Opinion
SCHINDLER ELEVATOR CORP. v. UNITED STATES ex rel. KIRK
No. 10-188.
Argued March 1,2011 â
Decided May 16, 2011
Thomas, J., delivered the opinion of the Court, in which Roberts, C. J., and Scaxja, Kennedy, and Alito, JJ., joined. Ginsburg, J., filed a dissenting opinion, in which Breyer and Sotomayor, JJ., joined, post, p. 417. Kagan, J., took no part in the consideration or decision of the case.
Steven Alan Reiss argued the cause for petitioner. With him on the briefs were Gregory Silbert, David Yolkut, Lisa R. Eskow, Gregory S. Coleman, and Marc S. Tabolsky.
Jonathan A. Willens argued the cause and filed a brief for respondent.
Melissa Arbus Sherry argued the cause for the United States as amicus curiae urging affirmance. With her on the brief were Acting Solicitor General Katyal, Deputy Solicitor General Stewart, Michael S. Raab, and Charles W. Scarborough.
Briefs of amici curiae urging reversal were filed for the Chamber of Commerce of the United States of America et al. by Catherine E. Stetson, Jessica L. Ellsworth, and Robin S. Conrad; and for the Equal Employment Advisory Council by Rae T. Vann and Ann Elizabeth Reesman.
Briefs of amici curiae urging affirmance were filed for AARP by Kelly Bagby, Michael Schuster, Andrew M. Beato, and Kerrie C. Dent; for Public Citizen by Adina H. Rosenbaum and Allison M. Zieve; and for Taxpayers Against Fraud Education Fund by Jeremy L. Friedman.
Clifton S. Elgarten, Brian C. Elmer, Richard L. Beizer, and Andy Liu filed a brief for United Technologies Corp. as amicus curiae.
[MAJORITY â Justice Thomas]
Justice Thomas
delivered the opinion of the Court.
The False Claims Act (FCA), 31 U. S. C. §§3729-3733, prohibits submitting false or fraudulent claims for payment to the United States, § 3729(a), and authorizes qui tam suits, in which private parties bring civil actions in the Governmentâs name, § 3730(b)(1). This case concerns the FCAâs public disclosure bar, which generally forecloses qui tam suits that are âbased upon the public disclosure of allegations or transactions ... in a congressional, administrative, or Government Accounting Office report, hearing, audit, or investigation.â § 3730(e)(4)(A) (footnote omitted). We must decide whether a federal agencyâs written response to a request for records under the Freedom of Information Act (FOIA), 5 U. S. C. §552, constitutes a âreportâ within the meaning of the public disclosure bar. We hold that it does.
I
Petitioner Schindler Elevator Corporation manufactures, installs, and services elevators and escalators. In 1989, Schindler acquired Millar Elevator Industries, Inc., and the two companies merged in 2002.
Since 1999, Schindler and the United States have entered into hundreds of contracts that are subject to the Vietnam Era Veteransâ Readjustment Assistance Act of 1972 (VEVRAA). That Act requires contractors like Schindler to report certain information to the Secretary of Labor, in-eluding how many of its employees are âqualified covered veteransâ under the statute. 38 U. S. C. § 4212(d)(1). VEVRAA regulations required Schindler to agree in each of its contracts that it would âsubmit VETS-100 Reports no later than September 30 of each year.â 48 CFR §52.222-37(c) (2008); see also § 22.1310(b).
Respondent Daniel Kirk, a United States Army veteran who served in Vietnam, was employed by Millar and Schindler from 1978 until 2003. In August 2003, Kirk resigned from Schindler in response to what he saw as Schindlerâs efforts to force him out.
In March 2005, Kirk filed this action against Schindler under the FCA, which imposes civil penalties and treble damages on persons who submit false or fraudulent claims for payment to the United States. 31 U. S. C. § 3729(a). The FCA authorizes both civil actions by the Attorney General and private qui tam actions to enforce its provisions. §3730. When, as here, the Government chooses not to intervene in a qui tam action, the private relator stands to receive between 25% and 30% of the proceeds of the action. § 3730(d)(2).
