Opinion
ANDRUS, SECRETARY OF THE INTERIOR, et al. v. SIERRA CLUB et al.
No. 78-625.
Argued April 18, 1979 â
Decided June 11, 1979
BRENNAN, J., delivered the opinion for a unanimous Court.
Assistant Attorney General Harmon argued the cause for petitioners. On the briefs were Acting Solicitor General Wallace, Acting Assistant Attorney General Sagalkin, Deputy Solicitor General Barnett, Peter R. Steenland, Jr., Raymond N. Zagone, and Dirk D. Snel.
James Hillson Cohen argued the cause and filed briefs for respondents.
Ronald A. Zumbrun, Robert K. Best, and Raymond M. Momboisse filed a brief for the Pacific Legal Foundation as amicus curiae urging reversal.
Briefs of amici curiae urging affirmance were filed by Roberts B. Owen and Charles H. Montange for the National Wildlife Federation et ah; and by Mitchell Rogovin and David R. Boyd for the Wilderness Society.
[MAJORITY â Mr. Justice Brennan]
Mr. Justice Brennan
delivered the opinion of the Court.
The question for decision is whether § 102 (2) (C) of the National Environmental Policy Act of 1969 (NEPA), 83 Stat. 853, 42 U. S. C. §4332 (2)(C), requires federal agencies to prepare environmental impact statements (EISâs) to accompany appropriation requests. We hold that it does not.
I
NEPA sets forth its purposes in bold strokes:
âThe purposes of this Act are: To declare a national policy which will encourage productive and enjoyable harmony between man and his environment; to promote efforts which will prevent or eliminate damage to the environment and biosphere and stimulate the health and welfare of man; to enrich the understanding of the ecological systems and natural resources important to the Nation_â 83 Stat. 852, 42 U. S. C. § 4321.
Congress recognized, however, that these desired goals could be incorporated, into the everyday functioning of the Federal Government only with great difficulty. See S. Rep. No. 91-296, p. 19 (1969). NEPA therefore contains âaction-forcing procedures which will help to insure that the policies [of the Act] are implemented.â Ibid. See Kleppe v. Sierra Club, 427 U. S. 390, 409 (1976). Section 102 (2)(C) of the Act sets out one of these procedures:
âThe Congress authorizes and directs that, to the fullest extent possible . . . (2) all agencies of the Federal Government shallâ
â(C) include in every recommendation or report on proposals for legislation and other major Federal actions significantly affecting the quality of the human environment, a detailed statement by the responsible official on- â âą
â(i) the environmental impact of the proposed action,
â(ii) any adverse environmental effects which cannot be avoided should the proposal be implemented,
â(iii) alternatives to the proposed action,
â(iv) the relationship between local short-term uses of manâs environment and the maintenance and enhancement of long-term productivity, and
â(v) any irreversible and irretrievable commitments of resources which would be involved in the proposed action should it be implemented.â 83 Stat. 853, 42 U. S. C. § 4332 (2) (C) (emphasis supplied).
The thrust of § 102 (2) (C) is thus that environmental concerns be integrated into the very process of agency decision-making. The âdetailed statementâ it requires is the outward sign that environmental values and consequences have been considered during the planning stage of agency actions. If environmental concerns are not interwoven into the fabric of agency planning, the âaction-forcingâ characteristics of § 102 (2)(C) would be lost. âIn the past, environmental factors have frequently been ignored and omitted from consideration in the early stages of planning .... As a result, unless the results of planning are radically revised at the policy levelâ and this often means the Congress â environmental enhancement opportunities may be foregone and unnecessary degradation incurred.â S. Rep. No. 91-296, supra, at 20. For this reason the regulations of the Council on Environmental Quality (CEQ) require federal agencies to âintegrate the NEPA process with other planning at the earliest possible time to insure that planning and decisions reflect environmental values . . . .â 43 Fed. Reg. 55992 (1978) (to be codified at 40 CFR § 1501.2).
