Opinion
KASTEN v. SAINT-GOBAIN PERFORMANCE PLASTICS CORP.
No. 09-834.
Argued October 13, 2010 â
Decided March 22, 2011
Breyer, J., delivered the opinion of the Court, in which Roberts, C. J., and Kennedy, Ginsbtjrg, Auto, and Sotomayor, JJ., joined. Scaua, X, filed a dissenting opinion, in which Thomas, X, joined as to all but footnote 6, post, p. 17. Kagan, X, took no part in the consideration or decision of the ease.
James H. Raster argued the cause for petitioner. With him on the briefs were Adrianna S. Haugen and Eric Schnapper.
Jeffrey B. Wall argued the cause for the United States as amicus curiae in support of petitioner. With him on the brief were Acting Solicitor General Ratyal, Deputy Solicitor General Rneedler, M. Patricia Smith, Mary J. Rieser, and P. David Lopez.
Carter G. Phillips argued the cause for respondent. With him on the brief were Eric D. McArthur, Jeffrey A. McIntyre, Thomas P. Godar, and Barbara J. Zabawa.
Briefs of amici curiae urging reversal were filed for the American Federation of Labor and Congress of Industrial Organizations by Lynn K. Rhinehart, James B. Coppess, and Matthew J. Ginsburg; for the Lawyersâ Committee for Civil Rights Under Law et al. by Michael B. de Leeuw, Nowles H. Heinrich, Sarah Crawford, Karen Narasaki, Reginald'T. Shuford, and Dina Lassow; and for the National Employment Law Project et al. by Catherine K. Ruckelshaus.
Rae T. Vann, Quentin Riegel, Karen R. Harned, and Elizabeth Milito filed a brief for the Equal Employment Advisory Council et al. as amici curiae urging affirmance.
[MAJORITY â Justice Breyer]
Justice Breyer
delivered the opinion of the Court.
The Fair Labor Standards Act of 1938 (Act) sets forth employment rules concerning minimum wages, maximum hours, and overtime pay. 52 Stat. 1060, 29 U. S. C. § 201 et seq. The Act contains an antiretaliation provision that forbids employers
âto discharge or in any other manner discriminate against any employee because such employee has filed any complaint or instituted or caused to be instituted any proceeding under or related to [the Act], or has testified or is about to testify in such proceeding, or has served or is about to serve on an industry committee.â § 215(a)(3) (emphasis added).
We must decide whether the statutory term âfiled any complaintâ includes oral as well as written complaints within its scope. We conclude that it does.
I
The petitioner, Kevin Kasten, brought this antiretaliation lawsuit against his former employer, Saint-Gobain Performance Plastics Corporation. Kasten says that Saint-Gobain located its timeclocks between the area where Kasten and other workers put on (and take off) their work-related protective gear and the area where they carry out their assigned tasks. That location prevented workers from receiving credit for the time they spent putting on and taking off their work clothes â contrary to the Actâs requirements. In a related suit the District Court agreed with Kasten, finding that Saint-Gobainâs âpractice of not compensating ... for time spent donning and doffing certain required protective gear and walking to work areasâ violated the Act. Kasten v. Saint-Gobain Performance Plastics Corp., 556 F. Supp. 2d 941, 954 (WD Wis. 2008). In this suit Kasten claims unlawful retaliation. He says that Saint-Gobain discharged him because he orally complained to Saint-Gobain officials about the timeclocks.
In particular, Kasten says that he repeatedly called the unlawful timeclock location to Saint-Gobainâs attention â in accordance with Saint-Gobainâs internal grievance-resolution procedure. See Brief for Petitioner 4 (quoting SaintGobainâs Code of Ethics and Business Conduct as imposing upon every employee âthe responsibility to report . . . suspected violations of . . . any applicable law of which he or she becomes awareâ); id., at 4-5 (quoting Saint-Gobainâs Employee Policy Handbook as instructing employees with âquestions, complaints, and problemsâ to â[c]ontactâ their âsupervisor^] immediatelyâ and if necessary âtake the issue to the next level of management,â then to the âlocal Human Resources Manager,â then to âHuman Resourcesâ personnel at the âRegionalâ or âHeadquartersâ level).
Kasten adds that he âraised a concernâ with his shift supervisor that âit was illegal for the time clocks to be where they wereâ because of Saint-Gobainâs exclusion of âthe time you come in and start doing stuffâ; he told a human resources employee that âif they were to get challenged onâ the location in court, âthey would loseâ; he told his lead operator that the location was illegal and that he âwas thinking about starting a lawsuit about the placement of the time clocksâ; and he told the human resources manager and the operations manager that he thought the location was illegal and that the company would âloseâ in court. Record in No. 3:07-cv-00686-bbc (WD Wis.), Doe. 87-3, pp. 31-34 (deposition of Kevin Kasten). This activity, Kasten concludes, led the company to discipline him and, in December 2006, to dismiss him.
Saint-Gobain presents a different version of events. It denies that Kasten made any significant complaint about the timeelock location. And it says that it dismissed Kasten simply because Kasten, after being repeatedly warned, failed to record his comings and goings on the timeelock.
