Opinion
LOZMAN v. CITY OF RIVIERA BEACH, FLORIDA
No. 11-626.
Argued October 1, 2012
Decided January 15, 2013
Breyer, J., delivered the opinion of the Court, in which Roberts, C. J., and Scalia, Thomas, Ginsburg, Alito, and Kagan, JJ., joined. Soto-mayor, J., filed a dissenting opinion, in which Kennedy, J., joined, post, p. 134.
Jeffrey L. Fisher argued the cause for petitioner. With him on the briefs were Kerri L. Barsh, Edward M. Mullins, Annette C. Escobar, Robert Taylor Bowling, and Philip J. Nathanson.
Curtis E. Gannon argued the cause for the United States as amicus curiae urging vacatur. With him on the briefs were Solicitor General Verrilli, Acting Assistant Attorney General Delery, Deputy Solicitor General Kneedler, Thomas M. Bondy, and Michael E. Robinson.
David C. Frederick argued the cause for respondent. With him on the briefs were Pamala A. Ryan, Michael F. Sturley, Lynn E. Blais, Robert B. Birthisel, Jules V. Massee, and Erin Glenn Busby.
Briefs of amici curiae urging reversal were filed for the American Gaming Association by David Overlook Stewart; for Maritime Law Professors by Richard T Robot, Steven Friedell, pro se, and Thomas J. Schoen-baum, pro se; and for the Seattle Floating Homes Association et al. by Michelle T. Friedland.
Briefs of amici curiae urging affirmance were filed for the Maritime Law Association of the United States by Francis X. Nolan III, John C. Cleary, Joshua S. Force, Kevin M. McGlone, and Robert B. Parrish; for the National Marine Bankers Association by Dennis K. Egan; for Thirty-Six Admiralty and Maritime Law Professors by David W. Robertson, Richard C. Broussard, Lawrence N. Curtis, John W. deGravelles, Michael C. Palmintier, Thomas M. Discon, Russ M. Herman, Stephen J. Herman, R. Scott Ramsey, Jr., James P. Roy, Scott E. Silbert, Conrad S. P. Williams III, and Timothy J. Young; for the United Brotherhood of Carpenters and Joiners of America by John R. Hillsman and John T. DeCarlo; and for Kevin M. Clermont by Michael C. Dorf.
[MAJORITY â Justice Breyer]
Justice Breyer
delivered the opinion of the Court.
The Rules of Construction Act defines a âvesselâ as including âevery description of watercraft or other artificial contrivance used, or capable of being used, as a means of transportation on water.â 1 U. S. C. § 3. The question before us is whether petitionerâs floating home (which is not self-propelled) falls within the terms of that definition.
In answering that question we focus primarily upon the phrase âcapable of being used.â This term encompasses âpracticalâ possibilities, not âmerely . . . theoreticalâ ones. Stewart v. Dutra Constr. Co., 543 U. S. 481, 496 (2005). We believe that a reasonable observer, looking to the homeâs physical characteristics and activities, would not consider it to be designed to any practical degree for carrying people or things on water. And we consequently conclude that the floating home is not a âvessel.â
Ăâi
In 2002 Fane Lozman, petitioner, bought a 60- by 12-foot floating home. App. 37, 71. The home consisted of a house-like .plywood structure with French doors on three sides. Id., at 38, 44. It contained a sitting room, bedroom, closet, bathroom, and kitchen, along with a stairway leading to a second level with office space. Id., at 45-66. An empty bilge space underneath the main floor kept it afloat. Id., at 38. (See Appendix, infra, for a photograph.) After buying the floating home, Lozman had it towed about 200 miles to North Bay Village, Florida, where he moored it and then twice more had it towed between nearby marinas. In 2006 Lozman had the home towed a further 70 miles to a marina owned by the city of Riviera Beach (City), respondent, where he kept it docked. Brief for Respondent 5.
After various disputes with Lozman and unsuccessful efforts to evict him from the marina, the City brought this federal admiralty lawsuit in rem against the floating home. It sought a maritime lien for dockage fees and damages for trespass. See Federal Maritime Lien Act, 46 U. S. C. §31342 (authorizing federal maritime lien against vessel to collect debts owed for the provision of ânecessaries to a vesselâ); 28 U. S. C. § 1333(1) (civil admiralty jurisdiction). See also Leon v. Galceran, 11 Wall. 185 (1871); The Rock Island Bridge, 6 Wall. 213, 215 (1867).
Lozman, acting pro se, asked the District Court to dismiss the suit on the ground that the court lacked admiralty jurisdiction. See 2 Record, Doc. 64. After summary judgment proceedings, the court found that the floating home was a âvesselâ and concluded that admiralty jurisdiction was consequently proper. Pet. for Cert. 42a. The judge then conducted a bench trial on the merits and awarded the City $3,039.88 for dockage along with $1 in nominal damages for trespass. Id., at 49a.
On appeal the Eleventh Circuit affirmed. Riviera Beach v. That Certain Unnamed Gray, Two-Story Vessel Approximately Fifty-Seven Feet in Length, 649 F. 3d 1259 (2011). It agreed with the District Court that the home was a âvessel.â In its view, the home was âcapableâ of movement over water and the ownerâs subjective intent to remain moored âindefinitelyâ at a dock could not show the contrary. Id., at 1267-1269.
Lozman sought certiorari. In light of uncertainty among the Circuits about application of the term âcapableâ we granted his petition. Compare De La Rosa v. St. Charles Gaming Co., 474 F. 3d 185, 187 (CA5 2006) (structure is not a âvesselâ where âphysically,â but only âtheoretically],â âcapable of sailing,â and owner intends to moor it indefinitely as floating casino), with Board of Commârs of Orleans Levee Dist. v. M/V Belle of Orleans, 535 F. 3d 1299, 1311-1312 (CA11 2008) (structure is a âvesselâ where capable of moving over water under tow, âalbeit to her detriment,â despite intent to moor indefinitely). See also 649 F. 3d, at 1267 (rejecting views of Circuits that ââfocus on the intent of the shipownerâ â).