In 1974, respondents, three organizations with interests in the preservation of the environment, brought suit in the Federal District Court for the District of Columbia alleging that § 102 (2) (C) requires federal agencies to prepare EISâs to accompany their appropriation requests. Respondents named as defendants the Secretary of the Interior and the Director of'the Office of Mangement and Budget (OMB), and alleged that proposed curtailments in the budget of the National Wildlife Refuge System (NWRS), 80 Stat. 927, 16 U. S. C. § 668dd, would âcut back significantly the operations, maintenance, and staffing of units within the System.â Complaint ¶ 17. The System is administered by the Fish and Wildlife Service of the Department of the Interior, and consists of more than 350 refuges encompassing more than 30 million acres in 49 States. The primary purpose of the NWRS is to provide a national program âfor the restoration, preservation, development and management of wildlife and wildlands habitat; for the protection and preservation of endangered or threatened species and their habitat; and for the management of wildlife and wildlands to obtain the maximum benefits from these resources.â 50 CFR § 25.11 (b) (1978). Respondents alleged that the proposed budget curtailments would significantly affect the quality of the human environment, and hence should have been accompanied by an EIS prepared both by the Fish and Wildlife Service and by OMB.
The District Court agreed with respondentsâ contentions. Relying on provisions of the then applicable CEQ guidelines, and on the Department of the Interiorâs Manual, the District Court held that âappropriation requests are 'proposals for legislationâ within the meaning of NEPA,â and also that âannual proposals for financing the Refuge System are major Federal actions which clearly have a significant effect on the environment.â Sierra Club v. Morton, 395 F. Supp. 1187, 1188, 1189 (1975). The District Court granted respondentsâ motion for summary judgment, and provided declaratory and injunctive relief. It stated that the Department of the Interior and OMB were required âto prepare, consider, and disseminate environmental impact statements on annual proposals for financing the National Wildlife Refuge System.â App. to Pet. for Cert. 61a.
The Court of Appeals for the District of Columbia Circuit modified the holding of the District Court. The Court of Appeals was apprehensive because â[a] rule requiring preparation of an EIS on the annual budget request for virtually every ongoing program would trivialize NEPA.â 189 U. S. App. D. C. 117, 125, 581 F. 2d 895, 903 (1978). Therefore, the Court of Appeals concluded that § 102 (2) (C) required the preparation of an EIS only when an appropriation request accompanies âa 'proposalâ for taking new action which significantly changes the status quo,â or when âthe request for budget approval and appropriations is one that ushers in a considered programmatic course following a programmatic review.â 189 U. S. App. D. C., at 125, 581 F. 2d, at 903. Section 102 (2) (C) would thus have no application to âa routine request for budget approval and appropriations for continuance and management of an ongoing program.â 189 U. S. App. D. C., at 125, 581 F. 2d, at 903. The Court of Appeals held, however, that there was no need for injunctive relief because the Fish and Wildlife Service had completed during the pendency of the appeal a âProgrammatic EISâ that adequately evaluated the environmental consequences for the NWRS of various budgetary alternatives. Id., at 126, 581 F. 2d, at 904. See United States Fish and Wildlife Service, Final Environmental Statement: Operation of the National Wildlife Refuge System (Nov. 1976).
We granted certiorari, 439 U. S. 1065 (1979), and we now reverse.
II
NEPA requires EISâs to be included in recommendations or reports on both âproposals for legislation . . . significantly affecting the quality of the human environmentâ and âproposals for . . . major Federal actions significantly affecting the quality of the human environment.â 42 U. S. C. § 4332 (2) (C). See CEQ regulations, 43 Fed. Reg. 56001 (1978) (to be codified at 40 CFR § 1506.8 (a)). Petitioners argue, however, that the requirements of § 102 (2)(C) have no application to the budget process. The contrary holding of the Court of Appeals rests on two alternative interpretations of § 102 (2)(C). The first is that appropriation requests which are the result of âan agencyâs painstaking review of an ongoing program,â 189 U. S. App. D. C., at 125, 581 F. 2d, at 903, are âproposals for legislationâ within the meaning of § 102 (2) (C). The second is that appropriation requests which are the reflection of ânewâ agency initiatives constituting âmajor Federal actionsâ under NEPA, are themselves âproposals for . . . major Federal actionsâ for purposes of § 102 (2)(C). We hold that neither interpretation is correct.