In an amended complaint filed in June 2007, Kirk alleged that Schindler had submitted hundreds of false claims for payment under its Government contracts. According to Kirk, Schindler had violated VEVRAAâs reporting requirements by failing to file certain required VETS-100 reports and including false information in those it did file. The companyâs claims for payment were false, Kirk alleged, because Schindler had falsely certified its compliance -with VEVRAA. Kirk did not specify the amount of damages he sought on behalf of the United States, but he asserted that the value of Schindlerâs VEVRAA-covered contracts exceeded $100 million.
To support his allegations, Kirk pointed to information his wife, Linda Kirk, received from the Department of Labor (DOL) in response to three FOIA requests. Mrs. Kirk had sought all VETS-100 reports filed by Schindler for the years 1998 through 2006. The DOL responded by letter or e-mail to each request with information about the records found for each year, including years for which no responsive records were located. The DOL informed Mrs. Kirk that it found no VETS-100 reports filed by Schindler in 1998,1999, 2000, 2002, or 2003. For the other years, the DOL provided Mrs. Kirk with copies of the reports filed by Schindler, 99 in all.
Schindler moved to dismiss on a number of grounds including that the FCAâs public disclosure bar deprived the District Court of jurisdiction. See § 3730(e)(4)(A). The District Court granted the motion, concluding that most of Kirkâs allegations failed to state a claim and that the remainder were based upon the public disclosure of allegations or transactions in an administrative âreportâ or âinvestigation.â 606 F. Supp. 2d 448 (SDNY 2009).
The Court of Appeals for the Second Circuit vacated and remanded. 601 F. 3d 94 (2010). The court effectively held that an agencyâs response to a FOIA request is neither a âreportâ nor an âinvestigationâ within the meaning of the FCAâs public disclosure bar. See id., at 103-111 (agreeing with United States ex rel. Haight v. Catholic Healthcare West, 445 F. 3d 1147 (CA9 2006), and disagreeing with United States ex rel. Mistick PBT v. Housing Auth. of Pittsburgh, 186 F. 3d 376 (CA3 1999)). We granted certiorari, 561 U. S. 1058 (2010), and now reverse and remand.
II
Schindler argues that âreportâ in the FCAâs public disclosure bar carries its ordinary meaning and that the DOLâs written responses to Mrs. Kirkâs FOIA requests are therefore âreports.â We agree.
A
1
Adopted in 1986, the FCAâs public disclosure bar provides:
âNo court shall have jurisdiction over an action under this section based upon the public disclosure of allegations or transactions in a criminal, civil, or administrative hearing, in a congressional, administrative, or Government Accounting Office report, hearing, audit, or investigation, or from the news media, unless the action is brought by the Attorney General or the person bringing the action is an original source of the information.â 31 U. S. C. § 3730(e)(4)(A) (footnote omitted).
Because the statute does not define âreport,â we look first to the wordâs ordinary meaning. See Gross v. FBL Financial Services, Inc., 557 U. S. 167, 175 (2009) (âStatutory construction must begin with the language employed by Congress and the assumption that the ordinary meaning of that language accurately expresses the legislative purposeâ (internal quotation marks omitted)); Asgrow Seed Co. v. Winterboer, 513 U. S. 179, 187 (1995) (âWhen terms used in a statute are undefined, we give them their ordinary meaningâ). A âreportâ is âsomething that gives informationâ or a ânotification,â Websterâs Third New International Dictionary 1925 (1986), or â[a]n official or formal statement of facts or proceedings,â Blackâs Law Dictionary 1300 (6th ed. 1990). See also 13 Oxford English Dictionary 650 (2d ed. 1989) (â[a]n account brought by one person to anotherâ); American Heritage Dictionary 1103 (1981) (â[a]n account or announcement that is prepared, presented, or delivered, usually in formal or organized formâ); Random House Dictionary 1634 (2d ed. 1987) (âan account or statement describing in detail an event, situation, or the likeâ).
This broad ordinary meaning of âreportâ is consistent with the generally broad scope of the FCAâs public disclosure bar. As we explained last Term, to determine the meaning of one word in the public disclosure bar, we must consider the provisionâs âentire text,â read as an âintegrated whole.â Graham County Soil and Water Conservation Dist. v. United States ex rel Wilson, 559 U. S. 280, 290, 293, n. 12 (2010); see also Tyler v. Cain, 533 U. S. 656, 662 (2001) (âWe do not.. . construe the meaning of statutory terms in a vacuumâ). The other sources of public disclosure in § 3730(e)(4)(A), especially ânews media,â suggest that the public disclosure bar provides âa broa[d] sweep.â Graham County, supra, at 290. The statute also mentions âadministrative hearingsâ twice, reflecting intent to avoid underinclusiveness even at the risk of redundancy.