HH
At the outset we consider one threshold matter. The District Court ordered the floating home sold to satisfy the Cityâs judgment. The City bought the home at public auction and subsequently had it destroyed. And, after the parties filed their merits briefs, we ordered further briefing on the question of mootness in light of the homeâs destruction. 567 U. S. 962 (2012). The parties now have pointed out that, prior to the homeâs sale, the District Court ordered the City to post a $25,000 bond âto secure Mr. Lozmanâs value in the vessel.â 1 Record, Doc. 20, p. 2. The bond ensures that Lozman can obtain monetary relief if he ultimately prevails. We consequently agree with the parties that the case is not moot.
Ill
A
We focus primarily upon the statutory phrase âcapable of being used ... as a means of transportation on water.â 1 U. S. C. § 3. The Court of Appeals found that the home was âcapableâ of transportation because it could float, it could proceed under tow, and its shore connections (power cable, water hose, rope lines) did not â ârende[r]â â it â âpractically incapable of transportation or movement.â â 649 P. 3d, at 1266 (quoting Belle of Orleans, supra, at 1312, in turn quoting Stewart, supra, at 494). At least for argumentâs sake we agree with the Court of Appeals about the last-mentioned point, namely, that Lozmanâs shore connections did not â ârenderâ â the home â âpractically incapable of transportation.â â But unlike the Eleventh Circuit, we do not find these considerations (even when combined with the homeâs other characteristics) sufficient to show that Lozmanâs home was a âvessel.â
The Court of Appeals recognized that it had applied the. term âcapableâ broadly. 649 F. 3d, at 1266. Indeed, it pointed with approval to language in an earlier case, Burks v. American River Transp. Co., 679 F. 2d 69 (1982), in which the Fifth Circuit said:
â âNo doubt the three men in a tub would also fit within our definition, and one probably could make a convincing case for Jonah inside the whale.ââ 649 F. 3d, at 1269 (quoting Burks, supra, at 75; brackets omitted).
But the Eleventh Circuitâs interpretation is too broad. Not every floating structure is a âvessel.â To state the obvious, a wooden washtub, a plastic dishpan, a swimming platform on pontoons, a large fishing net, a door taken off its hinges, or Pinocchio (when inside the whale) are not âvessels,â even if they are âartificial contrivance[s]â capable of floating, moving under tow, and incidentally carrying even a fair-sized item or two when they do so. Rather, the statute applies to an âartificial contrivance . . . capable of being used ... as a means of transportation on water.â 1 U. S. C. § 3 (emphasis added). â[TJransportationâ involves the âconveyance (of things or persons) from one place to another.â 18 Oxford English Dictionary 424 (2d ed. 1989) (OED). Accord, N. Webster, An American Dictionary of the English Language 1406 (C. Goodrich & N. Porter eds. 1873) (â[t]he act of transporting, carrying, or conveying from one place to anotherâ). And we must apply this definition in a âpractical,â not a âtheoretical,â way. Stewart, 543 U. S., at 496. Consequently, in our view a structure does not fall within the scope of this statutory phrase unless a reasonable observer, looking to the homeâs physical characteristics and activities, would consider it designed to a practical degree for carrying people or things over water.
B
Though our criterion is general, the facts of this case illustrate more specifically what we have in mind. But for the fact that it floats, nothing about Lozmanâs home suggests that it was designed to any practical degree to transport persons or things over water. It had no rudder or other steering mechanism. 649 F. 3d, at 1269. Its hull was un-raked, ibid., and it had a rectangular bottom 10 inches below the water, Brief for Petitioner 27; App. 37. It had no special capacity to generate or store electricity but could obtain that utility only through ongoing connections with the land. Id., at 40. Its small rooms looked like ordinary nonmaritime living quarters. And those inside those rooms looked out upon the world, not through watertight portholes, but through French doors or ordinary windows. Id., at 44-66.
Although lack of self-propulsion is not dispositive, e. g., The Robert W. Parsons, 191 U. S. 17, 31 (1903), it may be a relevant physical characteristic. And Lozmanâs home differs significantly from an ordinary houseboat in that it has no ability to propel itself. Cf. 33 CFR § 173.3 (2012) (âHouseboat means a motorized vessel . . . designed primarily for multi-purpose accommodation spaces with low freeboard and little or no foredeck or cockpitâ (emphasis added)). Loz-manâs home was able to travel over water only by being towed. Prior to its arrest, that homeâs travel by tow over water took place on only four occasions over a period of seven years. Supra, at 118. And when the home was towed a significant distance in 2006, the towing company had a second boat follow behind to prevent the home from swinging dangerously from side to side. App. 104.
The home has no other feature that might suggest a design to transport over water anything other than its own furnishings and related personal effects. In a word, we can find nothing about the home that could lead a reasonable observer to consider it designed to a practical degree for âtransportation on water.â
C
Our view of the statute is consistent with its text, precedent, and relevant purposes. For one thing, the statuteâs language, read naturally, lends itself to that interpretation. We concede that the statute uses the word âevery,â referring to âevery description of watercraft or other artificial contriv-anee.â 1 U. S. C. § 3 (emphasis added). But the term âcontrivanceâ refers to âsomething contrived for, or employed in contriving to effect a purpose.â 3 OED 850 (def. 7). The term âcraftâ explains that purpose as âwater carriage and transport.â Id., at 1104 (def. V(9)(&)) (defining âcraftâ as a âvesse[l] . . . forâ that purpose). The addition of the word âwaterâ to âcraft,â yielding the term âwatercraft,â emphasizes the point. And the next few words, âused, or capable of being used, as a means of transportation on water,â drive the point home.