A
We note initially that NEPA makes no distinction between âproposals for legislationâ that are the result of âpainstaking review,â and those that are merely âroutine.â When Congress has thus spoken âin the plainest of words,â TVA v. Hill, 437 U. S. 153, 194 (1978), we will ordinarily decline to fracture the clear language of a statute, even for the purpose of fashioning from the resulting fragments a rule that âaccords with âcommon sense and the public weal.â â Id., at 195. Therefore, either all appropriation requests constitute âproposals for legislation,â or none does.
There is no direct evidence in the legislative history of NEPA that enlightens whether Congress intended the phrase âproposals for legislationâ to include requests for appropriations. At the time of the Court of Appealsâ decision, however, CEQ guidelines provided that § 102 (2) (C) applied to â[recommendations or favorable reports relating to legislation including requests for appropriations.â 40 CFR § 1500.5 (a)(1) (1977). At that time CEQâs guidelines were advisory in nature, and were for the purpose of assisting federal agencies in complying with NEPA. § 1500.1 (a).
In 1977, however, President Carter, in order to create a single set of uniform, mandatory regulations, ordered CEQ, âafter consultation with affected agencies,â to â[i]ssue regulations to Federal agencies for the implementation of the procedural provisionsâ of NEPA. Exec. Order No. 11991, 3 CFR 124 (1978). The President ordered the heads of federal agencies to âcomply with the regulations issued by the Council .. . .â Ibid. CEQ has since issued these regulations, 43 Fed. Reg. 55978-56007 (1978), and they reverse CEQâs prior interpretation of § 102 (2)(C). The regulations provide specifically that â ' [1] egislationâ includes a bill or legislative proposal to Congress . . . but does not include requests for appropriations.â 43 Fed. Reg. 56004 (1978) (to be codified at 40 CFR § 1508.17). (Emphasis supplied.) CEQ explained this reversal by noting that, on the basis of âtraditional concepts relating to appropriations and the budget cycle, considerations of timing and confidentiality, and other factors,... the Council in its experience found that preparation of EISs is ill-suited to the budget preparation process.â 43 Fed. Reg., at 55989.
CEQâs interpretation of NEPA is entitled to substantial deference. See Warm Springs Dam Task Force v. Gribble, 417 U. S. 1301, 1309-1310 (1974) (Douglas, J., in chambers). The Council was created by NEPA, and charged in that statute with the responsibility âto review and appraise the various programs and activities of the Federal Government in the light of the policy set forth in . . . this Act . . . , and to , make recommendations to the President with respect thereto.â 83 Stat. 855, 42 U. S. C. § 4344 (3).
It is true that in the past we have been somewhat less inclined to defer to âadministrative guidelinesâ when they have âconflicted with earlier pronouncements of the agency.â General Electric Co. v. Gilbert, 429 U. S. 125, 143 (1976). But CEQâs reversal of interpretation occurred during the detailed and comprehensive process, ordered by the President, of transforming advisory guidelines into mandatory regulations applicable to all federal agencies. See American Trucking Assns. v. Atchison, T. & S. F. R. Co., 387 U. S. 397, 416 (1967). A mandatory requirement that every federal agency submit EISâs with its appropriation requests raises wholly different and more serious issues âof fair and prudent administration,â ibid., than does nonbinding advice. This is particularly true in light of the Court of Appealsâ correct observation that â [a] rule requiring preparation of an EIS on the annual budget request for virtually every ongoing program would trivialize NEPA.â 189 U. S. App. D. C., at 125, 581 F. 2d, at 903. The Court of Appeals accurately noted that such an interpretation of NEPA would be a âreductio ad absurdum .... It would be absurd to require an EIS on every decision on the management of federal land, such as fluctuation in the number of forest fire spotters.â Id., at 124, 581 F. 2d, at 902. Even respondents do not now contend that NEPA should be construed so that all appropriation requests constitute âproposals for legislation.â Brief for Respondents 13 n. 6, 55-61.
