Keith v. Canada (Correctional Service)
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Keith v. Canada (Correctional Service) Court (s) Database Federal Court of Appeal Decisions Date 2012-04-18 Neutral citation 2012 FCA 117 File numbers A-249-11 Decision Content Federal Court of Appeal Cour d'appel fédérale Date: 20120418 Docket: A-249-11 Citation: 2012 FCA 117 CORAM: BLAIS C.J. SHARLOW J.A. MAINVILLE J.A. BETWEEN: ARTHUR KEITH Appellant and CORRECTIONAL SERVICE OF CANADA Respondent AND BETWEEN: ARTHUR KEITH Appellant and CANADIAN FORCES Respondent Heard at Toronto, Ontario, on March 13, 2012. Judgment delivered at Ottawa, Ontario, on April 18, 2012. REASONS FOR JUDGMENT BY: MAINVILLE J.A. CONCURRED IN BY: BLAIS C.J. SHARLOW J.A. Federal Court of Appeal Cour d'appel fédérale Date: 20120418 Docket: A-249-11 Citation: 2012 FCA 117 CORAM: BLAIS C.J. SHARLOW J.A. MAINVILLE J.A. BETWEEN: ARTHUR KEITH Appellant and CORRECTIONAL SERVICE OF CANADA Respondent AND BETWEEN: ARTHUR KEITH Appellant and CANADIAN FORCES Respondent REASONS FOR JUDGMENT MAINVILLE J.A. [1] Dr. Arthur Keith appeals a judgment of O’Reilly J. of the Federal Court (“application judge”) cited as 2011 FC 690 (“Reasons”) dismissing two consolidated judicial review applications challenging two separate decisions of the Canadian Human Rights Commission (“Commission”). The first decision, dated February 3, 2010, dismissed, pursuant to paragraph 44(3)(b) of the Canadian Human Rights Act, R.S.C 1985, c. H-6 (“Act”), the appellant’s complaint against the Correctional Service of Canada following a refusal to…
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Keith v. Canada (Correctional Service) Court (s) Database Federal Court of Appeal Decisions Date 2012-04-18 Neutral citation 2012 FCA 117 File numbers A-249-11 Decision Content Federal Court of Appeal Cour d'appel fédérale Date: 20120418 Docket: A-249-11 Citation: 2012 FCA 117 CORAM: BLAIS C.J. SHARLOW J.A. MAINVILLE J.A. BETWEEN: ARTHUR KEITH Appellant and CORRECTIONAL SERVICE OF CANADA Respondent AND BETWEEN: ARTHUR KEITH Appellant and CANADIAN FORCES Respondent Heard at Toronto, Ontario, on March 13, 2012. Judgment delivered at Ottawa, Ontario, on April 18, 2012. REASONS FOR JUDGMENT BY: MAINVILLE J.A. CONCURRED IN BY: BLAIS C.J. SHARLOW J.A. Federal Court of Appeal Cour d'appel fédérale Date: 20120418 Docket: A-249-11 Citation: 2012 FCA 117 CORAM: BLAIS C.J. SHARLOW J.A. MAINVILLE J.A. BETWEEN: ARTHUR KEITH Appellant and CORRECTIONAL SERVICE OF CANADA Respondent AND BETWEEN: ARTHUR KEITH Appellant and CANADIAN FORCES Respondent REASONS FOR JUDGMENT MAINVILLE J.A. [1] Dr. Arthur Keith appeals a judgment of O’Reilly J. of the Federal Court (“application judge”) cited as 2011 FC 690 (“Reasons”) dismissing two consolidated judicial review applications challenging two separate decisions of the Canadian Human Rights Commission (“Commission”). The first decision, dated February 3, 2010, dismissed, pursuant to paragraph 44(3)(b) of the Canadian Human Rights Act, R.S.C 1985, c. H-6 (“Act”), the appellant’s complaint against the Correctional Service of Canada following a refusal to consider him for a senior position which required that the incumbent be a Fellow in psychiatry of the Royal College of Physicians and Surgeons of Canada (“Royal College”). In its second decision, dated July 20, 2010, the Commission refused, pursuant to paragraph 41(1)(c) of the Act, to deal with a similar complaint involving the Canadian Forces. [2] The appellant, who was born and trained in the USA, alleges in his complaints that the requirement of being a Fellow of the Royal College amounts to discrimination on the basis of national origin by excluding from the positions psychiatrists with foreign professional credentials. He adds age as a ground of discrimination in his complaint against the Correctional Service, alleging that an older candidate is less likely to succeed in the Royal College Fellowship accreditation process. [3] In dismissing the complaint against the Correctional Service, the Commission found that (a) Fellowship in the Royal College was required in order to carry out the duties of the concerned position, and (b) that the Royal College Fellowship hiring standard did not prima facie discriminate on a prohibited ground. [4] In refusing to deal with the complaint against the Canadian Forces, the Commission found that the substance of the complaint was against the Royal College over which it lacked jurisdiction. [5] The application judge agreed with the Commission and consequently dismissed both judicial review applications. Background and context Recognition of medical specialists [6] Since the appellant’s complaints involve medical professional credentials, it is useful to first set out the information contained in the record explaining the process for the recognition of medical specialists in Ontario. [7] The College of Physicians and Surgeons of Ontario (“Ontario College”) operates in accordance with the Regulated Health Professions Act, 