The phrase âallegations or transactionsâ in § 3730(e)(4)(A) additionally suggests a wide-reaching public disclosure bar. Congress covered not only the disclosure of âallegationsâ but also âtransactions,â a term that courts have recognized as having a broad meaning. See, e. g., Moore v. New York Cotton Exchange, 270 U. S. 593, 610 (1926) (â'Transactionâ is a word of flexible meaningâ); Hamilton v. United Healthcare of La., Inc., 310 F. 3d 385, 391 (CA5 2002) (â[T]he ordinary meaning of the term 'transactionâ is a broad reference to many different types of business dealings between partiesâ).
2
Nor is there any textual basis for adopting a narrower definition of âreport. â The Court of Appeals, in holding that FOIA responses were not âreports,â looked to the words âhearing, audit, or investigation,â and the phrase âcriminal, civil, [and] administrative hearing[s].â It concluded that all of these sources âconnote the synthesis of information in an investigatory contextâ to âserve some end of the government.â 601 F. 3d, at 107; cf. Brief for Respondent 30, n. 15 (âEach is part of the governmentâs ongoing effort to fight fraudâ). Applying the noscitur a sociis canon, the Court of Appeals then determined that these â âneighboring wordsâ â mandated a narrower meaning for âreportâ than its ordinary meaning. 601 F. 3d, at 107.
The Court of Appeals committed the very error we reversed in Graham, County. Like the Fourth Circuit in that case, the Second Circuit here applied the noscitur a sociis canon only to the immediately surrounding words, to the exclusion of the rest of the statute. See 601 F. 3d, at 107, n. 6. We emphasized in Graham, County that âall of the sources [of public disclosure] listed in ,§3730(e)(4)(A) provide interpretive guidance.â 559 U. S., at 289. When all of the sources are considered, the reference to ânews mediaââ which the Court of Appeals did not consider â suggests a much broader scope. Id., at 290.
The Government similarly errs by focusing only on the adjectives âcongressional, administrative, or [GAO],â which precede âreport.â Brief for United States as Amicus Curiae 18. It contends that these adjectives suggest that the public disclosure bar applies only to agency reports âanalogous to those that Congress and the GAO would issue or conduct.â Ibid. As we explained in Graham County, however, those three adjectives tell us nothing more than that a âreportâ must be governmental. See 559 U. S., at 289, n. 7. The governmental nature of the FOIA responses at issue is not disputed.
Finally, applying the ordinary meaning of âreportâ does not render superfluous the other sources of public disclosure in § 3730(e)(4)(A). Kirk argues that reading âreportâ to mean âsomething that gives informationâ would subsume the other words in the phrase âreport, hearing, audit, or investigation.â Brief for Respondent 23. But Kirk admits that hearings, audits, and investigations are processes âto obtain information.â Ibid, (emphasis added). Those processes are thus clearly different from âsomething that gives information.â Moreover, the statute contemplates some redundancy: An âaudit,â for example, will often be a type of âinvestigation.â
We are not persuaded that we should adopt a âdifferent, somewhat special meaningâ of âreportâ over the wordâs âprimary meaning.â Muscarello v. United States, 524 U. S. 125, 130, 128 (1998). Indeed, we have cautioned recently against interpreting the public disclosure bar in a way inconsistent with a plain reading of its text. In Graham County, we rejected several arguments for construing the statute narrowly, twice emphasizing that the sole âtouchstoneâ in the statutory text is âpublic disclosure.â 559 U. S., at 292, 301. We chose in that case simply to give the text its âmost natura[l] reading],â id., at 287, and we do so again here.