CEQâs interpretation of the phrase âproposals for legislationâ is consistent with the traditional distinction which Congress has drawn between âlegislationâ and âappropriation.â The rules of both Houses âprohibit âlegislationâ from being added to an appropriation bill.â L. Fisher, Budget Concepts and Terminology: The Appropriations Phase, in 1 Studies in Taxation, Public Finance and Related Subjects â A Compendium 437 (Fund for Public Policy Research 1977). See Standing Rules of the United States Senate, Rule 16 (4) (âNo amendment which proposes general legislation shall be received to any general appropriation bill Rules of the House of Representatives, 96th Cong., 1st Sess., Rule XXI (2) (1979); 7 C. Cannon, Precedents of the House of Representatives §§ 1172,1410,1443,1445,1448,1459, 1463, 1470, 1472 (1936). The distinction is maintained âto assure that program and financial matters are considered independently of one another. This division of labor is intended to enable the Appropriations Committees to concentrate on financial issues and to prevent them from trespassing on substantive legislation.â House Budget Committee, Congressional Control of Expenditures 19 (Comm. Print 1977). House and Senate rules thus require a âprevious choice of policy . . . before any item of appropriations might be included in a general appropriations bill.â United States ex rel. Chapman v. FPC, 345 U. S. 153, 164 n. 5 (1953). Since appropriations therefore âhave the limited and specific purpose of providing funds for authorized programs,â TVA v. Hill, 437 U. S., at 190, and since the âaction-forcingâ provisions of NEPA are directed precisely at the processes of âplanning and . . . decisionmak-ing,â 42 U. S. C. §4332 (2) (A), which are associated with underlying legislation, we conclude that the distinction made by CEQâs regulations is correct and that âproposals for legislationâ do not include appropriation requests.
B
The Court of Appealsâ alternative interpretation of NEPA is that appropriation requests constitute âproposals for . . . major Federal actions.â But this interpretation distorts the language of the Act, since appropriation requests do not âproposeâ federal actions at all; they instead fund actions already proposed. Section 102 (2) (C) is thus best interpreted as applying to those recommendations or reports that actually propose programmatic actions, rather than to those which merely suggest how such actions may be funded. Any other result would create unnecessary redundancy. For example, if the mere funding of otherwise unaltered agency programs were construed to constitute major federal actions significantly affecting the quality of the human environment, the resulting EISâs would merely recapitulate the EISâs that should have accompanied the initial proposals of the programs. And if an agency program were to be expanded or revised in a manner that constituted major federal action significantly affecting the quality of the human environment, an EIS would'have been required to accompany the underlying programmatic decision. An additional EIS at the appropriation stage would add nothing.
Even if changes in agency programs occur because of budgetary decisions, an EIS at the appropriation stage would only be repetitive. For example, respondents allege in their complaint that OMB required the Fish and Wildlife Service to decrease its appropriation request for the NWRS, and that this decrease would alter the operation of the NWRS in a manner that would significantly affect the quality of the human environment. See n. 9, supra. But since the Fish and Wildlife Service could respond to OMBâs budgetary curtailments in a variety of ways, see United States Fish and Wildlife Service, Final Environmental Statement: Operation of the National Wildlife Refuge System (Nov. 1976), it is impossible to predict whether or how any particular budget cut will in fact significantly affect the quality of the human environment. OMBâs determination to cut the Serviceâs budget is not a programmatic proposal, and therefore requiring OMB to include an EIS in its budgetary cuts would be premature. See Aberdeen & Rockfish R. Co. v. SCRAP, 422 U. S. 289, 320 (1975). And since an EIS must be prepared if any of the revisions the Fish and Wildlife Service proposes in its ongoing programs in response to OMBâs budget cuts would significantly affect the quality of the human environment, requiring the Fish and Wildlife Service to include an EIS with its revised appropriation request would merely be redundant. Moroever, this redundancy would have the deleterious effect of circumventing and eliminating the careful distinction Congress has maintained between appropriation and legislation. It would flood House and Senate Appropriations Committees with EISâs focused on the policy issues raised by underlying authorization legislation, thereby dismantling the âdivision of laborâ so deliberately created by congressional rules.