For present purposes we accept Kastenâs version of these contested events as valid. See Scott v. Harris, 550 U. S. 372, 380 (2007). That is because the District Court entered summary judgment in Saint-Gobainâs favor. 619 F. Supp. 2d 608, 610 (WD Wis. 2008). And it did so, not because it doubted Kastenâs ability to prove the facts he alleged, but because it thought the Act did not protect oral complaints. Id., at 611-613. On appeal, the Seventh Circuit agreed with the District Court that the Actâs antiretaliation provision does not cover oral complaints. 570 F. 3d 834, 838-840 (2009).
Kasten sought certiorari. And in light of conflict among the Circuits as to whether an oral complaint is protected, we granted Kastenâs petition. Compare Hagan v. Echostar Satellite, L. L. C., 529 F. 3d 617, 625-626 (CA5 2008) (antiretaliation provision covers oral complaints); Lambert v. Ackerley, 180 F. 3d 997, 1007 (CA9 1999) (en banc) (same), with Lambert v. Genesee Hospital, 10 F. 3d 46, 55-56 (CA2 1993) (antiretaliation provision does not cover informal complaints to supervisors). See also Pacheco v. Whiting Farms, Inc., 365 F. 3d 1199, 1206 (CA10 2004) (antiretaliation provision covers unofficial assertion of rights); EEOC v. White & Son Enterprises, 881 F. 2d 1006, 1011-1012 (CA11 1989) (same); Moore v. Freeman, 355 F. 3d 558, 562-563 (CA6 2004) (assuming without discussion that oral complaints are covered); Brennan v. Maxeyâs Yamaha, Inc., 513 F. 2d 179, 181 (CA8 1975) (same).
II
The sole question presented is whether âan oral complaint of a violation of the Fair Labor Standards Actâ is âprotected conduct under the [Actâs] anti-retaliation provision.â Pet. for Cert. i. The Act protects employees who have âfiled any complaint,â 29 U. S. C. § 215(a)(3), and interpretation of this phrase âdepends upon reading the whole statutory text, considering the purpose and context of the statute, and consulting any precedents or authorities that inform the analysis,â Dolan v. Postal Service, 546 U. S. 481, 486 (2006). This analysis leads us to conclude that the language of the provision, considered in isolation, may be open to competing interpretations. But considering the provision in conjunction with the purpose and context leads us to conclude that only one interpretation is permissible.
A
We begin with the text of the statute. The word âfiledâ has different relevant meanings in different contexts. Some dictionary definitions of the word contemplate a writing. See, e. g., Websterâs New International Dictionary 945 (2d ed. 1934) (def. 4(a)) (to file is to âdeliver (a paper or instrument) to the proper officer so that it is received by him to be kept on file, or among the records of his officeâ (emphasis added)); Websterâs Ninth New Collegiate Dictionary 462 (1983) (def. 2(a)) (one definition of âfileâ is âto place among official records as prescribed by lawâ).
But other dictionaries provide different definitions that permit the use of the word âfileâ in conjunction with oral material. One can, for example, file an oral statement that enters a matter âinto the order of business.â 1 Funk & Wagnalls New Standard Dictionary of the English Language 920 (rev. ed. 1938) (def. 2) (to file is to âpresent in the regular way, as to a judicial or legislative body, so that it shall go upon the records or into the order of businessâ). This possibility is significant because it means that dictionary meanings, even if considered alone, do not necessarily limit the scope of the statutory phrase to written complaints. Cf. Crawford v. Metropolitan Government of Nashville and Davidson Cty., 555 U. S. 271, 277 (2009) (looking for the âlimitsâ of a linguistic phrase rather than what âexemplifies]â its application).
In addition to the dictionary definitions, we have found that legislators, administrators, and judges have all sometimes used the word âfileâ in conjunction with oral statements. Thus state statutes sometimes contemplate oral filings. See, e. g., Alaska Stat. § 47.32.090(a) (2008) (âfile a verbal or written complaintâ); Cal. Health & Safety Code Ann. § 17055(a) (West 2006) (âfile an administrative complaint orally or in writingâ); D. C. Code § 7-1231.12(a)(2)(B) (2001) (âfiling his or her grievance, orally or in writingâ); Ga. Code Ann. §§31-8-124(a), (c), 31-8-134(b) (2009) (âto file a grievance,â a person may âsubmit an oral or written complaintâ); Ind. Code § 27-8-28-14(a) (2009) (âfile a grievance orally or in writingâ); Me. Rev. Stat. Ann., Tit. 34-B, §5604(3)(B) (2009) (âfiled through an oral requestâ); Miss. Code Ann. § 69-47-23(4) (2005) (âfile a written or oral complaintâ); Mo. Rev. Stat. § 198.088.3(3) (2009) (to have a complaint âfiled,â a person âshall write or cause to be written his grievance or shall state it orallyâ); Nev. Rev. Stat. §§618.336(2)(a), 618.341(l)(a) (2009) (âoral or written complaint filedâ); N. J. Stat. Ann. § 30:4C-12 (West 2008) (âwritten or oral complaint may be filedâ); N. Y. Ins. Law Ann. §§ 3217-a(a)(7), 4324(a)(7) (West 2006) (âfile a grievance orallyâ); N. Y. Pub. Health Law Ann. § 4408(l)(g) (West Supp. 2010) (âfile a grievance orallyâ); Pa. Stat. Ann., Tit. 40, §§991.2141(a)-(b) (Purdon 1999) (âfile a . . . written or oral complaintâ); Tex. Ins. Code Ann. §§ 1305.401(a)-(b) (West 2009) (âoral or written complaintâ must be âfile[d]â); Wash. Rev. Code §§90.64.030(3), (5) (2008) (âcomplaints have been filed ... as the result of either an oral or a written complaintâ).