B
A written agency response to a FOIA request falls within the ordinary meaning of âreport.â FOIA requires each agency receiving a request to ânotify the person making such request of [its] determination and the reasons therefor.â 5 U. S. C. § 552(a)(6)(A)(i). When an agency denies a request in whole or in part, it must additionally âset forth the names and titles or positions of each person responsible for the denial,â âmake a reasonable effort to estimate the volume of any [denied] matter,â and âprovide any such estimate to the person making the request.â §§ 552(a)(6)(C)(i), (F). The DOL has adopted more detailed regulations implementing FOIA and mandating a response in writing. See 29 CFR § 70.21(a) (2009) (requiring written notice of the grant of a FOIA request and a description of the manner in which records will be disclosed); §§70.21(b)-(e) (requiring a âbrief statement of the reason or reasons for [a] denial,â as well as written notification if a record âcannot be located or has been destroyedâ (emphasis deleted)). So, too, have other federal agencies. See, e. g., 28 CFR § 16.6 (2010) (Dept, of Justice); 43 CFR §2.21 (2009) (Dept, of Interior); 7 CFR §1.7 (2010) (Dept, of Agriculture). Such an agency response plainly is âsomething that gives information,â a ânotification,â and an âofficial or formal statement of facts.â
Any records the agency produces along with its written FOIA response are part of that response, âjust as if they had been reproduced as an appendix to a printed report.â Mistick, 186 F. 3d, at 384, n. 5. Nothing in the public disclosure bar suggests that a document and its attachments must be disaggregated and evaluated individually. If an allegation or transaction is disclosed in a record attached to a FOIA response, it is disclosed âinâ that FOIA response and, therefore, disclosed âinâ a report for the purposes of the public disclosure bar.
The DOLâs three written FOIA responses to Mrs. Kirk, along with their attached records, are thus reports within the meaning of the public disclosure bar. Each response was an âofficial or formal statementâ that â[gave] informationâ and ânotified]â Mrs. Kirk of the agencyâs resolution of her FOIA request.
III
A
In interpreting a statute, â[o]ur inquiry must cease if the statutory language is unambiguous,â as we have found, and ââthe statutory scheme is coherent and consistent.ââ Robinson v. Shell Oil Co., 519U.S. 337, 340 (1997) (quoting United States v. Ron Pair Enterprises, Inc., 489 U. S. 235, 240 (1989)). We are not persuaded by assertions that it would be anomalous to read the public disclosure bar to encompass written FOIA responses.
1
The drafting history of the public disclosure bar does not contradict our holding. As originally enacted in 1863, the FCA placed no restriction on the sources from which a qui tarn relator could acquire information on which to base a lawsuit. See Graham County, supra, at 293-294. Accordingly, this Court upheld the recovery of a relator, even though the Government claimed that he had discovered the basis for his lawsuit by reading a federal criminal indictment. See United States ex rel. Marcus v. Hess, 317 U. S. 537 (1943). In response, Congress amended the statute to preclude such âparasiticâ qui tam actions based on âevidence or information in the possession of the United States ... at the time such suit was brought.â 559 U. S., at 294 (internal quotation marks omitted). Then, in 1986, Congress replaced the so-called Government knowledge bar with the narrower public disclosure bar. Id., at 294-295.
The Court of Appeals concluded that it would be inconsistent with this drafting history to hold that written FOIA responses are reports. The court reasoned that doing so would âessentially resurrect, in a significant subset of cases, the government possession standard ... repudiated in 1986.â 601 F. 3d, at 109.
We disagree with the Court of Appealsâ conclusion. As a threshold matter, âthe drafting history of the public disclosure bar raises more questions than it answers.â Graham County, 559 U. S., at 296. In any event, it is hardly inconsistent with the drafting history to read the public disclosure bar as operating similarly to the Government knowledge bar in a âsubset of cases.â 601 F. 3d, at 109. As we have observed, â[r]ather than simply repeal the Government knowledge bar,â the public disclosure bar was âan effort to strike a balance between encouraging private persons to root out fraud and stifling parasitic lawsuits.â 559 U. S., at 294-295 (emphasis added).
If anything, the drafting history supports our holding. The sort of case that Kirk has brought seems to us a classic example of the âopportunisticâ litigation that the public disclosure bar is designed to discourage. Id., at 294 (internal quotation marks omitted). Although Kirk alleges that he became suspicious from his own experiences as a veteran working at Schindler, anyone could have filed the same FOIA requests and then filed the same suit. Similarly, anyone could identify a few regulatory filing and certification requirements, submit FOIA requests until he discovers a federal contractor who is out of compliance, and potentially reap a windfall in a qui tarn action under the FCA. See Brief for Chamber of Commerce of the United States of America et al. as Amici Curiae 20 (âGovernment contractors . . . are required to submit certifications related to everything from how they dispose of hazardous materials to their affirmative action plansâ (citing 40 U. S. C. § 3142 and 29 U.S.C. § 793)).