C
We conclude therefore, for the reasons given above, that appropriation requests constitute neither âproposals for legislationâ nor âproposals for . . . major Federal actions,â and that therefore the procedural requirements of § 102 (2) (C) have no application to such requests. The judgment of the Court of Appeals is reversed.
So ordered.
Section 101 (b) articulates these purposes with even greater particularity :
âIn order to carry out the policy set forth in this Act, it is the continuing responsibility of the Federal Government to use all practicable means, consistent with other essential considerations of national policy, to improve and coordinate Federal plans, functions, programs, and resources to the end that the Nation mayâ
â(1) fulfill the responsibilities of each generation as trustee of the environment for succeeding generations;
â (2) assure for all Americans safe, healthful, productive, and esthetically and culturally pleasing surroundings ;
â(3) attain the widest range of beneficial uses of the environment without degradation, risk to health or safety, or other undesirable and unintended consequences;
â(4) preserve important historic, cultural, and natural aspects of our national heritage, and maintain, wherever possible, an environment which supports diversity and variety of individual choice;
â(5) achieve a balance between population and resource use which will permit high standards of living and a wide sharing of lifeâs amenities; and
â(6) enhance the quality of renewable resources and approach the maximum attainable recycling of depletable resources.â 83 Stat. 852, 42 U. S. C. §4331 (b).
Of course, an EIS need not be promulgated unless an agencyâs planning ripens into a ârecommendation or report on proposals for legislation [or] other major Federal actions significantly affecting the quality of the human environment.â 42 U. S. C. § 4332 (2) (C). See Kleppe v. Sierra Club, 427 U. S. 390 (1976). Moreover, although NEPA requires compliance âto the fullest extent possible,â we have held that the duty to prepare an EIS must yield before âa clear and unavoidable conflict in statutory authority.â Flint Ridge Development Co. v. Scenic Rivers Assn., 426 U. S. 776, 788 (1976).
CEQ regulations state that â[t]he primary purpose of an environmental impact statement is to serve as an action-forcing device to insure that the policies and goals defined in [NEPA] are infused into the ongoing programs and actions of the Federal Government. ... An environmental impact statement is more than a disclosure document. It shall be used by Federal officials in conjunction with other relevant material to plan actions and make decisions.â 43 Fed. Reg. 55994 (1978) (to be codified at 40 CFR § 1502.1).
In Exec. Order No. 11991, President Carter required the CEQ to issue regulations that included procedures âfor the early preparation of environmental impact statements.â 3 CFR 124 (1978). As a consequence, CEQ regulations provide:
âAn agency shall commence preparation of an environmental impact statement as close as possible to the time the agency is developing or is presented with a proposal ... so that preparation can be completed in time for the final statement to be included in any recommendation or report on the proposal. The statement shall be prepared early enough so that it can serve practically as an important contribution to the decisionmaldng process and will not be used to rationalize or justify decisions already made. . . . For instance:
â(a) For projects directly undertaken by Federal agencies the environmental impact statement shall be prepared at the feasibility analysis (go-no go) stage and may be supplemented at a later stage if necessary. . . .â 43 Fed. Reg. 55995 (1978) (to be codified at 40 CFR § 1502.5).
Respondents are the Sierra Club, the National Parks and Conservation Association, and the Natural Resources Defense Council, Inc.
CEQ regulations define an âenvironmental impact statementâ to mean âa detailed written statement as required by See. 102 (2) (C) of [NEPA].â 43 Fed. Reg. 56004 (1978) (to be codified at 40 CFR § 1508.11).
See United States Fish and Wildlife Service, Final Environmental Statement: Operation of the National Wildlife Refuge System 1-8 to 1-9 (Nov. 1976).
The System is administered according to the provisions of several statutes. The most significant of these are the Fish and Wildlife Coordination Act of 1934, 48 Stat. 401, as amended, 72 Stat. 563, 16 U. S. C. § 661 et seq.; the Fish and Wildlife Act of 1956, 70 Stat. 1119,16 U. S. C. § 742a et seq.; the Migratory Bird Conservation Act, ch. 257, 45 Stat. 1222, as amended, 16 U. S. C. § 715 et seq.; and the Endangered Species Act of 1973, 87 Stat. 884, 16 U. S. C. § 1531 et seq.