Regulations promulgated by various federal agencies sometimes permit complaints to be filed orally. See, e. g., 32 CFR §842.20 (2010) (â[fjiling a claimâ may proceed âorally or in writingâ); 42 CFR § 422.564(d)(1) (2009) (âfile a grievance . . . either orally or in writingâ); § 423.564(d)(1) (same); §438.402(b)(3)(i) (âfile a grievance either orally or in writingâ); § 494.180(e) (âfile an oral or written grievanceâ); 49 CFR § 1503.629(c) (2009) (â[f]iling of motions .. . must be in writing or orally on the recordâ (emphasis deleted)); 42 CFR § 438.402(b)(3)(ii) (2009) (âfile an appeal either orally or in writingâ).
And a review of contemporaneous judicial usage, cf. Utah v. Evans, 536 U. S. 452, 475 (2002), shows that oral filings were a known phenomenon when the Act was passed. See, e. g., Reed Oil Co. v. Cain, 169 Ark. 309, 312, 275 S. W. 333, 334 (1925) (âappellee filed ... an oral complaintâ); Tingler v. Lahti, 87 W. Va. 499, 503, 105 S. E. 810, 812 (1921) (âcomplaint subsequently filed, either oral or writtenâ); Ex parte Mosgrove, 47 Okla. Crim. 40, 287 P. 795 (1930) (only âcomplaint ... filed against himâ was âoral complaint of the town marshalâ); Indian Fred v. State, 36 Ariz. 48, 52-53, 282 P. 930, 932 (1929) (âfiled an oral motion to quashâ); Dunn v. State, 60 Okla. Crim. 201, 203, 63 P. 2d 772, 773 (1936) (âfiled an oral demurrerâ); Morrison v. Lewis, 58 Ga. App. 677, 199 S. E. 782 (1938) (âfiled an oral motionâ demurring); Brock v. Cullum Bros., 263 S. W. 335 (Tex. Civ. App. 1924) (âfiled an oral motion to quashâ); Fike v. Allen, 269 S. W. 179, 180 (Tex. Civ. App. 1925) (âfiled oral pleadingsâ).
Filings may more often be made in writing. See, e.g., Ritter v. United States, 28 F. 2d 265, 267 (CA3 1928) (finding words âfile a claim'for refundâ to require a written request in context of Tax Code). But we are interested in the filing of âany complaint.â So even if the word âfilĂ©d,â considered alone, might suggest a narrow interpretation limited to writings, the phrase âany complaintâ suggests a broad interpretation that would include an oral complaint. See, e. g., Republic of Iraq v. Beaty, 556 U. S. 848, 856 (2009). The upshot is that the three-word phrase, taken by itself, cannot answer the interpretive question.
We can look further to other appearances of the word âfiledâ in the Act. See MCI Telecommunications Corp. v. American Telephone & Telegraph Co., 512 U. S. 218, 226 (1994) (examining âcontextual indicationsâ of the meaning of a term). That word (or a variant) appears in numerous other provisions. But its appearance elsewhere in the Act does not resolve the linguistic question before us. Some of those other provisions (1) involve filed material that, unlike a complaint, is of a kind that is virtually always in writing. See, e. g., 29 U. S. C. §203(Z) (employers must âhave on file an unexpired certificateâ (emphasis added)); § 210(a) (Secretary must âfile in the court the record of the industry committeeâ (emphasis added)); ibid, (industry committee must âfileâ its findings and recommendations). Others (2) specifically require a writing, see, e. g., § 214(c)(5)(A) (requiring employee's âconsent in writingâ to join collective action to be âfiledâ (emphasis added)); § 216(b) (same). And the remainder (3) leave the oral/written question unresolved â just as does the provision before us. See, e. g., § 210(b) (prohibiting a stay unless movant âfile[s] in court an undertakingâ (emphasis added)); § 214(c)(5)(A) (employee âmay file ... a petitionâ for review of a special wage rate (emphasis added)).
Looking beyond the Act, we find other statutes that contain antiretaliation provisions. Those statutes, however, use somewhat different language. See, e. g., § 158(a)(4) (protecting an employee who has âfiled charges or given testimonyâ); § 623(d) (protecting those who âopposed any [unlawful] practiceâ (emphasis added)); 42 U. S. C. §§2000e-3(a), 12203(a) (same); 29 U. S. C. § 2615(a)(2) (similar). See also, e.g., 15 U.S.C. § 2087(a)(1) (2006 ed., Supp. Ill) (âprovided ... to the employer . . . information relating to any violationâ (emphasis added)); § 2651(a) (2006 ed.) (similar); 30 U. S. C. § 815(c)(1) (âfiled or made a complaintâ (emphasis added)); 42 U. S. C. § 5851(a)(1)(A) (ânotified his employerâ (emphasis added)); 49 U. S. C. § 42121(a)(1) (âprovided . . . informationâ (emphasis added)); § 60129(a)(1) (same). Some of this language is broader than the phrase before us, but, given the fact that the phrase before us lends itself linguistically to the broader, âoralâ interpretation, the use of broader language elsewhere may mean (1) that Congress wanted to limit the scope of the phrase before us to writings, or (2) that Congress did not believe the different phraseology made a significant difference in this respect. The language alone does not tell us whether Congress, if intending to protect orally expressed grievances elsewhere, did or did not intend to leave those oral grievances unprotected here.