2
Nor will extending the public disclosure bar to written FOIA responses necessarily lead to unusual consequences. FOIA requires agencies to release some records even absent a request. See 5 U. S. C. §§ 552(a)(1), (2). Kirk argues that it would be strange that two relators could obtain copies of the same document but that only the relator who got the document in response to a FOIA request would find his case barred.
This argument assumes that records released under FOIA, but not attached to a written FOIA response, do not fall within the public disclosure bar. We do not decide that question. But even assuming, as Kirk does, that such records are not covered by the public disclosure bar, we are not troubled by the different treatment. By its plain terms, the public disclosure bar applies to some methods of public disclosure and not to others. See Graham County, supra, at 285 (â[T]he FCAâs public disclosure bar . . . deprives courts of jurisdiction over qui tarn suits when the relevant information has already entered the public domain through certain channelsâ (emphasis added)). It would not be anomalous if some methods of FOIA disclosure fell within the scope of the public disclosure bar and some did not.
We also are not concerned that potential defendants will now insulate themselves from liability by making a FOIA request for incriminating documents. This argument assumes that the public disclosure of information in a written FOIA response forever taints that information for purposes of the public disclosure bar. But it may be that' a relator who comes by that information from a different source has a legitimate argument that his lawsuit is not âbased uponâ the initial public disclosure. 31 U. S. C. § 3730(e)(4)(A). That question has divided the Courts of Appeals, and we do not resolve it here. See Glaser v. Wound Care Consultants, Inc., 570 F. 3d 907, 915 (CA7 2009) (describing the split in authority). It may also be that such a relator qualifies for the âoriginal sourceâ exception.
In any event, the notion that potential defendants will make FOIA requests to insulate themselves from liability is pure speculation. Cf. Graham County, supra, at 300 (rejecting as âstrained speculationâ an argument that local governments will manipulate the public disclosure bar to escape liability). There is no suggestion that this has occurred in those Circuits that have long held that FOIA responses are âreportsâ within the meaning of the public disclosure bar.
B
Even if we accepted these extratextual arguments, Kirk and his amici have provided no principled way to define âreportâ to exclude FOIA responses without excluding other documents that are indisputably reports. The Government, for example, struggled to settle on a single definition. Compare Brief for United States as Amicus Curiae 19 (âreportâ must be read to âreflect a focus on situations in which the government is conducting, or has completed, some focused inquiry or analysis concerning the relevant factsâ) with id., at 21 (âA FOIA response is not a âreportâ . . . because the federal agency is not charged with uncovering the truth of any matterâ), and Tr. of Oral Arg. 33 (â[T]he way to think about it is whether or not the agency ... is engaging in a substantive inquiry into and a substantive analysis of informationâ). It is difficult to see how the Department of Justiceâs âAnnual Reportâ of FOIA statistics â something that is indisputably a Government report â would qualify under the latter two definitions. See Dept, of Justice, Freedom of Information Act Annual Report, Fiscal Year 2010, http:// www.justice.gov/oip/annual_report/2010/cover.htm (as visited May 12, 2011, and available in Clerk of Courtâs case file); see also Tr. of Oral Arg. 19 (Kirk conceding that the DOJ annual report is a report). And even if the first definition arguably encompasses that report, it would seem also to include FOIA responses, which convey the results of a Government agencyâs âfocused inquiry.â
Kirk also was unable to articulate a workable definition. His various proposed definitions suffer the same deficiencies as the Governmentâs. Compare Brief for Respondent 27 and Tr. of Oral Arg. 17-18 with Brief for Respondent 34-39 and Tr. of Oral Arg. 23. Kirkâs first suggestion would exclude âa lot of things that are labeled . . . report,â id., at 22, and the second â the definition advanced by the Court of Appeals â would seem to include written FOIA responses, id., at 28-29. In the end, it appears that the âonly argument is that FOIA is a different kind of missionâ â âa special case.â Id., at 31. We see no basis for that distinction and adhere to the principle that undefined statutory terms carry their ordinary meaning.