Respondents brought suit on behalf of themselves, claiming that they had organizational interests in monitoring and publicizing the management of the NWRS, and on behalf of their members, alleging that the latter used the NWRS for recreational and other purposes and would be affected by the proposed budget curtailments.
Respondents alleged that OMB had âsignificantly reduced the Interior Departmentâs request for appropriations for the operation of the National Wildlife Refuge System during fiscal year 1974 and during other years without preparing or considering the environmental-impact statement required by NEPA.â Complaint ¶ 25.
Respondents also contended that § 102 (2) (B) of NEPA required OMB to develop procedures to assure consideration of environmental factors in the budget process. Section 102 (2) (B) requires all federal agencies to "identify and develop methods and procedures, in consultation with the Council on Environmental Quality established by title II of this Act, which will insure that presently unquantified environmental amenities and values may be given appropriate consideration in decisionmaking along with economic and technical considerations.â 83 Stat. 853, 42 U. S. C. §4332 (2) (B).
At that time, CEQ was authorized by Exec. Order No. 11514, § 3 (h), to issue nonbinding âguidelines to Federal agencies for the preparation of detailed statements on proposals for legislation and other Federal actions affecting the environment.â 3 CFR 904 (1966-1970 Comp.). These guidelines stated that the âmajor Federal actionsâ to which § 102 (2) (C) applied included â[recommendations or favorable reports relating to legislation including requests for appropriations.â 40 CFR § 1500.5 (a) (1) (1974). See § 1500.3.
At that time the Department of the Interiorâs Manual, following CEQâs proposed guidelines, provided:
âThe following criteria are to be used in deciding whether a proposed action requires the preparation of an environmental statement:
âA. Types of Federal actions to be considered include, but are not limited to:
â(1) Recommendations or favorable reports to the Congress relating to legislation, including appropriations.â Department of the Interior Manual, §516.5, 36 Fed. Reg. 19344 (1971).
Without additional discussion, the District Court also stated that the Director of OMB was required âto develop formal methods and procedures which will, with respect to [OMB]âs own administrative actions and proposals, identify those agency actions requiring environmental statements to be prepared, considered, and disseminated.â App. to Pet. for Cert. 62a. See n. 9, supra.
Respondents do not now challenge this holding.
The Court of Appeals also affirmed what it took to be the District Courtâs declaratory relief requiring OMB âto adopt procedures and appropriate regulations to comply with the obligations NEPA imposes on the budget process . . . 189 U. S. App. D. C., at 127, 581 F. 2d, at 905. See n. 12, supra.
CEQ had taken this position from the first draft of its guidelines. CEQ was required by President Nixon to issue guidelines on March 5, 1970. See Exec. Order No. 11514, 3 CPR 902 (1966-1967 Comp.). On April 30, 1970, CEQ promulgated interim guidelines which provided that âmajor Federal actionsâ included â[r]ecommendations or reports relating to legislation and appropriations.â Council on Environmental Quality, First Annual Report: Environmental Quality 288 (1970). On April 23, 1971, the guidelines were revised to state that âmajor Federal actionsâ included â[recommendations or favorable reports relating to legislation including that for appropriations.â 36 Fed. Reg. 7724 (1971). On August 1, 1973, the guidelines were once again revised, this time to the form noted by the Court of Appeals. 38 Fed. Reg. 20551 (1973).
Relying on the CEQ guidelines, two prior decisions by Courts of Appeals have both interpreted âproposals for legislationâ to include appropriation requests. See Environmental Defense Fund v. TVA, 468 F. 2d 1164, 1181 (CA6 1972); Scientistsâ Institute for Public Information, Inc. v. Atomic Energy Commân, 156 U. S. App. D. C. 395, 404, 481 F. 2d 1079, 1088 (1973).
These regulations become effective July 30, 1979. 43 Fed. Reg. 55978 (1978).
