. 1620], but that decision is inapposite because it involved a nontesti-fying codefendantâs hearsay statement that did not qualify for admission against the defendant under any hearsay excephon and that was ââclearly inadmissible against [the defendant] under traditional rules of evidence.â (Id. at p. 128, fn. 3.) Indeed, the high court in Bruton expressly declined to comment on the admissibility of a nonteshfying codefendantâs hearsay statement where, as here, a âârecognized exception to the hearsay ruleâ applies. (Ibid.) Moreover, in Davis v. Washington (2006) 547 U.S. 813, 824 [165 L.Ed.2d 224, 126 S.Ct. 2266], the high court unequivocally held ââthat the confrontahon clause applies only to testimonial hearsay statements and not to [hearsay] statements that are nontestimonial.â (People v. Geier (2007) 41 Cal.4th 555, 603 [61 Cal.Rptr.3d 580, 161 P.3d 104], italics added.) Bernalâs statements to his nephew in his nephewâs apartment were unquestionably nontestimonial; defendantâs counsel expressly ââconcede[d]â this fact in the trial court and defendant does not now assert otherwise. Thus, binding high court precedent requires us to hold that the Sixth Amendment is inapplicable and that defendantâs confrontation clause claim therefore fails.
C. The Prosecutionâs Comments on Reasonable Doubt Did Not Constitute Misconduct.
During his rebuttal argument, the prosecutor stated: âThe court told you that beyond a reasonable doubt is not proof beyond all doubt or imaginary doubt. Basically, I submit to you what it means is you look at the evidence and you say, T believe I know what happened, and my belief is not imaginary. Itâs based in the evidence in front of me.â â Defendantâs counsel objected that these comments âmisstate[d] the law.â Before the court ruled on the objection, the prosecution added, âThatâs proof beyond a reasonable doubt.â The trial court then overruled the objection.
Defendant asserts that these comments constituted prejudicial misconduct in that they lowered the Peopleâs burden of proof. She argues they improperly indicated that âproof beyond a reasonable doubt required no more than a simple belief, so long as that belief was not based on speculation or imagination,â i.e., âa nonimaginary belief â that could âbe supported by a preponderance of the evidence, or even a strong suspicion.â The error was prejudicial, she asserts, because (1) the case against her turned on âa single issue,â i.e., her âmental state,â (2) the evidence on this issue was â âclose and not particularly strong,â â and (3) the prosecutionâs comments âpermitted the jury to convict [her] when a contrary and innocent interpretation of the evidence was reasonable.â
As we have often explained, âit is improper for the prosecutor to misstate the law generally [citation], and particularly to attempt to absolve the prosecution from its prima facie obligation to overcome reasonable doubt on all elements [citation].â (People v. Marshall (1996) 13 Cal.4th 799, 831 [55 Cal.Rptr.2d 347, 919 P.2d 1280].) Improper comments violate the federal Constitution when they constitute a pattern of conduct so egregious that it infects the trial with such unfairness as to make the conviction a denial of due process. (People v. Hill (1998) 17 Cal.4th 800, 819 [72 Cal.Rptr.2d 656, 952 P.2d 673].) Improper comments falling short of this test nevertheless constitute misconduct under state law if they involve use of deceptive or reprehensible methods to attempt to persuade either the court or the jury. (Ibid.) To establish misconduct, defendant need not show that the prosecutor acted in bad faith. (Id. at p. 822.) However, she does need to âshow that, â[i]n the context of the whole argument and the instructionsâ [citation], there was âa reasonable likelihood the jury understood or applied the complained-of comments in an improper or erroneous manner.â (People v. Centeno (2014) 60 Cal.4th 659, 667 [180 Cal.Rptr.3d 649, 338 P.3d 938].) If the challenged comments, viewed in context, âwould have been taken by a juror to state or imply nothing harmful, [then] they obviously cannot be deemed objectionable.â (People v. Benson (1990) 52 Cal.3d 754, 793 [276 Cal.Rptr. 827, 802 P.2d 330].)
Applying these principles, we find no misconduct. Initially, we observe that the challenged remarks, viewed in isolation, were incomplete at best. They informed jurors that their âbeliefâ about what had happened had to be âbased in the evidenceâ rather than âimaginary.â Although this is a correct statement of the law, it does not alone suffice as a definition of the beyond-a-reasonable-doubt standard.