* * *
The DOLâs three written FOIA responses in this case, along with the accompanying records produced to Mrs. Kirk, are reports within the meaning of the public disclosure bar. Whether Kirkâs suit is âbased upon ... allegations or transactionsâ disclosed in those reports is a question for the Court of Appeals to resolve on remand. The judgment of the United States Court of Appeals for the Second Circuit is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
Justice Kagan took no part in the consideration or decision of this case.
During the pendency of this ease, the Patient Protection and Affordable Care Act, 124 Stat. 119, amended the public disclosure bar. Because the amendments are not applicable to pending cases, Graham County Soil and Water Conservation Dist. v. United States ex rel. Wilson, 559 U. S. 280, 283, n. 1 (2010), this opinion refers to the statute as it existed when the suit was filed.
The facts in this Part, which we must accept as true, are taken from the amended complaint and the filings submitted in opposition to Schindlerâs motion to dismiss.
Kirk filed a complaint with the Department of Laborâs Office of Federal Contract Compliance Programs (OFCCP), claiming that he had been âimproperly demoted and constructively terminated by Schindler despite his status as a Vietnam era veteran.â App. 23a. The OFCCP investigated Schindlerâs compliance with VEVRAA and found insufficient evidence to support Kirkâs claim. In November 2009, the Department of Labor affirmed the OFCCPâs finding. 601 F. 3d 94, 99 (CA2 2010).
Because we conclude that a written response to a FOIA request qualifies as a âreportâ within the meaning of the public disclosure bar, we need not address whether an agencyâs search in response to a FOIA request also qualifies as an âinvestigation.â
Although the statute refers to the âGovernment Accounting Office,â it is undisputed that Congress meant the General Accounting Office, also known as GAO and now renamed the Government Accountability Office. See Graham County, 559 U. S., at 287, n. 6.
It is irrelevant whether a particular record is itself a report. The attached records do not âbecomfe]â reports, 601 F. 3d, at 109, but simply are part of a report.
There is no merit to the suggestion that the public disclosure bar is intended only to exclude qui tarn suits that âride the investigatory coattails of the governmentâs own processes.â Brief for Taxpayers Against Fraud Education Fund as Amicus Curiae 25, 26; see Graham County, 559 U. S., at 300 (rejecting the argument that the public disclosure bar applies only to allegations or transactions that âhave landed on the desk of a DOJ lawyerâ).
An âoriginal sourceâ is âan individual who has direct and independent knowledge of the information on which the allegations are based and has voluntarily provided the information to the Government before filing an action under this section which is based on the information.â § 3730(e)(4)(B). Some Courts of Appeals have narrowly construed the exception to limit âoriginal sourcesâ to those who were the cause of the public disclosure, while others have been more generous. See United States ex rel. Duxbury v. Ortho Biotech Prods., L. P, 579 F. 3d 13, 22 (CA1 2009) (describing a three-way split among the Courts of Appeals). That question is not before us, and we do not decide it.
[DISSENT â Justice Ginsburg,]
Justice Ginsburg,
with whom Justice Breyer and Justice Sotomayor join, dissenting.
The Vietnam Era Veteransâ Readjustment Assistance Act of 1972 (VEVRAA) requires federal contractors to certify, each year, the number of âqualified covered veteransâ they employ and related information. 38 U. S. C. § 4212(d); 48 CFR §§ 22.1310(b) and 52.222-37(c) (2008). Respondent Daniel A. Kirk, a Vietnam War veteran and a former employee of petitioner Schindler Elevator Corporation (Schindler), had cause to believe, based on his own experience and observations, that Schindler failed to meet VEVRAAâs annual information-reporting requirements. To confirm and support his on-the-job observations, Kirk obtained, through several Freedom of Information Act (FOIA) requests to the Department of Labor (DOL), copies of Schindlerâs VEVRAA filings. The DOL responses revealed that, in some years, Schindler filed no information, while in some other years, the corporation filed false information. Armed with DOLâs confirmation of his own impressions, Kirk commenced suit against Schindler under the federal False Claims Act (FCA), 31 U. S. C. §3729 et seq.
In a carefully developed, highly persuasive opinion, the Second Circuit explained why a federal agencyâs response to a FOIA request should not automatically qualify as a âreport, hearing, audit, or investigationâ preclusive of a whistle-blowerâs lawsuit under the public disclosure bar of the FCA, § 3730(e)(4). I would affirm the Second Circuitâs judgment as faithful to the text, context, purpose, and history of the FCAâs public disclosure bar.