The CEQ also noted that â[n]othing in the Councilâs determination, however, relieves agencies of responsibility to prepare statements when otherwise required on the underlying program or other actions.â Id., at 55989.
The Congressional Budget Act of 1974 directs the Comptroller General of the United States, âin cooperation with the Secretary of the Treasury, the Director of the Office of Management and Budget, and the Director of the Congressional Budget Office, [to] develop, establish, maintain, and publish standard terminology, definitions, classifications, and codes for Federal fiscal, budgetary, and program-related data and information.â 88 Stat. 327, 31 U. S. C. § 1152 (a) (1). Pursuant to this statutory authority, the Comptroller General has published definitions distinguishing âauthorizing legislationâ from âappropriation.â Authorizing legislation is defined in the following manner:
âBasic substantive legislation enacted by Congress which sets up or continues the legal operation of a Federal program or agency either indefinitely or for a specific period of time or sanctions a particular type of obligation or expenditure within a program. Such legislation is normally a prerequisite for subsequent appropriations or other kinds of budget authority to be contained in appropriations acts. It may limit the amount of budget authority to be provided subsequently or may authorize the appropriation of 'such sums as may be necessary.â â Comptroller General of the United States, Terms Used in the Budgetary Process 4 (1977).
Appropriation, on the other hand, is defined as:
âAn authorization by an act of the Congress that permits Federal agencies to incur obligations and to make payments out of the Treasury for specified purposes. An appropriation usually follows .enactment of authorizing legislation. . . . Appropriations do not represent cash actually set aside in the Treasury for purposes specified in the appropriation act; they represent limitations of amounts which agencies may obligate during the time period specified in the respective appropriations acts.â Id., at 3.
Congressional enactments employ this distinction between appropriation and legislation. For example, the Budget and Accounting Act requires the President to include in the proposed budget he submits to Congress
âwith respect to each- proposal in the Budget for new or additional legislation which would create or expand any function, activity, or authority, in addition to those functions, activities, and authorities then existing or as then being administered and operated, a tabulation showingâ
â(A) the amount proposed in the Budget for appropriation and for expenditure in the ensuing fiscal year on account of such proposal; and
â(B) the estimated appropriation required on account of such proposal in each of the four fiscal years, immediately following that ensuing fiscal year, during which such proposal is to be in effect . . . .â As added, 84 Stat. 1169, 31 U. S. C. § 11 (a) (12) (emphasis supplied).
See also 18 TJ. S. C. § 1913; 22 U. S. C. § 2394 (c).
The Executive Branch also recognizes the distinction between appropriation and legislation. For example, OMB distinguishes its function â[t]o supervise and control the administration of the budgetâ from its task of assisting âthe President by clearing and coordinating departmental advice on proposed legislation.â Requiring Confirmation of Future Appointments of the Director and Deputy Director of the Office of Management and Budget, H. R. Rep. No. 93-697, p. 18 (1973). See Neustadt, Presidency and Legislation: The Growth of Central Clearance, 48 Am. Pol. Sci. Rev. 641 (1954). OMB Circular No. A-19 (1972) establishes OMBâs procedures for âlegislative coordination and clearance,â whereas OMB Circular No. A-ll (1978) sets out OMBâs guidelines for the âPreparation and Submission of Budget Estimates.â OMB Circular No. A-19, §6 (a), requires each federal agency to âprepare and submit to OMB annually its proposed legislative program for the next session of Congress. These programs must be submitted at the same time as the initial submissions of an agencyâs annual budget request as required by OMB Circular A-ll.â OMB Circular A-ll, § 13.2, on the other hand, provides:
âIf, in addition to the regular appropriation requests, it appears probable that proposals for new legislation may require a further budget request or result in a change in revenues or outlays, a tentative forecast of the supplemental estimate will be set forth separately. . . . Such proposed supplemental must be consistent with items appearing in the agencyâs legislative program as required by OMB Circular No. A-19 . . . .â
L. Deschler, Procedure in the U. S. House of Representatives §26-1.2 (1977) states that â[ÂĄlanguage in an appropriation bill changing existing law is legislation and not in order.â Conversely, â [restrictions against the inclusion of appropriations in legislative bills are provided for by House rule . . . .â Id., §25-3.1.