For another thing, the bulk of precedent supports our conclusion. In Evansville & Bowling Green Packet Co. v. Chero Cola Bottling Co., 271 U. S. 19 (1926), the Court held that a wharfboat was not a âvessel.â The wharfboat floated next to a dock; it was used to transfer cargo from ship to dock and ship to ship; and it was connected to the dock with cables, utility lines, and a ramp. Id., at 21. At the same time, it was capable of being towed. And it was towed each winter to a harbor to avoid river ice. Id., at 20-21. The Court reasoned, that, despite the annual movement under tow, the wharfboat âwas not used to carry freight from one place to another,â nor did it âencounter perils of navigation to which craft used for transportation are exposed.â Id., at 22. (See Appendix, infra, for photograph of a period wharfboat.)
The Courtâs reasoning in Stewart also supports our conclusion. We there considered the application of the statutory definition to a dredge. 543 U. S., at 494. The dredge was âa massive floating platformâ from which a suspended clamshell bucket would âremovfe] silt from the ocean floor,â depositing it âonto one of two scowsâ floating alongside the dredge. Id., at 484. Like more traditional âseagoing vessels,â the dredge had, e. g., âa captain and crew, navigational lights, ballast tanks, and a crew dining area.â Ibid. Unlike more ordinary vessels, it could navigate only by âmanipulating its anchors and cablesâ or by being towed. Ibid. Nonetheless it did move. In fact it moved over water âevery couple of hours.â Id., at 485.
We held that the dredge was a âvessel.â We wrote that §3âs definition âmerely codified the meaning that the term âvesselâ had acquired in general maritime law.â Id., at 490. We added that the question of the âwatercraftâs use âas a means of transportation on waterâ is . . . practical,â and not âmerely . . . theoretical.â Id., at 496. And we pointed to cases holding that dredges ordinarily âserved a waterborne transportation function,â namely, that âin performing their work they carried machinery, equipment, and crew over water.â Id., at 491-492 (citing, e. g., Butler v. Ellis, 45 F. 2d 951, 955 (CA4 1930)).
As the Court of Appeals pointed out, in Stewart we also wrote that §3 âdoes not require that a watercraft be used 'primarily for that [transportation] purpose,â 543 U. S., at 495; that a âwatercraft need not be in motion to qualify as a vessel,â ibid.; and that a structure may qualify as a vessel even if attachedâbut not âpermanentlyâ attachedâto the land or ocean floor, id., at 493-494. We did not take these statements, however, as implying a universal set of sufficient conditions for application of the definition. Rather, they say, and they mean, that the statutory definition may (or may not) applyânot that it automatically must applyâwhere a structure has some other primary purpose, where it is stationary at relevant times, and where it is attachedâbut not permanently attachedâto land.
After all, a washtub is normally not a âvesselâ though it does not have water transportation as its primary purpose, it may be stationary much of the time, and it might be attachedâbut not permanently attachedâto land. More to the point, water transportation was not the primary purpose of either Stewartâs dredge or Evansvilleâs wharfboat; neither structure was âin motionâ at relevant times; and both were sometimes attached (though not permanently attached) to the ocean bottom or to land. Nonetheless Stewartâs dredge fell within the statuteâs definition while Evansvilleâs wharf-boat did not.
The basic difference, we believe, is that the dredge was regularly, but not primarily, used (and designed in part to be used) to transport workers and equipment over water while the wharfboat was not designed (to any practical degree) to serve a transportation function and did not do so. Compare Cope v. Vallette Dry Dock Co., 119 U. S. 625 (1887) (floating drydock not a âvesselâ because permanently fixed to wharf), with Jerome B. Grubart, Inc. v. Great Lakes Dredge & Dock Co., 513 U. S. 527, 535 (1995) (barge sometimes attached to river bottom to use as a work platform remains a âvesselâ when âat other times it was used for transportationâ). See also ibid, (citing Great Lakes Dredge & Dock Co. v. Chicago, 3 F. 3d 225, 229 (CA7 1993) (â[A] craft is a âvesselâ if its purpose is to some reasonable degree âthe transportation of passengers, cargo, or equipment from place to place across navigable watersââ)); Cope, supra, at 630 (describing âhopper-bargeâ as potentially a âvesselâ because it is a ânavigable structure^] used for the purpose of transportationâ); cf. 1 S. Friedall, Benedict on Admiralty § 164, p. 10-6 (rev. 7th ed. 2012) (maritime jurisdiction proper if âthe craft is a navigable structure intended for maritime transportationâ).
Lower court cases also tend, on balance, to support our conclusion. See, e. g., Bernard v. Binnings Constr. Co., 741 F. 2d 824, 828, n. 13, 832, n. 25 (CA5 1984) (work punt lacking features objectively indicating a transportation function not a âvessel,â for âour decisions make clear that the mere capacity to float or move across navigable waters does not necessarily make a structure a vesselâ); Ruddiman v. A Scow Platform, 38 F. 158 (SDNY 1889) (scow, though âcapable of being towed . .. though not without some difficulty, from its clumsy structureâ just a floating box, not a âvessel,â because âit was not designed or used for the purpose of navigation,â not engaged âin the transportation of persons or cargo,â and had âno motive power, no rudder, no sailsâ). See also 1 T. Schoenbaum, Admiralty and Maritime Law § 3-6, p. 155 (5th ed. 2011) (courts have found that âfloating dry-dock[s],â âfloating platforms, barges, or rafts used for construction or repair of piers, docks, bridges, pipelines, and otherâ similar facilities are not âvesselsâ); E. Benedict, American Admiralty § 215, p. 116 (rev. 3d ed. 1898) (defining âvesselâ as a â âmachine adapted to transportation over rivers, seas, and oceansâ â).
We recognize that some lower court opinions can be read as endorsing the âanything that floatsâ approach. See Miami River Boat Yard, Inc. v. 60â Houseboat, 390 F. 2d 596, 597 (CA5 1968) (so-called âhouseboatâ lacking self-propulsion); Sea Village Marina, LLC v. A 1980 Carlcraft Houseboat, No. 09-3292, 2009 WL 3379923, *5-*6 (D NJ, Oct. 19, 2009) (following Miami River Boat Yard)) Hudson Harbor 79th Street Boat Basin, Inc. v. Sea Casa, 469 F. Supp. 987, 989 (SDNY 1979) (same). Cf. Holmes v. Atlantic Sounding Co., 437 F. 3d 441 (CA5 2006) (floating dormitory); Summerlin v. Massman Constr. Co., 199 F. 2d 715 (CA4 1952) (derrick anchored in the river engaged in building a bridge is a vessel). For the reasons we have stated, we find such an approach inappropriate and inconsistent with our precedents.