However, viewing the challenged statements in context, we find no reasonable likelihood that jurors understood them as defendant asserts, i.e., that a âsimple,â ânonimaginaryâ belief âsupported by a preponderance of the evidence, or even a strong suspicionâ was sufficient to convict. Initially, in determining how jurors likely understood the prosecutionâs arguments, we do â ânot lightly infer that a prosecutor intends an ambiguous remark to have its most damaging meaning or that a jury, sitting through lengthy exhortation, will draw that meaning from the plethora of less damaging interpretations.â â (People v. Gonzalez (1990) 51 Cal.3d 1179, 1224, fn. 21 [275 Cal.Rptr. 729, 800 P.2d 1159] (Gonzalez); see People v. Frye (1998) 18 Cal.4th 894, 970 [77 Cal.Rptr.2d 25, 959 P.2d 183].)
In light of this principle, it is significant that the trial court properly defined the reasonable doubt instruction in both its oral jury instructions and the written instructions it gave the jury to consult during deliberations. Before the parties gave closing arguments, the court instructed the jury that â[a] defendant in a criminal case is presumed to be innocent,â that the People must âprove a defendant guilty beyond a reasonable doubt,â and that jurors âmust findâ defendant and Bernal not guilty â[u]nless the evidence proves [them] guilty beyond a reasonable doubt.â Later in its preargument instructions, the court reemphasized numerous timesâin connection with the jurorsâ consideration of defendantâs pretrial statements, proof of first degree murder, proof of attempted murder, and proof of enhancement allegationsâthat it was the Peopleâs burden to prove guilt âbeyond a reasonable doubt.â The first time it set forth the Peopleâs burden, the court added: âProof beyond a reasonable doubt is proof that leaves you with an abiding conviction that the charge is true. The evidence need not eliminate all possible doubt because everything in life is open to some possible or imaginary doubt.â The court later submitted these instructions to the jury in writing to refer to during deliberations. As we have explained, â[w]e presume that jurors treat the courtâs instructions as a statement of the law by a judge, and the prosecutorâs comments as words spoken by an advocate in an attempt to persuade.â (People v. Clair (1992) 2 Cal.4th 629, 663, fn. 8 [7 Cal.Rptr.2d 564, 828 P.2d 705].) â[P]rosecutorial commentary should not be given undue weight in analyzing how a reasonable jury understood . . . instructions. Juries are warned in advance that counselâs remarks are mere argument, missteps can be challenged when they occur, and juries generally understand that counselâs assertions are the âstatements of advocates.â Thus, argument should ânot be judged as having the same force as an instruction from the court.â â (Gonzalez, supra, 51 Cal.3d at p. 1224, fn. 2.)
Indeed, the trial court here emphasized in several ways that jurors should follow its instructions rather than anything potentially contrary in counselâs arguments. In its oral and written jury instructions, the court stated: âIf you believe the attorneysâ comments on the law conflict with my instructions, you must follow my instructions.â The court later emphasized this principle in ruling on objections. After one of defense counselâs arguments, the prosecution interjected: âObjection, that is a misstatement of law.â The court responded: âWell, the jurors have been instructed on the law, they will get copies of the jury instructions. If counselâs statement is different than what you understand the law to be based on what I said, you will have to ignore counselâs statement on that.â Later, during rebuttal, after the prosecution asserted that defense counsel had made a legal misstatement during closing argument, defense counsel stated: âIâd object[.] I did not misstate the law.â The court responded: âThe jurors heard what you said, and they can compare it to the laws I gave them.â
It is also significant that defense counsel emphasized the courtâs instructions on reasonable doubt numerous times during closing argument. Early in his argument, he reminded the jury of both the presumption of innocence and the Peopleâs burden to prove defendantâs guilt âbeyond a reasonable doubt.â He later briefly referenced the legal âdefinitionâ of âreasonable doubt,â stating that âitâs kind of . . . [legalese] of an abiding conviction.â Toward the end of his argument, defendantâs counsel became more specific, stating: âHereâs that jury instruction that I mentioned. Iâll reference you to the third paragraph. Youâll get the document. Proof beyond a reasonable doubt is an abiding conviction that the charge is true.â Counsel also added his own gloss on this instruction, stating that an â[ajbiding conviction the charge is true . . . is one thatâs enduring. Youâre not going to go home and second-guess yourself that you made the right choice. Youâre certain in your decision making.â At another point, counsel emphasized that â[pjroof beyond a reasonable doubt is the greatest burden in our legal system. ... We want to be virtually certain, as certain as possible in someoneâs guilt before we take away their liberty.â
Also significant is the fact that the prosecutionâs comments on reasonable doubt specifically referred the jury to the courtâs instruction on the subject. The prosecution introduced this topic by stating: âCounsel [for defendant] talked to you about reasonable doubt. You have the instruction on that.â Only after directing the juryâs attention to the courtâs reasonable doubt instruction did the prosecution discuss defense counselâs âcharacteriz[ation]â of the standard and submit its alternative view of âwhat [the standard] means.â The court gave correct instructions and the prosecution explicitly deferred to them. Thus, it is unlikely that jurors would have understood the prosecutionâs statement, âThatâs proof beyond a reasonable doubt,â made after defense counselâs interruption, to imply either a repudiation of those correct instructions or an invitation that the jury disregard or deviate from them.