The bottom line is that the text, taken alone, cannot provide a conclusive answer to our interpretive question. The phrase âfiled any complaintâ might, or might not, encompass oral complaints. We must look further.
B
1
Several functional considerations indicate that Congress intended the antiretaliation provision to eover oral, as well as written, âcomplaint[s].â First, an interpretation that limited the provisionâs coverage to written complaints would undermine the Actâs basic objectives. The Act seeks to prohibit âlabor conditions detrimental to the maintenance of the minimum standard of living necessary for health, efficiency, and general well-being of workers.â 29 U. S. C. § 202(a). It does so in part by setting forth substantive wage, hour, and overtime standards. It relies for enforcement of these standards, not upon âcontinuing detailed federal supervision or inspection of payrolls,â but upon âinformation and complaints received from employees seeking to vindicate rights claimed to have been denied.â Mitchell v. Robert DeMario Jewelry, Inc., 361 U. S. 288, 292 (1960). And its antiretaliation provision makes this enforcement scheme effective by preventing âfear of economic retaliationâ from inducing workers âquietly to accept substandard conditions.â Ibid.
Why would Congress want to limit the enforcement schemeâs effectiveness by inhibiting use of the Actâs complaint procedure by those who would find it 'difficult to reduce their complaints to writing, particularly illiterate, less educated, or overworked workers? President Franklin Roosevelt pointed out at the time that these were the workers most in need of the Actâs help. See Message to Congress, May 24,1937, H. R. Doc. No. 255, 75th Cong, 1st Sess., 4 (seeking a bill to help the poorest of âthose who toil in factoryâ).
In the years prior to the passage of the Act, illiteracy rates were particularly high among the poor. See E. Gordon & E. Gordon, Literacy in America 273 (2003) (one-quarter of World War I conscripts were illiterate); Dept, of Commerce, Bureau of Census, Sixteenth Census of the United States, 1940, Population: The Labor Force (Sample Statistics): Occupational Characteristics 60 (1943) (20.8% of manufacturing laborers in 1940 had less than five years of schooling). Those rates remained high in certain industries for many years after the Actâs passage. In 1948, for example, the National War Labor Board wrote:
âIn many plants where there is a high degree of illiteracy, the writing of grievances by employees works a substantial hardship. In other plants where there is considerable dirt and special clothes must be worn, it is often not practicable to write up grievances during work hours.â 1 The Termination Report of the National War Labor Board, p. 122.
To limit the scope of the antiretaliation provision to the filing of written complaints would also take needed flexibility from those charged with the Actâs enforcement. It could prevent Government agencies from using hotlines, interviews, and other oral methods of receiving complaints. And insofar as the antiretaliation provision covers complaints made to employers (a matter we need not decide, see infra, at 16-17), it would discourage the use of desirable informal workplace grievance procedures to secure compliance with the Act. Cf. Burlington Industries, Inc. v. Ellerth, 524 U. S. 742, 764 (1998) (reading Title YII to encourage the development of effective grievance procedures to deter misconduct); D. McPherson, C. Gates, & K. Rogers, Resolving Grievances: A Practical Approach 38-40 (1983) (describing the significant benefits of unwritten complaints).
Given the need for effective enforcement of the National Labor Relations Act (NLRA), this Court has broadly interpreted the language of the NLRAâs antiretaliation provision â âfiled charges or given testimony,â 29 U. S. C. § 158(a)(4) â as protecting workers who neither filed charges nor were âcalled formally to testifyâ but simply âparticipate[d] in a [National Labor Relations] Board investigation.â NLRB v. Scrivener, 405 U. S. 117, 123 (1972) (emphasis added). The similar enforcement needs of this related statute argue for an interpretation of the word âcomplaintâ that would provide âbroad rather than narrow protection to the employee,â id., at 122 (and would do so here without pressing statutory language to its limit). See also Tennessee Coal, Iron & R. Co. v. Muscoda Local No. 123, 321 U. S. 590, 597 (1944) (the Actâs âremedial and humanitarian . . . purposeâ cautions against ânarrow, grudgingâ interpretations of its language).
Saint-Gobain replies that worker protection is not the only relevant statutory objective. The Act also seeks to establish an enforcement system that is fair to employers. To do so, the employer must have fair notice that an employee is making a complaint that could subject the employer to a later claim of retaliation. If oral complaints suffice, Saint-Gobain adds, employers too often will be left in a state of uncertainty about whether an employee (particularly an employee who seems unusually angry at the moment) is in fact making a complaint about an Act violation or just letting off steam.
We agree with Saint-Gobain that the statute requires fair notice. Although the dictionary definitions, statutes, regulations, and judicial opinions we considered, see supra, at 7-10, do not distinguish between writings and oral statements, they do suggest that a âfilingâ is a serious occasion, rather than a triviality. As such, the phrase âfiled any complaintâ contemplates some degree of formality, certainly to the point where the recipient has been given fair notice that a grievance has been lodged and does, or should, reasonably understand the matter as part of its business concerns.
Moreover, the statute prohibits employers from discriminating against an employee âbecause such employee has filed any complaint.â §215(a)(3) (emphasis added). And it is difficult to see how an employer who does not (or should not) know an employee has made a complaint could discriminate because of that complaint. But we also believe that a fair notice requirement does not necessarily mean that notice must be in writing.