Further, our examination of the purposes of major federal maritime statutes reveals little reason to classify floating homes as âvessels.â Admiralty law, for example, provides special attachment procedures lest a vessel avoid liability by sailing away. 46 U. S. C. §§31341-31343 (2006 ed. and Supp. IV). Liability statutes such as the Jones Act recognize that sailors face the special ââperils of the sea.ââ Chandris, Inc. v. Latsis, 515 U. S. 347, 354, 373 (1995) (referring to â âvessels] in navigationâ â). Certain admiralty tort doctrines can encourage shipowners to engage in port-related commerce. E.g., 46 U. S. C. § 30505; Executive Jet Aviation, Inc. v. Cleveland, 409 U. S. 249, 269-270 (1972). And maritime safety statutes subject vessels to U. S. Coast Guard inspections. E.g., 46 U.S.C. § 3301.
Lozman, however, cannot easily escape liability by sailing away in his home. He faces no special sea dangers. He does not significantly engage in port-related commerce. And the Solicitor General tells us that to adopt a version of the âanything that floatsâ test would place unnecessary and undesirable inspection burdens upon the Coast Guard. Brief for United States as Amicus Curiae 29, n. 11.
Finally, our conclusion is consistent with state laws in States where floating homeowners have congregated in communities. See Brief for Seattle Floating Homes Association et al. as Amici Curiae 1 (Seattle Brief). A Washington State environmental statute, for example, defines a floating home (for regulatory purposes) as âa single-family dwelling unit constructed on a float, that is moored, anchored, or otherwise secured in waters, and is not a vessel, even though it may be capable of being towed.â Wash. Rev. Code Ann. § 90.58.270(5)(b)(ii) (West Supp. 2012). A California statute defines a floating home (for tax purposes) as âa floating structureâ that is âdesigned and built to be used, or is modified to be used, as a stationary waterborne residential dwelling,â and which (unlike a typical houseboat), has no independent power generation, and is dependent on shore utilities. Cal. Health & Safety Code Ann. § 18075.55(d) (West 2006). These States, we are told, treat structures that meet their âfloating homeâ definitions like ordinary land-based homes rather than like vessels. Seattle Brief 2. Consistency of interpretation of related state and federal laws is a virtue in that it helps to create simplicity making the law easier to understand and to follow for lawyers and for nonlawyers alike. And that consideration here supports our conclusion.
D
The City and supporting amici make several important arguments that warrant our response. First, they argue against use of any purpose-based test lest we introduce into âvesselâ determinations a subjective elementânamely, the ownerâs intent. That element, they say, is often âunverifiableâ and too easily manipulated. Its introduction would âfoment unpredictability and invite gamesmanship.â Brief for Respondent 33.
We agree with the City about the need to eliminate the consideration of evidence of subjective intent. But we cannot agree that the need requires abandonment of all criteria based on âpurpose.â Cf. Stewart, 543 U. S., at 495 (discussing transportation purpose). Indeed, it is difficult, if not impossible, to determine the use of a human âcontrivanceâ without some consideration of human purposes. At the same time, we have sought to avoid subjective elements, such as ownerâs intent, by permitting consideration only of objective evidence of a waterborne transportation purpose. That is why we have referred to the views of a reasonable observer. Supra, at 118. And it is why we have looked to the physical attributes and behavior of the structure, as objective manifestations of any relevant purpose, and not to the subjective intent of the owner. Supra, at 121-122. We note that various admiralty treatises refer to the use of purpose-based tests without any suggestion that administration of those tests has introduced too much subjectivity into the vessel-determination process. 1 Friedall, Benedict on Admiralty § 164; 1 Schoenbaum, Admiralty and Maritime Law § 3-6.
Second, the City, with support of amici, argues against the use of criteria that are too abstract, complex, or open-ended. Brief for Respondent 28-29. A courtâs jurisdiction, e. g., admiralty jurisdiction, may turn .on application of the term âvessel.â And jurisdictional tests, often applied at the outset of a case, should be âas simple as possible.â Hertz Corp. v. Friend, 559 U. S. 77, 80 (2010).
We agree with the last-mentioned sentiment. And we also understand that our approach is neither perfectly precise nor always determinative. Satisfaction of a design-based or purpose-related criterion, for example, is not always sufficient for application of the statutory word âvessel.â A craft whose physical characteristics and activities objectively evidence a waterborne transportation purpose or function may still be rendered a nonvessel by later physical alterations. For example, an owner might take a structure that is otherwise a vessel (even the Queen Mary) and connect it permanently to the land for use, say, as a hotel. See Stewart, supra, at 493-494. Further, changes over time may produce a new form, i.e., a newly designed structureâin which case it may be the new design that is relevant. See Kathriner v. Unisea, Inc., 975 F. 2d 657, 660 (CA9 1992) (floating processing plant was no longer a vessel where a âlarge opening [had been] cut into her hullâ).
Nor is satisfaction of the criterion always a necessary condition, see Part IV, infra. It is conceivable that an owner might actually use a floating structure not designed to any practical degree for transportation as, say, a ferry boat, regularly transporting goods and persons over water.