Finally, it is significant that the challenged statement was a brief, isolated remark offered in response to defense counselâs misleading comments on the subject. To explain the standard, defendantâs counsel stated at one point that âproof beyond a reasonable doubtâ is the âamount of evidenceâ that would enable â[ejven a mother ... to believe [her] child is guilty.â Defendantâs counsel later added: âThis is my way to say what is reasonable doubt to you. Ask yourself, âare you a reasonable person? Would you entertain ridiculous arguments?â . . . You guys are reasonable people. You only entertain reasonable arguments. You will only entertain reasonable doubt. If you have a doubt, if youâre a reasonable person, any doubt you have about the case is reasonable. If you entertain doubt, itâs reasonable.â It is in response to these comments that the prosecutor told jurors that their belief about what had happened had to be âbased in the evidenceâ and ânot imaginary.â As the high court has observed, â[iIsolated passages of a prosecutorâs argument,â âlike all closing arguments of counsel, are seldom carefully constructed in toto before the event; improvisation frequently results in syntax left imperfect and meaning less than crystal clear.â (Donnelly v. DeChristoforo (1974) 416 U.S. 637, 646-647 [40 L.Ed.2d 431, 94 S.Ct. 1868].) This general observation is the basis for the rule, as noted above, that âcourt[s] should not lightly infer that a prosecutor intends an ambiguous remark to have its most damaging meaning or that a jury, sitting through lengthy exhortation, will draw that meaning from the plethora of less damaging interpretations.â {Id. at p. 647.) It aptly describes the isolated remark defendant challenges here, which was surely improvised to answer defense counselâs assertions that (1) proof beyond a reasonable doubt is the âamount of evidenceâ that would enable â[e]ven a mother ... to believe [her] child is guilty,â and (2) because the jurors were âreasonable people,â âany doubtâ they had âabout the case [was] reasonable.â
In summary, given that the challenged comments were brief and constituted a tiny, isolated part of the prosecutionâs argument, that the prosecution was responding to defense counsel comments, that the prosecution expressly referred the jurors to the instruction they had on reasonable doubt, that both the court and defense counsel properly defined âreasonable doubtâ numerous times, and that the jury had written instructions during deliberations that properly defined the standard, we find no reasonable likelihood the jury construed or applied the prosecutionâs challenged remarks in an objectionable fashion. We therefore reject defendantâs misconduct claim.
III. Disposition
The judgment of the Court of Appealâs is reversed and the matter is remanded for further proceedings consistent with this opinion.
Cantil-Sakauye, C. J., Corrigan, J., and Kruger, J., concurred.
All unlabeled statutory references are to the Penal Code.
Both defendant and the People state that a different instruction on false or misleading statementsâCALCRIM No. 362âapplies when the defendantâs testimony is implausible. However, a 2009 amendment to that instruction clarifies that the instruction applies to false or misleading statements a defendant made âbeforeâ trial, not to false or misleading trial testimony. (CALCRIM No. 362; see People v. Beyah (2009) 170 Cal.App.4th 1241, 1248 [88 Cal.Rptr.3d 829] [âWe doubt that CALCRIM No. 362 was intended to be used when the basis for an inference of consciousness of guilt is disbelief of a defendantâs trial testimony . . . .â].)
Notably, as this discussion demonstrates, Haynes, supra. 148 Cal.App.3d at page 1121, used the term âbizarreâ to characterize the victimâs behavior, not, as Belmontes. Mask, and Roehler indicate, the defendantâs testimony. (Belmontes, supra, 45 Cal.3d at p. 784; Mask, supra. 188 Cal.App.3d at p. 455; Roehler, supra, 167 Cal.App.3d at p. 393.)
Given this conclusion, we need not examine the many failures to explain or deny that the People assert. We note, however, that the Peopleâs argument, insofar as it rests on defendantâs failure to explain contradictory testimony or on the implausibility of her testimony, is inconsistent with the preceding analysis.