At oral argument, the Government said that a complaint is âfiledâ when âa reasonable, objective person would have understood the employeeâ to have âput the employer on notice that [the] employee is asserting statutory rights under the [Act].â Tr. of Oral Arg. 23, 26. We agree. To fall within the scope of the antiretaliation provision, a complaint must be sufficiently clear and detailed for a reasonable employer to understand it, in light of both content and context, as an assertion of rights protected by the statute and a call for thĂ©ir protection. This standard can be met, however, by oral complaints, as well as by written ones.
2
Second, given Congressâ delegation of enforcement powers to federal administrative agencies, we also give a degree of weight to their views about the meaning of this enforcement language. See 29 U. S. C. § 216(c) (vesting enforcement power in Secretary of Labor); Reorganization Plan No. 1 of 1978, 5 U. S. C. App. § 1, p. 664 (transferring to Equal Employment Opportunity Commission (EEOC) enforcement of this antiretaliation provision as part of its Equal Pay Act enforcement responsibilities); Skidmore v. Swift & Co., 323 U. S. 134, 140 (1944) (giving weight to a persuasive articulation of views within an agencyâs area of expertise).
The Secretary of Labor has consistently held the view that the words âfiled any complaintâ cover oral,, as well as written, complaints. The Department of Labor articulated that view in an enforcement action filed many years ago, Goldberg v. Zenger, 43 CCH LC ¶ 31,155, pp. 40,985, 40,986 (D Utah 1961). It has subsequently reaffirmed that view in briefs. See, e. g., Brief for Secretary of Labor as Amicus Curiae Supporting Petition for Rehearing With Suggestion for Rehearing En Banc in Lambert v. Ackerley, No. 96-36017 etc. (CA9), pp. 6-7. And more recently it has acted in accordance with that view by creating a hotline to receive oral complaints, see Dept, of Labor, Compliance Assistance by Lawâ The Fair Labor Standards Act (FLSA), http://www.dol.gov/ compliance/laws/comp-flsa.htm (as visited Mar. 18, 2011, and available in Clerk of Courtâs case file) (directing participants who wish to âfile a complaintâ to contact a local office âor call the Departmentâs Toll-Free Wage and Hour Help Line at 1-866-4-U S-WAGE â).
The EEOC has set forth a similar view in its Compliance Manual, Vol. 2, § 8-II(B)(l), p. 8-3, and n. 12 (1998), and in multiple briefs, see, e. g., Brief for EEOC as Amicus Curiae in Support of Petition for Rehearing With Suggestion for Rehearing En Banc in Lambert v. Ackerley, No. 96-36017 etc. (CA9), pp. 8-13; Brief for Appellee in EEOC v. White & Son Enterprises, Inc., No. 88-7658 (CA11), pp. 29-30.
These agency views are reasonable. They are consistent with the Act. The length of time the agencies have held them suggests that they reflect careful consideration, not âpost hoc rationalization].â Motor Vehicle Mfrs. Assn, of United States, Inc. v. State Farm Mut. Automobile Ins. Co., 463 U. S. 29, 50 (1983). And they consequently add force to our conclusion. Skidmore, supra, at 140; cf. United States v. Mead Corp., 533 U. S. 218, 229, 234-235 (2001) (Court sometimes finds judicial deference intended even in absence of rulemaking authority); Babbitt v. Sweet Home Chapter, Communities for Great Ore., 515 U. S. 687, 703-704, and n. 18 (1995) (agency views, where the law counsels deference, can clarify otherwise ambiguous statutory provisions).
3
Finally, we note that Saint-Gobain invokes the ârule of lenityâ in support of its âwritten complaintâ interpretation. That rule applies primarily to the interpretation of criminal statutes. It leads us to favor a more lenient interpretation of a criminal statute âwhen, after consulting traditional canons of statutory construction, we are left with an ambiguous statute.â United States v. Shabani, 513 U. S. 10, 17 (1994). We agree with Saint-Gobain that those who violate the anti-retaliation provision before us are subject to criminal sanction, 29 U. S. C. § 216(a). And we have said that the rule of lenity can apply when a statute with criminal sanctions is applied in a noncriminal context. See Leocal v. Ashcroft, 543 U. S. 1, 11, n. 8 (2004). But after engaging in traditional methods of statutory interpretation, we cannot find that the statute remains sufficiently ambiguous to warrant application of the rule of lenity here.
C
Alternatively, Saint-Gobain claims that it should prevail because Kasten complained to a private employer, not to the Government; and, in Saint-Gobainâs view, the antiretaliation provision applies only to complaints filed with the Government. Saint-Gobain advanced this claim in the lower courts, which held to the contrary. 570 F. 3d, at 837-838; 619 F. Supp. 2d, at 613. But Saint-Gobain said nothing about it in response to Kastenâs petition for certiorari. Indeed, it did not mention the claim in this Court until it filed its brief on the merits.
We do not normally consider a separate legal question not raised in the certiorari briefs. See this Courtâs Rule 15.2; Caterpillar Inc. v. Lewis, 519 U. S. 61, 75, n. 13 (1996). We see no reason to make an exception here. Resolution of the Government/private employer question is not a â â âpredicate to an intelligent resolutionâââ of the oral/written question that we granted certiorari to decide. See ibid, (quoting Ohio v. Robinette, 519 U. S. 33, 38 (1996)). That is to say, we can decide the oral/written question separately â on its own. And we have done so. Thus, we state no view on the merits of Saint-Gobainâs alternative claim. Cf. post, at 18-21 (Scalia, J., dissenting).