CEQ regulations define âmajor Federal actionâ in the following manner:
â 'Major Federal actionâ includes actions with effects that may be major and which are potentially subject to Federal control and responsibility. Major reinforces but does not have a meaning independent of significantly .... Actions include the circumstance where the responsible oifi-cials fail to act and that failure to act is reviewable by courts or administrative tribunals under the Administrative Procedure Act or other applicable law as agency action.
â(a) Actions include new and continuing activities, including projects and programs entirely or partly financed, assisted, conducted, regulated, or approved by federal agencies; new or revised agency rules, regulations, plans, policies, or procedures; and legislative proposals ....
â(b) Federal actions tend to fall within one of the following categories:
â(1) Adoption of official policy, such as rules, regulations, and interpretations adopted pursuant to the Administrative Procedure Act, 5 U. S. C. 651 et seq.; treaties and international conventions or agreements; formal documents establishing an agency's policies which will result in or substantially alter agency programs.
â(2) Adoption of formal plans, such as official documents prepared or approved by federal agencies which guide or prescribe alternative uses of federal resources, upon which future agency actions will be based.
â(3) Adoption of programs, such as a group of concerted actions to implement a specific policy or plan; systematic and connected agency decisions allocating agency resources to implement a specific statutory program or executive directive.
â(4) Approval of specific projects, such as construction or management activities located in a defined geographic area. Projects include actions approved by permit or other regulatory decision as well as federal and federally assisted activities.â 43 Fed. Reg. 56004-56005 (1978) (to be codified at 40 CFR § 1508.18).
â[M]ajor Federal actionsâ include the âexpansion or revision of ongoing programs.â S. Rep. No. 91-296, p. 20 (1969).
For example, if an agency were to seek an appropriation to initiate a major new program that would significantly affect the quality of the human environment, or if it were to decline to ask for funding so as to terminate a program with a similar effect, the agency would have been required to include EISâs in the recommendations or reports on the proposed underlying programmatic decisions.
The Court of Appeals held that EISâs need be included in appropriation requests for âmajor Federal actionsâ only if major changes that would significantly affect the quality of the human environment are proposed in the underlying programs for which funding is sought. See 189 U. S. App. D. C., at 125, 581 F. 2d, at 903. But an appropriation request applies not only to major changes in a federal program, but also to the entire program it is designed to fund. Without appropriations, the underlying program would cease to exist. Therefore, if the existence vel non of that program is a major federal action significantly affecting the quality of the human environment, the Court of Appealsâ alternative interpretation of NEPA would require an EIS to be included in the concomitant appropriation request.
It is important to note that CEQ regulations provide that the adjective âmajorâ in the phrase âmajor Federal actionsâ âreinforces but does not have a meaning independent of [the adverb] significantlyâ in the phrase âsignificantly affecting the quality of the human environment.â 43 Fed. Reg. 56004 (1978) (to be codified at 40 CFR § 1508.18). See n. 20, supra. As a consequence, the Court of Appealsâ holding that certain appropriation requests are âproposals for . . . major Federal actionsâ is operationally identical to its holding that certain appropriation requests constitute âproposals for legislation.â Both holdings would require EISâs to accompany funding requests for every federal program that significantly affects the quality of the human environment. Thus, not only do both holdings run the same dangers of âtrivializingâ NEPA, but also the same âtraditional concepts relating to appropriations and the budget cycle, considerations of timing and confidentiality,â 43 Fed. Reg. 55989 (1978), which led CEQ to distinguish âappropriationsâ from âlegislation,â would require appropriations to be distinguished from âproposals for . . . major Federal actions.â
Because we conclude that § 102 (2) (C) has no application to appropriation requests, it is clear that the Court of Appeals was incorrect in requiring OMB âto adopt procedures and appropriate regulations to comply with the obligations NEPA imposes on the budget process 189 U. S. App. D. C., at 127, 581 F. 2d, at 905. See n. 14, supra.