Our precedents establish that the abuse of discretion test applies in reviewing a trial courtâs determination that the hearsay statement, as Evidence Code section 1230 requires, â âso far subjected [the declarant] to the risk of . . . criminal liability, . . . that a reasonable man in his position would not have made the statement unless he believed it to be true.â â (People v. Brown (2003) 31 Cal.4th 518, 535 [3 Cal.Rptr.3d 145, 73 P.3d 1137]; see People v. Lawley (2002) 27 Cal.4th 102, 153-154 [115 Cal.Rptr.2d 614, 38 P.3d 461].) Citing People v. Cervantes (2004) 118 Cal.App.4th 162, 174-175 [12 Cal.Rptr.3d 774], defendant argues for de novo review. However, the authority Cenantes cited (ibid.) involved the separate question of whether admission of a hearsay statement violates the confrontation clause. (See Lilly v. Virginia (1999) 527 U.S. 116, 136-137 [144 L.Ed.2d 117, 119 S.Ct. 1887] (plur. opn. of Stevens, 1); People v. Schmaus (2003) 109 Cal.App.4th 846, 856 [135 Cal.Rptr.2d 521]; People v. Eccleston (2001) 89 Cal.App.4th 436, 445-446 [107 Cal.Rptr.2d 440].)
Tejeda stated that he âguessedâ Bernal was referring to police when Bernal said â âtheyâ â caught defendant. Tejedaâs understanding is fully supported by the evidence, which indisputably shows that the police arrested defendant as she was waiting in her car for Bernal to return from a building. As defendant described Tejedaâs statement in her briefs below, Bernal said he â âwatched from insideâ â a building â âas [defendant] was arrested.â â
The People argue we should not consider this claim because it âis not one of the issues, or fairly included within the issues,â they set forth in their petition for review. However, the Peopleâs petition stated the relevant issue as follows: âIs a statement that implicates a nontestifying codefendant admissible where it is against the declarantâs interest, inextricably tied to and paid of the statement against interest, and made under circumstances that this Court and the Court of Appeal have repeatedly deemed to demonstrate trustworthiness?â (Italics added.) Whether the statement is admissible under the Sixth Amendment is fairly included within this statement of the issue. However, we note that, under our rules, defendant could have foreclosed the Peopleâs procedural argument by raising the issue in an answer to the petition for review. (Cal. Rules of Court, rule 8.500(a)(2) [party may file an answer to the petition âaskfing] the court to address additional issues if it grants reviewâ].)
Notably, the concurring opinion does not state disagreement with our conclusion that, in the context of the whole argument and the instructions, there is no reasonable likelihood the jury applied the challenged remarks in an improper or erroneous manner. Instead, it abandons our well-established contextual approach to misconduct claims and, citing no supporting authority, evaluates the challenged remarks only in isolation (except in determining prejudice). (Cone. opn. of Werdegar, J., post, at p. 135.)
[CONCURRENCE â WERDEGAR, J.,]
WERDEGAR, J.,
Concurring.âI concur in the result and most of the reasoning of the majority opinion. I write separately to address the prosecutorâs comments on proof beyond a reasonable doubt, which in my view were not merely incomplete but a misstatement of that standard. I also explain my view of why the trial court did not err in admitting evidence of the statement codefendant Rodrigo Bernal made to his nephew Oscar Tejeda.
As the majority acknowledges (maj. opn., ante, at p. 130), for a prosecutor to misstate the law in argument to the jury is improper and constitutes misconduct; this is particularly true of the standard of proof beyond a reasonable doubt, which fundamentally defines the Peopleâs burden at trial. (People v. Centeno (2014) 60 Cal.4th 659, 666 [180 Cal.Rptr.3d 649, 338 P.3d 938]; People v. Hill (1998) 17 Cal.4th 800, 829 [72 Cal.Rptr.2d 656, 952 P.2d 673].) To establish such misconduct, bad faith or intentional misrepresentation is not required. For that reason, this type of âmisconductâ could more aptly be termed prosecutorial âerror.â (People v. Centeno, supra, at pp. 666-667; People v. Hill, supra, at p. 823, fn. 1.)
In this case, the prosecutor erredâmost likely unintentionallyâby misde-scribing the standard of proof beyond a reasonable doubt to the jury. Responding to a defense argument that overstated the burden of proving guilt beyond a reasonable doubt (see maj. opn., ante, at pp. 132-133), the prosecutor stated: âThe court told you that beyond a reasonable doubt is not proof beyond all doubt or imaginary doubt. Basically, I submit to you what it means is you look at the evidence and you say, 7 believe I know what happened, and my belief is not imaginary. Itâs based in the evidence in front of me.â. . . Thatâs proof beyond a reasonable doubt.â (Italics added.)