* * *
We conclude that the Seventh Circuit erred in determining that oral complaints cannot fall within the scope of the phrase âfiled any complaintâ in the Actâs antiretaliation provision. We leave it to the lower courts to decide whether Kasten will be able to satisfy the Actâs notice requirement. We vacate the Circuitâs judgment and remand the case for further proceedings consistent with this opinion.
It is so ordered.
Justice Kagan took no part in the consideration or decision of this case.
[DISSENT â Justice Scalia,]
Justice Scalia,
with whom Justice Thomas joins as to all but footnote 6, dissenting.
The Seventh Circuit found for the employer because it held that the Fair Labor Standards Act of 1938 (FLSA), 29 U. S. C. § 215(a)(3), covers only written complaints to the employer. I would affirm the judgment on the ground that § 215(a)(3) does not cover complaints to the employer at all.
I
The FLSAâs retaliation provision states that it shall be unlawful
âto discharge or in any other manner discriminate against any employee because such employee has filed any complaint or instituted or caused to be instituted any proceeding under or related to this chapter, or has testified or is about to testify in any such proceeding, or has served or is about to serve on an industry committee.â Ibid.
The phrase central to the outcome here is âfiled any complaint.â In the courts below, Kasten asserted a claim for retaliation based solely on allegations that he âfiledâ oral âcomplaintsâ with his employer; Saint-Gobain argued that the retaliation provision protects only complaints that are (1) in writing, and (2) made to judicial or administrative bodies. I agree with at least the second part of Saint-Gobainâs contention. The plain meaning of the critical phrase and the context in which it appears make clear that the retaliation provision contemplates an official grievance filed with a court or an agency, not oral complaints â or even formal, written complaints â from an employee to an employer.
A
In isolation, the word âcomplaintâ could cover Kastenâs objection: It often has an expansive meaning, connoting any âExpression of grief, regret, pain ... or resentment.â Websterâs New International Dictionary 546 (2d ed. 1934) (hereinafter Websterâs). But at the time the FLSA was passed (and still today) the word when used in a legal context has borne a specialized meaning: â[a] formal allegation or charge against a party, made or presented to the appropriate court or officer.â Ibid. See also Cambridge Dictionary of American English 172 (2000) (âa formal statement to a government authority that you have a legal cause to complain about the way you have been treatedâ); 3 Oxford English Dictionary 608 (2d ed. 1989) (â[a] statement of injury or grievance laid before a court or judicial authority ... for purposes of prosecution or of redressâ).
There are several reasons to think that the word bears its specialized meaning here. First, every other use of the word âcomplaintâ in the FLSA refers to an official filing with a governmental body. Sections 216(b) and (c) both state that the right to bring particular types of actions âshall terminate upon the filing of a complaintâ by the Secretary of Labor, and § 216(c) clarifies that the statute of limitations begins running in actions to recover unpaid wages âon the date when the complaint is filed.â These provisions unquestionably use âcomplaintâ in the narrow legal sense. Identical words used in different parts of a statute are presumed to have the same meaning absent contrary indication, IBP, Inc. v. Alvarez, 546 U. S. 21, 34 (2005); Sullivan v. Stroop, 496 U. S. 478, 484 (1990). It is one thing to expand the meaning of âcomplaintâ in § 215(a)(3) to include complaints filed with an agency instead of a court; it is quite something else to wrench it from the legal context entirely, to include an employeeâs objection to an employer.
Second, the word âcomplaintâ appears as part of the phrase âfiled any complaintâ and thus draws meaning from the verb with which it is connected. The choice of the word âfiledâ rather than a broader alternative like âmade,â if it does not connote (as the Seventh Circuit believed, and as I need not consider) something in writing, at least suggests a degree of formality consistent with legal action and inconsistent (at least in the less regulated work environment of 1938) with employee-to-employer complaints. It is noteworthy that every definition of the verb âfiledâ that the Courtâs opinion provides, whether it supports the inclusion of oral content or not, envisions a formal, prescribed process of delivery or submission. Ante, at 7-8 (comparing, for example, Websterâs 945 (to file is to âdeliver (a paper or instrument) to the proper officerâ) with 1 Funk & Wagnalls New Standard Dictionary of the English Language 920 (rev. ed. 1938) (to file is to âpresent in the regular way, as to a judicial or legislative bodyâ)).
Moreover, â[t]he law uses familiar legal expressions in their familiar legal sense,â Henry v. United States, 251 U. S. 393, 395 (1920). It is, I suppose, possible to speak of âfiling a complaintâ with an employer, but that is assuredly not common usage. Thus, when the antiretaliation provision of the Mine Health and Safety Act used that phrase in a context that includes both complaints to an agency and complaints to the employer, it did not use âfiledâ alone, but supplemented that with âor madeâ â and to boot specified âincluding a complaint notifying the [mine] operator ... of an alleged danger or safety or health violation . . . .â 30 U. S. C. § 815(c)(1).
Third, the phrase âfiled any complaintâ appears alongside three other protected activities: âinstituting] or causing] to be instituted any proceeding under or related to this chapter,â âtestifying] in any such proceeding,â and âserving] on an industry committee.â 29 U. S. C. §215(a)(3). Since each of these three activities involves an interaction with governmental authority, we can fairly attribute this characteristic to the phrase âfiled any complaintâ as well. âThat several items in a list share an attribute counsels in favor of interpreting the other items as possessing that attribute as well.â Beecham v. United States, 511 U. S. 368, 371 (1994).