Nonetheless, we believe the criterion we have used, taken together with our example of its application here, should offer guidance in a significant number of borderline cases where âcapacityâ to transport over water is in doubt. Moreover, borderline cases will always exist; they require a method for resolution; we believe the method we have used is workable; and, unlike, say, an âanything that floatsâ test, it is consistent with statutory text, purpose, and precedent. Nor do we believe that the dissent's approach would prove any more workable. For example, the dissent suggests a relevant distinction between an ownerâs âclothes and personal effectsâ and âlarge appliances (like an oven or a refrigerator).â Post, at 140 (opinion of Sotomayor, J.). But a transportation function need not turn on the size of the items in question, and we believe the line between items being transported from place to place (e. g., cargo) and items that are mere appurtenances is the one more likely to be relevant. Cf. Benedict, American Admiralty §222, at 121 (âA ship is usually described as consisting of the ship, her tackle, apparel, and furniture
Finally, the dissent and the Solicitor General (as amicus for Lozman) argue that a remand is warranted for further factfinding. See post, at 143-144; Brief for United States as Amicus Curiae 29-31. But neither the City nor Lozman makes such a request. Brief for Respondent 18, 49, 52. And the only potentially relevant factual dispute the dissent points to is that the home suffered serious damage during a tow. Post, at 143. But this would add support to our ultimate conclusion that this floating home was not a vessel. We consequently see nothing to be gained by a remand.
IV
Although we have focused on the phrase âcapable of being usedâ for transportation over water, the statute also includes as a âvesselâ a structure that is actually âusedâ for that transportation. 1 U. S. C. § 3 (emphasis added). And the City argues that, irrespective of its design, Lozman's floating home was actually so used. Brief for Respondent 32. We are not persuaded by its argument.
We are willing to assume for argumentâs sake that sometimes it is possible actually to use for water transportation a structure that is in no practical way designed for that purpose. See supra, at 129. But even so, the City cannot show the actual use for which it argues. Lozmanâs floating home moved only under tow. Before its arrest, it moved significant distances only twice in seven years. And when it moved, it carried, not passengers or cargo, but at the very most (giving the benefit of any factual ambiguity to the City) only its own furnishings, its ownerâs personal effects, and personnel present to ensure the homeâs safety. 649 F. 3d, at 1268; Brief for Respondent 32; Tr. of Oral Arg. 37-38. This is far too little actual âuseâ to bring the floating home within the terms of the statute. See Evansville, 271 U. S., at 20-21 (wharfboat not a âvesselâ even though â[e]ach winterâ it âwas towed to [a] harbor to protect it from iceâ); see also Roper v. United States, 368 U. S. 20, 23 (1961) (âUnlike a barge, the S. S. Harry Lane was not moved in order to transport commodities from one location to anotherâ). See also supra, at 122-127.
V
For these reasons, the judgment of the Court of Appeals is reversed.
It is so ordered.
[Appendix to opinion of the Court begins on p. 132.]
APPENDIX
Petitionerâs floating home. App. 69.
50- by 200-foot wharfboat in Evansville,. Indiana, on Nov. 13, 1918. H. R. Doe. No. 1521, 65th Cong., 3d Sess., Illustration No. 13 (1918).
[DISSENT â Justice Sotomayor,]
Justice Sotomayor,
with whom Justice Kennedy joins, dissenting.
I agree with much of the Courtâs reasoning. Our precedents fully support the Courtâs reasoning that the Eleventh Circuitâs test is overinclusive; that the subjective intentions of a watercraftâs owner or designer play no role in the vessel analysis of 1 U. S. C. §3; and that an objective assessment of a watercraftâs purpose or function governs whether that structure is a vessel. The Court, however, creates a novel and unnecessary âreasonable observerâ reformulation of these principles and errs in its determination, under this new standard, that the craft before us is not a vessel. Given the underdeveloped record below, we should remand. Therefore, I respectfully dissent.
I
The relevant statute, 1 U. S. C. § 3, âsweeps broadly.â Stewart v. Dutra Constr. Co., 543 U. S. 481, 494 (2005). It provides that â[t]he word âvesselâ includes every description of watercraft or other artificial contrivance used, or capable of being used, as a means of transportation on water.â This broad phrasing flows from admiralty lawâs long recognition that vessels come in many shapes and sizes. See E. Benedict, American Admiralty §218, p. 121 (1870 ed.) (â â[VJessel, is a general word, many times used for any kind of navigationâ â); M. Cohen, Admiralty Jurisdiction, Law, and Practice 232 (1883) (â â[T]he term âvesselâ shall be understood to comprehend every description of vessel navigating on any sea or channel, lake or river . . . â â).
Our test for vessel status has remained the same for decades: âUnder § 3, a âvesselâ is any watercraft practically capable of maritime transportation . . . .â Stewart, 543 U. S., at 497; see also Evansville & Bowling Green Packet Co. v. Chero Cola Bottling Co., 271 U. S. 19, 22 (1926); Cope v. Valletta Dry Dock Co., 119 U. S. 625, 627 (1887). At its core, vessel status has always rested upon the objective physical characteristics of a vessel (such as its structure, shape, and materials of construction), as well as its usage history. But over time, several important principles have guided both this Court and the lower courts in determining what kinds of watercraft fall properly within the scope of admiralty jurisdiction.
Consider the most basic of requirements. Por a watercraft to be âpractically capableâ of maritime transportation, it must first be âcapableâ of such transportation. Only those structures that can simultaneously float and carry people or things over water are even presumptively within § 3â
reach. Stopping here, as the Eleventh Circuit essentially did, results in an overinclusive test. Section 3, after all, does not drag every bit of floating and towable flotsam and jetsam into admiralty jurisdiction. Rather, the terms âcapable of being usedâ and âpracticalâ have real significance in our maritime jurisprudence.
â[A] water craft is not âcapable of being usedâ for maritime transport in any meaningful sense if it has been permanently moored.â Stewart, 543 U. S., at 494. So, to take an obvious example, a floating bridge over water does not constitute a vessel; such mooring is clearly permanent. Cf. The Rock Island Bridge, 6 Wall. 213, 216 (1867). Less dramatically, a watercraft whose objective physical connections to land âevidence a permanent locationâ does not fall within § 3's ambit. See, e. g., Evansville, 271 U. S., at 22 (â[The wharfboat] served at Evansville as an office, warehouse and wharf, and was not taken from place to place. The connections with the water, electric light and telephone systems of the city evidence a permanent locationâ); Dunklin v. Louisiana Riverboat Gaming Partnership, No. 00-31455, 2001 WL 650209, *1, n. 1 (CA5, May 22, 2001) (per curiam) (describing a fully functional casino boat placed âin an enclosed pond in a cofferdamâ). Put plainly, structures âpermanently affixed to shore or resting on the ocean floor,â Stewart, 543 U. S., at 493-494, have never been treated as vessels for the purposes of § 3.