The Court finds no âtextual basisâ for the Second Circuitâs interpretation of the statutory language. Ante, at 409. But the Court of Appealsâ opinion considered text as well as context. Leaving aside the term âreport,â the court explained:
âAll of the other terms in [§ 3730(e)(4)(A)âs] list of enumerated sources connote the synthesis of information in an investigatory context. â[Criminal, civil, [and] administrative hearings,â for instance, all entail a government inquiry into a given subject, here into an alleged case of fraud. Similarly, government âhearing[s and] audit[s]â are processes by which information is compiled with the concerted aim of deepening a government entityâs knowledge of a given subject or, often, determining whether a party is in compliance with applicable law....
âIn this context, the term âreportâ most readily bears a narrower meaning than simply âsomething that gives information.â Rather, it connotes the compilation or analysis of information with the aim of synthesizing that information in order to serve some end of the government, as in a âhearingâ or âaudit.â It does not naturally extend to cover the mechanistic production of documents in response to a FOIA request made by a member of the public.â 601 F. 3d 94, 107 (2010) (citations omitted).
Focusing on the FOIA requests in this case, the Court of Appeals observed that DOLâs responses did not âsynthesize the documents or their contents with the aim of itself gleaning any insight or information, as ... it necessarily would in conducting a âhearingâ or âaudit.â â Id., at 108. Far from âcompiling] or synthesizing] information to serve its own investigative or analytic ends,â id., at 111, DOL merely assembled and duplicated records, or noted the absence of records.
Contrary to the Courtâs assertion, moreover, the Second Circuit was mindful of the âerror we reversed in Graham County [Soil and Water Conservation Dist. v. United States ex rel. Wilson, 559 U. S. 280 (2010)],â ante, at 409; the Court of Appeals used the noscitur a sociis canon only âas a guide in sifting through the common understandings of âreportâ and âinvestigationâ to discover their intended meaning within the FCA.â 601 F. 3d, at 108, n. 6. The court explained:
âWe ... have not used the canon to impose commonality on terms that âdo not share any . . . core of meaning,â Graham County, [559 U. S., at 289, n. 7]. To the contrary, the terms âhearing,â âreport,â âaudit,â and âinvestigationâ all refer to processes of uncovering and analyzing information or to the products of those processes. Our interpretation focuses on their shared âcore of meaning.â â Ibid.
The Court faults the Court of Appeals for not considering §3730(e)(4)(A)âs âreference to ânews media,ââ ante, at 409, suggesting that this omission overlooked Graham Countyâs observation that âall of the sources [of public disclosure] listed in § 3730(e)(4)(A) provide interpretive guidance,â 559 U. S. 280,289 (2010). Schindler did not make this argument below. In any event, the point would have been unavailing. Disclosures âof allegations or transactions . .. from the news media,â §3730(e)(4)(A) (emphasis added), share a common core of meaning with disclosures in other sources that involve âprocesses of uncovering and analyzing information or ... the products of those processes.â 601 F. 3d, at 108, n. 6.
The Court regards the case Kirk has brought as âa classic example of the âopportunisticâ litigation that the public disclosure bar is designed to discourage.â Ante, at 413. But as the Second Circuit observed:
â[T]he facts of this case belie the assertion that individuals who are not original sources and who obtain information through FOIA requests will generally not be persons with firsthand knowledge of fraud but rather will be opportunistic litigators. The facts also illustrate how an overbroad reading of the jurisdictional bar would prevent an individual with independent but partial knowledge of a possible fraud would be barred from bringing a lawsuit that is neither parasitic nor frivolous.â 601 F. 3d, at 110 (citation omitted).
By ranking DOLâs ministerial response an âadministrative '. . . report,â akin to a âGovernment Accounting Office report,â § 3730(e)(4)(A) (footnote omitted), the Court weakens the force of the FCA as a weapon against fraud on the part of Government contractors. Why should a whistleblower attentive to the heightened pleading standards of Federal Rule of Civil Procedure 9(b) be barred from court if he seeks corroboration for his allegations, as Kirk did, through a FOIA request simply for copies of a contractorâs filings? After todayâs decision, which severely limits whistleblowersâ ability to substantiate their allegations before commencing suit, that question is worthy of Congressâ attention.