And finally, the 1938 version of the FLSA, while creating private rights of action for other employer violations, see § 16(b), 52 Stat. 1069, did not create a private right of action for retaliation. That was added in 1977, see § 10, 91 Stat. 1252. Until then, only the Administrator of the Wage and Hour Division of the Department of Labor could enforce the retaliation provision. See § 11(a), 52 Stat. 1066. It would seem more strange to require the employee to go to the Administrator to establish, and punish retaliation for, his intracompany complaint, than to require the Administrator-protected complaint to be filed with the Administrator in the first place.
B
1
The meaning of the phrase âfiled any complaintâ is clear in light of its context, and there is accordingly no need to rely on abstractions of congressional purpose. Nevertheless, Hasten argues that protecting intracompany complaints best accords with the purpose of the FLSA â âto assure fair compensation to covered employeesâ â because such purposes are âadvanced when internal complaints lead to voluntary compliance.â Reply Brief for Petitioner 18. But no legislation pursues its ends at all costs. Rodriguez v. United States, 480 U. S. 522, 525-526 (1987) (per curiam). Congress may not have protected intracompany complaints for the same reason it did not provide a private cause of action for retaliation against complaints: because it was unwilling to expose employers to the litigation, or to the inability to dismiss unsatisfactory workers, which that additional step would entail. Limitation of the retaliation provision to agency complaints may have been an attempt âto achieve the benefits of regulation right up to the point where the costs of further benefits exceed the value of those benefits.â Easterbrook, Statutesâ Domains, 50 U. Chi. L. Rev. 533, 541 (1983).
2
In deciding whether an oral complaint may be âfiled,â the Courtâs opinion examines modern state and federal statutes, which presumably cover complaints filed with an employer. The only relevance of these provisions to whether the FLSA covers such complaints is that none of them achieves that result by use of the term âfiled any complaint,â and all of them use language that unmistakably includes complaints to employers. See, e. g., 42 U. S. C. § 2000e-3(a) (prohibiting retaliation against employees who âoppos[e] any [unlawful] practiceâ). Any suggestion that because more recent statutes cover intracompany complaints, a provision adopted in the 1938 Act should be deemed to do so is unacceptable. While the jurisprudence of this Court has sometimes sanctioned a âliving Constitution,â it has never approved a living United States Code. What Congress enacted in 1938 must be applied according to its terms, and not according to what a modern Congress (or this Court) would deem desirable.
3
Kasten argues that this Court should defer to the Department of Labor and Equal Employment Opportunity Commissionâs (EEOC) interpretations of 29 U. S. C. § 215(a)(3). He claims that those agencies have construed § 215(a)(3) to protect intracompany complaints â[f]or almost half a century,â in litigating positions and enforcement actions. Reply Brief for Petitioner 22. He also argues that although the Department of Labor lacks the authority to issue regulations implementing § 215(a)(3), it has such authority for several similarly worded provisions and has interpreted those statutes to include intracompany complaints. Id., at 20.
Even were § 215(a)(3) ambiguous, deference would still be unwarranted. If we are to apply our new jurisprudence that deference is appropriate only when Congress has given the agency authority to make rules carrying the force of law, see Gonzales v. Oregon, 546 U. S. 243, 255-256 (2006), deference is improper here. The EEOC has no such authority. Although the Secretary of Labor and his subordinates have authority to issue regulations under various provisions of the FLSA, see, e.g., § 203(Z); § 206(a)(2), they have no general authority to issue regulations interpreting the Act, and no specific authority to issue regulations interpreting § 215(a)(3).
Presumably for this reason, the Courtâs opinion seems to suggest that only so-called Skidmore deference is appropriate, see Skidmore v. Swift & Co., 323 U. S. 134, 140 (1944). This doctrine states that agenciesâ views are ââentitled to respectââ to the extent they have âthe âpower to persuade.ââ Christensen v. Harris County, 529 U. S. 576, 587 (2000) (quoting Skidmore, supra, at 140). For the reasons stated above, the agenciesâ views here lack the âpower to persuade.â
II
The Courtâs opinion claims that whether § 215(a)(3) covers intracompany complaints is not fairly included in the question presented because the argument, although raised below, was not made in Saint-Gobainâs response to Kastenâs petition for certiorari. Citing this Courtâs Rule 15.2 and Caterpillar Inc. v. Lewis, 519 U. S. 61, 75, n. 13 (1996), the opinion says that this Court does ânot normally consider a separate legal question not raised in the certiorari briefs.â Ante, at 17.
It regularly does so, however, under the circumstances that obtain here. (Curiously enough, Caterpillar, the case cited by the Court, was one instance.) Rule 15.2 is permissive rather than mandatory: âAny objection to consideration of a question presented based on what occurred in the proceedings below . . . may be deemed waived unless called to the Courtâs attention in the brief in opposition.â (Emphasis added.) Accordingly, the Court has often permitted parties to defend a judgment on grounds not raised in the brief in opposition when doing so is âpredicate to an intelligent resolution of the question presented, and therefore fairly in-eluded therein.â Ohio v. Robinette, 519 U. S. 33, 38 (1996) (internal quotation marks omitted); see also Vance v. Terrazas, 444 U. S. 252, 258-259, n. 5 (1980).