Our precedents have also excluded from vessel status those watercraft ârendered practically incapable of transportation or movement.â Id., at 494. Take the easiest case, a vessel whose physical characteristics have been so altered as to make waterborne transportation a practical impossibility. Ibid, (explaining that a âfloating processing plant was no longer a vessel where a âlarge opening [had been] cut into her hull,â rendering her incapable of moving over the waterâ (quoting Kathriner v. UNISEA, Inc., 975 F. 2d 657, 660 (CA9 1992))). The longstanding admiralty exception for âdead ships,â those watercraft that ârequire a major overhaulâ for their âreactivation,â also falls into this category. See Roper v. United States, 368 U. S. 20, 21 (1961) (finding that a liberty ship âdeactivated from service and âmothballedââ is not a âvessel in navigationâ); see generally Rutherglen, Dead Ships, 30 J. Maritime L. & Comm. 677 (1999). Likewise, ships that âhave been withdrawn from the water for extended periods of timeâ in order to facilitate repairs and reconstruction may lose their status as vessels until they are rendered capable of maritime transport. Stewart, 543 U. S., at 496. Cf. West v. United States, 361 U. S. 118, 120, 122 (1959) (noting: â[T]he Mary Austin was withdrawn from any operation whatever while in storage with the âmoth-ball fleetâ â and that â[t]he Mary Austin, as anyone could see, was not in maritime service. She was undergoing major repairs and complete renovation . . . â).
Finally, our maritime jurisprudence excludes from vessel status those floating structures that, based on their physical characteristics, do not âtransport people, freight, or cargo from place to placeâ as one of their purposes. Stewart, 543 U. S., at 493. âPurpose,â in this context, is determined solely by an objective inquiry into a craftâs function. â[Neither size, form, equipment nor means of propulsion are determinative factors upon the question of [vessel status],â though all may be considered. The Robert W. Parsons, 191 U. S. 17, 30 (1903). Moreover, in assessing a particular structureâs function, we have consistently examined its past and present activities. Stewart, 543 U. S., at 495; Cope, 119 U. S., at 627. Of course, a seaborne craft is not excluded from vessel status simply because its âprimary purposeâ is not maritime transport. Stewart, 543 U. S., at 497. We held as much in Stewart when we concluded that a dredge was a vessel notwithstanding that its âprimary purposeâ was âdredging rather than transportation.â Id., at 486, 495. So long as one purpose of a craft is transportation, whether of cargo or people or both, § 3âs practical capability requirement is satisfied.
Certainly, difficult and marginal cases will arise. Fortunately, courts do not consider each floating structure anew. So, for example, when we were confronted in Stewart with the question whether a dredge is a §3 vessel, we did not commence with a clean slate; we instead sought guidance from previous cases that had confronted similar structures. See id., at 490, and n. 5; see also Norton v. Warner Co., 321 U. S. 565, 571-572 (1944) (likewise surveying earlier cases).
In sum, our precedents offer substantial guidance for how objectively to determine whether a watercraft is practically capable of maritime transport and thus qualifies as a § 3 vessel. First, the capacity to float and carry things or people is an obvious prerequisite to vessel status. Second, structures or ships that are permanently moored or fixed in place are not § 3 vessels. Likewise, structures that are practically incapable of maritime transport are not vessels, whether they are ships that have been altered so that they may no longer be put to sea, dead ships, or ships removed from navigation for extended periods of time. Third, those watercraft whose physical characteristics and usage history reveal no maritime transport purpose or use are not § 3 vessels.
Iâ{ IâI
The majority does not appear to disavow the legal principles described above. The majority apparently accepts that permanent mooring suffices to take a ship out of vessel status, ante, at 125,129, and that â[a] craft whose physical characteristics and activities objectively evidence a waterborne transportation purpose or function may still be rendered a nonvessel by later physical alterations,â ante, at 129. No one argues that Lozmanâs craft was permanently moored, see App. 32 (describing the âdeterioratedâ ropes holding the craft in place), or that it had undergone physical alterations sufficient to take it out of vessel status, see Tr. of Oral Arg. 13 (Lozmanâs counsel arguing that the craft was never a vessel in the first place). Our precedents make clear that the Eleventh Circuitâs âanything that floatsâ test is overinclusive and ignores that purpose is a crucial factor in determining whether a particular craft is or is not a vessel. Accordingly, the majority is correct that determining whether Lozmanâs craft is a vessel hinges on whether that craft had any maritime transportation purpose or function.
The majority errs, though, in concluding that the purpose component of the § 3 test is whether âa reasonable observer, looking to the [craft] â
physical characteristics and activities, would not consider it to be designed to any practical degree for carrying people or things on water.â Ante, at 118. This phrasing has never appeared in any of our cases and the majorityâs use of it, despite its seemingly objective gloss, effectively (and erroneously) introduces a subjective component into the vessel-status inquiry.
For one thing, in applying this test the majority points to some characteristics of Lozmanâs craft that have no relationship to maritime transport, such as the style of the craftâs rooms or that âthose inside those rooms looked out upon the world, not through watertight portholes, but through French doors or ordinary windows.â Ante, at 122. The majority never explains why it believes these particular esthetic elements are important for determining vessel status. In fact, they are not. Section 3 is focused on whether a structure is âused, or capable of being used, as a means of transportation on water.â By importing windows, doors, room style, and other esthetic criteria into the §3 analysis, the majority gives our vessel test an âI know it when I see itâ flavor. Jacobellis v. Ohio, 378 U. S. 184, 197 (1964) (Stewart, J., concurring). But that has never been nor should it be the test: A badly designed and unattractive vessel is different from a structure that lacks any âpractical capacityâ for maritime transport. In the majorityâs eyes, the two appear to be one and the same.