The vice in the prosecutorâs explanation was that it reversed the standard of proof beyond a reasonable doubt, telling the jury that their belief in guilt need only be nonimaginary, rather than that the evidence must exclude all reasonable doubts. As we explained in People v. Centeno, supra, 60 Cal.4th at page 672, where we disapproved a similar prosecutorial argument, a statement that the jury must set aside unreasonable inferences is permissible, but does not itself describe the standard of proof: âIt is not sufficient that the jury simply believe that a conclusion is reasonable. It must be convinced that all necessary facts have been proven beyond a reasonable doubt.â Contrary to the prosecutorâs argument here, a belief that is ânot imaginaryâ and is âbased in the evidenceâ does not necessarily meet the beyond a reasonable doubt standard. By suggesting that the Peopleâs burden was satisfied if the evidence supported a reasonable, nonimaginary belief in guilt, the prosecutor erred.
The majority characterizes the prosecutorâs remarks as âcorrectâ but âincomplete.â (Maj. opn., ante, at p. 131.) This is a bit like describing the maiden voyage of the Titanic as âincomplete.â The essence of the proof beyond a reasonable doubt standard is its specification of a particular level of certainty on the fact finderâs part; omitting mention of that level from an explanation of the standard, as the prosecutor did here, makes the explanation not merely incomplete but wrong. âProof to a nonimaginary degreeâ is not equivalent to proof beyond a reasonable doubt, and the prosecutor erred in saying it is.
To establish a claim for prosecutorial misstatement of the law, defendant must, as the majority states (maj. opn., ante, at p. 130), show a reasonable likelihood that the jury understood the comments in an erroneous manner. (People v. Centeno, supra, 60 Cal.4th at p. 667.) The majority finds no such reasonable likelihood here when the prosecutorâs remarks are viewed in the context of the courtâs correct instructions on proof beyond a reasonable doubt, the admonitions given the jury that it must follow the law as provided in the courtâs instructions over anything contrary in counselâs arguments, and portions of both attorneysâ arguments that referred to and quoted the courtâs instructions on the standard of proof. (Maj. opn., ante, at pp. 131-133.)
In a case where the prosecutorâs challenged remarks were ambiguous, so that they could reasonably have been taken in either a proper or objectionable manner, examining the context to determine how the jury would likely have understood them makes sense. But this is not such a case. The prosecutorâs statement that proof beyond a reasonable doubt âmeansâ that âyou look at the evidence and you say, T believe I know what happened, and my belief is not imaginaryâ âis unambiguous, and unambiguously wrong. Notably, the majority does not attempt to say how this remark reasonably could be understood in an unobjectionable manner.
The contextual factors the majority brings forward are, however, persuasive as to the lack of prejudice from this prosecutorâs misstatement of the law. The prosecutorâs isolated misstatement clearly was not so extensive and egregious as to render the trial fundamentally unfair, infringing on defendantâs federal due process rights. The misstatement violated only California law against the use of deceptive methods in jury argument, making it subject only to the prejudice standard generally applicable to state law trial errors, whether a reasonable probability exists the error affected the juryâs verdict. (People v. Hill, supra, 17 Cal.4th at p. 819; People v. Espinoza (1992) 3 Cal.4th 806, 820-821 [12 Cal.Rptr.2d 682, 838 P.2d 204].) Consequently, for the same reasons the majority finds no reasonable likelihood âthe jury construed or applied the prosecutionâs challenged remarks in an objectionable fashionâ (maj. opn., ante, at pp. 133-134), I would find no reasonable probability the prosecutorâs misstatement of the law affected the juryâs verdict.
With respect to the admission of evidence that codefendant Bernal told Tejeda that one of his cohorts drove the car used in the shooting and identified defendant by name as the driver, I agree with the majority that the trial court did not abuse its discretion under Evidence Code section 1230. (Maj. opn., ante, at p. 128.) But unlike the majority, I would rely only on the inculpatory value for Bernal of linking himself to defendant and her car, knowing she had been arrested in that car. (Maj. opn., ante, at pp. 126-127.) The fact that Bernalâs identification of a criminal companion as the driver provided evidence of an overt act in furtherance of a conspiracy (maj. opn., ante, at p. 126) provides, in this factual context, too weak a connection to criminality to be considered disserving of Bernalâs penal interest under Evidence Code section 1230. Knowing that the conspiracy to shoot rival gang members had actually borne fruit in a shooting, which Bernal himself committed, a reasonable person in Bernalâs position would not have considered it incriminating to admit that another person had committed a preparatory act in furtherance of the conspiracy.
I concur in the judgment.
Liu, J., and Cuéllar, J., concurred.