Kastenâs petition for certiorari phrases the question presented as follows: âIs an oral complaint of a violation of the Fair Labor Standards Act protected conduct under the anti-retaliation provision, 29 U. S. C. § 215(a)(3)?â Pet. for Cert. i. Surely the word âcomplaintâ in this question must be assigned an implied addressee. It presumably does not include a complaint to Judge Judy. And the only plausible addressee, given the facts of this case, is the employer. Saint-Gobainâs rewording of the question presented in its brief, in opposition is even more specific: âHas an employee alleging solely that he orally asserted objections to his employer . . . 'filed any complaintâ within the meaning of [§ 215(a)(3)].â Brief in Opposition i (emphasis added). Moreover, under this Courtâs Rule 14.1(a), the question presented is âdeemed to comprise every subsidiary question fairly included therein.â Whether intracompany complaints are protected is at least subsidiary to Kastenâs formulation (and explicitly included in Saint-Gobainâs). The question was also decided by the courts below and was briefed before this Court. It is not clear what benefit additional briefing would provide.
Moreover, whether § 215(a)(3) covers intracompany complaints is âpredicate to an intelligent resolution of the question presentedâ in this case. The Courtâs own opinion demonstrates the point. While claiming that it remains an open question whether intracompany complaints are covered, the opinion adopts a test for âfiled any complaintâ that assumes a âyesâ answer â and that makes no sense otherwise. An employee, the Court says, is deemed to have âfiled [a] complaintâ only when '"a reasonable, objective person would have understood the employeeâ to have 'put the employer on notice that [the] employee is asserting statutory rights under the [Act].ââ Ante, at 14 (quoting Tr. of Oral Arg. 23, 26). This utterly atextual standard is obviously designed to counter the argument of Saint-Gobain, that if oral complaints are allowed, âemployers too often will be left in a state of uncertainty about whether an employee ... is in fact making a complaint ... or just letting off steam.â Ante, at 13-14. Of course, if intracompany complaints were excluded, this concern would be nonexistent: Filing a complaint with a judicial or administrative body is quite obviously an unambiguous assertion of oneâs rights. There would be no need for lower courts to question whether a complaint is âsufficiently clear and detailed,â ante, at 14, carries the requisite âdegree of formality,â ibid., or provides âfair notice,â ibid., whatever those terms may require.
The test the Court adopts amply disproves its contention that âwe can decide the oral/written question separately,â ante, at 17. And it makes little sense to consider that question at all in the present case if neither oral nor written complaints to employers are protected, cf. United States v. Grubbs, 547 U. S. 90, 94, n. 1 (2006). This Court should not issue an advisory opinion as to what would have been the scope of a retaliation provision covering complaints to employers if Congress had enacted such a provision.
Fasten and this Courtâs opinion, ante, at 9-10, argue that the use of the modifier âanyâ in the phrase âfiled any complaintâ suggests that Congress meant to define the word âcomplaintâ expansively. Not so. The modifier âanyâ does not cause a word that is in context narrow to become broad. The phrase âto cash a check at any bankâ does not refer to a river bank, or even a blood bank.
Section 5 of the original FLSA, which has since been repealed, charged industry committees with recommending minimum wages for certain industries to the Department of Labor. 52 Stat. 1062. In order to perform this function, industry committees were empowered, among other things, to âhear ... witnessesâ and âreceive .. . evidence.â § 8(b), id., at 1064.
Fasten argues that excluding intraeompany complaints would make the phrases âfiled any complaintâ and âinstituted or caused to be instituted any proceedingâ redundant. That is not so. An employee may file a complaint with the Administrator that does not result in a proceeding, or has not yet done so when the employer takes its retaliatory action.
Moreover, if the substance of the retaliation provision of any other Act could shed light upon what Congress sought to achieve in the FLSA, it would be the relatively contemporaneous provision of the National Labor Relations Act, §8(4), 49 Stat. 453, codified at 29 U. S. C. § 158(a)(4), which did not cover retaliation for employee-employer complaints. See NLRB v. Scrivener, 405 U. S. 117 (1972).
Or perhaps not. The actual quantum of deference measured out by the Courtâs opinion is unclear â seemingly intentionally so. The Court says that it is giving âa degree of weightâ to the Secretary and EEOCâs views âgiven Congressâ delegation of enforcement powers to federal administrative agencies.â Ante, at 14-15. But it never explicitly states the level of deference applied, and includes a mysterious citation of United States v. Mead Corp., 533 U. S. 218 (2001), along with a parenthetical saying that âsometimes . . . judicial deference [is] intended even in [the] absence of rulemaking authority.â Ante, at 16. I say this is mysterious because Mead clearly held that rulemaking authority was necessary for full Chevron deference, see Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U. S. 837 (1984). I have chosen to interpret the Court as referring to Skidmore deference, rather than Chevron deference or something in between, in order to minimize the Courtâs ongoing obfuscation of this once-elear area of administrative law. See Mead, supra, at 245 (Scalia, J., dissenting).
In my view this doctrine (if it can be called that) is incoherent, both linguistically and practically. To defer is to subordinate oneâs own judgment to anotherâs. If one has been persuaded by another, so that oneâs judgment accords with the otherâs, there is no room for deferral â only for agreement. Speaking of âSkidmore deferenceâ to a persuasive agency position does nothing but confuse.