The majorityâs treatment of the craftâs past voyages is also strange. The majority notes that Lozmanâs craft could be and was, in fact, towed over long distances, including over 200 miles at one point. Ante, at 118. But the majority determines that, given the design of Lozmanâs craft, this is âfar too little actual âuseâ to bring the floating home within the terms of the statute.â Ante, at 130. This is because âwhen it moved, it carried, not passengers or cargo, but at the very most (giving the benefit of any factual ambiguity to the City) only its own furnishings, its ownerâs personal effects, and personnel present to ensure the homeâs safety.â Ibid.
I find this analysis confusing. The majority accepts that the record indicates that Lozmanâs craft traveled hundreds of miles while âcarrying people or things.â Ante, at 118. But then, in the same breath, the majority concludes that a âreasonable observerâ would nonetheless conclude that the craft was not âdesigned to any practical degree for carrying people or things on water.â Ibid. The majority fails to explain how a craft that apparently did carry people and things over water for long distances was not âpractically capableâ of maritime transport.
This is not to say that a structure capable of such feats is necessarily a vessel. A craft like Lozmanâs might not be a vessel, for example, if it could only carry its ownerâs clothes and personal effects, or if it is only capable of transporting itself and its appurtenances. Jerome B. Grubart, Inc. v. Great Lakes Dredge & Dock Co., 513 U. S. 527, 535 (1995) (â[Mjaritime law . . . ordinarily treats an âappurtenanceâ attached to a vessel in navigable waters as part of the vessel itselfâ). But if such a craft can carry large appliances (like an oven or a refrigerator) and all of the other things we might find in a normal home in addition to the occupants of that home, as the existing record suggests Lozmanâs craft may have done, then it would seem to be much more like a mobile home (and therefore a vessel) than a firmly rooted residence. The simple truth is that we know very little about the craftâs capabilities and what did or did not happen on its various trips. By focusing on the little we do know for certain about this craft (i. e., its windows, doors, and the style of its rooms) in determini jig whether it is a vessel, the majority renders the §3 inquiry opaque and unpredictable.
Indeed, the little we do know about Lozmanâs craft suggests only that it was an unusual structure:. A surveyor was unable to find any comparable craft for sale in the State of Florida. App. 43. Lozmanâs home was neither obviously a houseboat, as the majority describes such ships, ante, at 122, nor clearly a floating home, ante, at 126-127. See App. 13, 31, 79 (sale, lease, and surveying documents describing Loz-manâs craft as a âhouseboatâ). The only clear difference that the majority identifies between these two kinds of structures is that the former are self-propelled, while the latter are not. Ante, at 122. But even the majority recognizes that self-propulsion has never been a prerequisite for vessel status. Ibid, (citing The Robert W. Parsons, 191 U. S., at 31); see Norton, 321 U. S., at 571. Consequently, it is unclear why Lozmanâs craft is a floating, home, why all floating homes are not vessels, or why Lozmanâs craft is not a vessel. If windows, doors, and other esthetic attributes are what take Loz-manâs craft out of vessel status, then the majorityâs test is completely malleable. If it is the craftâs lack of self-propulsion, then the majorityâs test is unfaithful to our longstanding precedents. See The Robert W. Parsons, 191 U. S., at 30-31. If it is something else, then that something is not apparent from the majorityâs opinion.
Worse still, in straining to find that Lozmanâs craft was a floating home and therefore not a vessel, the majority calls into question the conclusions of numerous lower courts that have found houseboats that lacked self-propulsion to be §3 vessels. See ante, at 126 (citing Miami River Boat Yard, Inc. v. 60â Houseboat, 390 F. 2d 596, 597 (CA5 1968); Sea Village Marina, LLC v. A 1980 Carlcraft Houseboat, No. 09-3292, 2009 WL 3379923, *5-*6 (D NJ, Oct. 19, 2009); Hudson Harbor 79th Street Boat Basin, Inc. v. Sea Casa, 469 F. Supp. 987, 989 (SDNY 1979)). The majority incorrectly suggests that these cases applied an â âanything that floatsâ â test. Ante, at 126. These cases suggest something different. Many of these decisions in assessing the crafts before them looked carefully at these craftsâ structure and function, and determined that these ships had capabilities similar to other long-established vessels, suggesting a significant maritime transportation function. See Miami River Boat Yard, 390 F. 2d, at 597 (likening houseboat at issue to a âbarg[e]â); Sea Village Marina, 2009 WL 3379923, *7 (âAccording to the available evidence, [the houseboats in question] float and can be towed to a new marina without substantial effort ...â); Hudson Harbor, 469 F. Supp., at 989 (houseboat âwas capable of being used at least to the extent that a âdumb bargeâ is capable of being usedâ and comparable to a âyach[tjâ). Their holdings are consistent with older cases, see, e. g., The Ark, 17 F. 2d 446, 447 (SD Fla. 1926), and the crafts at issue in these cases have been widely accepted as vessels by most treatises in this area, see 1 S. Friedell, Benedict on Admiralty § 164, p. 10-6, n. 2 (rev. 7th ed. 2012); 1 T. Schoenbaum, Admiralty & Maritime Law §3-6, p. 153, n. 10 (5th ed. 2011); 1 R. Force & M. Norris, Law of Seamen §2:12, p. 2-82 (5th ed. 2003). The majorityâs suggestion that rejecting the Eleventh Circuitâs test necessitates jettisoning these other precedents is simply wrong. And, in its rejection, the majority works real damage to what has long been a settled area of maritime law.
HH HH HH
With a more developed record, Lozmanâs craft might be distinguished from the houseboats in those lower court cases just discussed. For example, if Lozmanâs craftâs previous voyages caused it serious damage, then that would strongly suggest that it lacked a maritime transportation purpose or function. There is no harm in remanding the case for further factfinding along the lines described above, cautioning the lower courts to be aware that features of Lozmanâs âincomparableâ craft, see App. 43, may distinguish it from previous precedents. At most, such a remand would introduce a relatively short delay before finally ending the years-long battle between Lozman and the city of Riviera Beach.
On the other hand, there is great harm in stretching the facts below and overriding settled and likely correct lower court precedents to reach the unnecessary conclusion that Lozmanâs craft was not a vessel. Without an objective application of the § 3 standard, one that relies in a predictable fashion only on those physical characteristics of a craft that are related to maritime transport and use, parties will have no ex ante notion whether a particular ship is a vessel. As a wide range of amici have cautioned us, numerous maritime industries rely heavily on clear and predictable legal rules for determining which ships are vessels. The majorityâs distorted application of our settled law to the facts of this case frustrates these ends. Moreover, the majorityâs decision reaches well beyond relatively insignificant boats like Lozmanâs craft, id., at 79 (listing purchase price of Lozmanâs craft as $17,000), because it specifically disapproves of lower court decisions dealing with much larger ships, see ante, at 126 (questioning Holmes v. Atlantic Sounding Co., 437 F. 3d 441 (CA5 2006) (finding a 140-foot-long and 40-foot-wide dormitory barge with 50 beds to be a § 3 vessel)).
IV
It is not clear that Lozmanâs craft is a §3 vessel. It is clear, however, that we are not in a good position to make such a determination based on the limited record we possess. The appropriate response is to remand the case for further proceedings in light of the proper legal standard. See Brief for United States as Amicus Curiae 29-31. The Court resists this move and in its haste to christen Lozmanâs craft a nonvessel delivers an analysis that will confuse the lower courts and upset our longstanding admiralty precedent. I respectfully dissent.
The converse category of ships ânot yet borjiâ is another historical exclusion from vessel status. See Tucker v. Alexandroff, 183 U. S. 424, 438 (1902) (âA ship is born when she is launched, '^.nd lives so long as her identity is preserved. Prior to her launching sh$ is a mere congeries of wood and ironâan ordinary piece of personal propertyâas distinctly a land structure as a house, and subject only to mechanicsâ liens created by state law and enforceable in the state courtsâ).
In discussing permanent mooring, as well as Stewards rejection of primary-purpose and state-of-transit tests for vessel status, Stewart v. Dutra Constr. Co., 543 U. S. 481, 495 (2005), the majority states that our holdings âsay, and they mean, that the statutory definition [given by § 3] may (or may not) applyânot that it automatically must applyâwhere a structure has some other primary purpose, where it is stationary at relevant times, and where it is attachedâbut not permanently attachedâ to land.â Ante, at 124. This must mean, by negative implication, that a permanently moored structure never falls within § 3â
definition.
Presumably, this encompasses those kinds of ships âotherwise rendered practically incapable of transportation or movement.â Stewart, 543 U. S., at 494. That is, ships which have been altered solâthey cannot travel the seas, dead ships, and ships removed from the water for an extended period of time. Supra, at 135-136.
To be clear, some floating homes are obviously not vessels. For example, some floating homes are structures built upon a large inverted pyramid of logs. Brief for Seattle Floating Homes Association et al. as Amici Curiae 14. Cf. App. 38 (Lozmanâs craft was buoyed by an empty bilge space). These kinds of floating homes can measure 4,000 or 5,000 square feet, see Brief for Seattle Floating Homes Association et al. as Amici Curiae 4, and may have connections to land that require the aid of divers and electricians to remove, ibid. These large, immobile structures are not vessels and have physical attributes directly connected to their lack of navigational abilities that suggest as much. But these structures are not before us; Lozmanâs craft is.
The majorityâs invocation of two state environmental and tax statutes as a reason to reject this well-established lower court precedent is particularly misguided. See ante, at 127. We have repeatedly emphasized that the âregulation of maritime vesselsâ is a âuniquely federal are[a] of regulation.â Chamber of Commerce of United States of America v. Whiting, 563 U. S. 582, 604 (2011) (plurality opinion) (emphasis added); see also United States v. Locke, 529 U. S. 89, 99 (2000) (explaining that âthe federal interest [in regulating interstate navigation] has been manifest since the beginning of our Republic and is now well establishedâ). Our previous cases did not turn to state law in determining whether a given craft is a vessel. There are no good reasons to do so now.
For example, without knowing whether a particular ship is a § 3 vessel, it is impossible for lenders to know how properly to characterize it as collateral for a financing agreement because they do not know what remedies they will have recourse to in the event of a default. Brief for National Marine Bankers Association as Amicus Curiae 14-15. Similarly, cities like Riviera Beach provide docking for crafts like Lozmanâs on the assumption that such crafts actually are âvessels,â App. 13-21 (Riviera Beachâs wet-slip agreement referring to Lozmanâs craft as a âvessel,â âboat,â or âhouseboatâ), that can be âremove[d]â upon short notice, id., at 17 (requiring removal of the craft on three daysâ notice). The majority makes it impossible for these marinas to know whether the âhouseboatsâ that fill their slips are actually vessels and what remedies they can exercise in the event of a dispute. See id., at 15 (âIn addition to any other remedies provided for in this Agreement, the Marina, as a provider of necessities to this vessel, has a maritime lien on the vessel and may bring a civil action in rem, under 46 United States Code 31342 in Federal Court, to arrest the vessel and enforce the lien...â (emphasis added)). Lozmanâs behavior over the years is emblematic of this problem. For example, in 2003, prior to his move to Riviera Beach, Lozman had his craft towed from one marina to another after a dispute arose with; the first marina and he was threatened with eviction. Id., at 76-78. âThe possibility that a shipowner like Lozman can depart so easily over water and go beyond the reach of a provider of necessaries like the marina in response to a legal dispute is exactly the kind of problem that the Federal Maritime Lien Act, 46 U. S. C. § 31342, was intended to address. See* Dampskibsselskabet Dannebrog v. Signal Oil & Gas Co. of Cal., 310 U. S. 268, 272-273 (1940).