1991, S.O. 1991, c. 18, and the Medicine Act, 1991, S.O. 1991, c. 30. It regulates the practice of medicine in Ontario in order to protect and serve the public interest. It issues certificates of registration allowing medical doctors to practise medicine in Ontario; it monitors and maintains standards of practice through peer assessment and remediation; it investigates complaints against medical doctors on behalf of the public; and it disciplines medical doctors who may have committed an act of professional misconduct: see 2007 study by the Office of the Fairness Commissioner of Ontario (“2007 Fairness Study”) (Appeal Book at pp. 212-213). [8] The 2007 Fairness Study indicates that the following requirements have been adopted by the Ontario College in order for a candidate to obtain an independent practice certificate as a medical doctor in Ontario (Appeal Book, pp. 216-217): • A medical degree from an accredited Canadian or US medical school or from an acceptable medical school listed in the World Directory of Medical Schools • A pass standing on Parts 1 and 2 of the Medical Council of Canada Qualifying Examination . . . • Certification by examination by either the Royal College . . . or the College of Family Physicians of Canada . . . - To become eligible for [Royal College] certification exams, applicants must first complete a residency program, usually in Canada. . . . • Completion in Canada of one year of postgraduate training or active medical practice, or completion of a full clinical clerkship at an accredited Canadian medical school • Canadian citizenship or permanent resident status or a work visa. [9] Medical doctors in Ontario who seek recognition from the Ontario College as medical specialists must also be certified as specialists in their field by the Royal College. The Royal College is the national body that certifies specialists across Canada in all branches of medicine and surgery, except family medicine: see the introduction to the Royal College’s General Standards Applicable to All Residency Programs, Appeal Book at p. 144. [10] The Royal College has developed a variety of routes to certification so that qualified specialist physicians, including international medical graduates, can attain full Royal College certification. These various routes are described as follows in the 2007 Fairness Study, and they include measures to take into account the international training of international medical graduates (Appeal Book at pp. 220-221): - Traditional (i.e. [Royal College] training plus examination). - Academic certification (in Canada and outside Canada): The academic route to [Royal College] certification helps Canadian faculties of medicine recruit and retain internationally trained specialists as full-time clinical faculty. - Jurisdiction-approved training (for [international medical graduates]): the [Royal College] has assessed 29 international jurisdictions and deemed them as having met [Royal College] criteria. The [Royal College] will assess the individual training of graduates of these particular jurisdictions to determine the extent to which they have successfully met and completed the [Royal College] training requirements. - Practice ready assessments for [international medical graduates]: The PRA process . . . is intended for [international medical graduates] in Canada with certification from an international jurisdiction. - Individual competency assessments for [international medical graduates]: the [Royal College] Credentials Committee has developed a set of criteria for the assessment of [international medical graduates’] individual training. . . . [11] Moreover, one of the Royal College’s important responsibilities is to accredit residency programs across Canada. Over 700 university-sponsored programs are currently accredited by the Royal College, which has adopted general and specific national standards for these purposes: see the introduction to the Royal College’s General Standards Applicable to All Residency Programs, Appeal Book at p. 144; see also examples of such standards at pp. 132-161 of the Appeal Book. [12] However, it is important to note for the purposes of this appeal that the Ontario College has recently adopted a new policy under which physicians who hold an independent practice certificate in Ontario, and who are practicing medicine in a specialty without holding a Royal College certification, may apply for recognition as a non-family medicine specialist. In order to be recognized as a specialist under this new policy, the applicant must satisfactorily complete a practice-based assessment of his or her current practice in Ontario organized by the Ontario College, and complete a one-year cycle of continuing professional development: see Guide Sheet of the Ontario College, Appeal Book at pp. 203-204. Events leading to the complaints [13] Dr. Keith was born in 1950 and was educated and trained in the USA as a physician and psychiatrist, and certified as a specialist in psychiatry by the American Board of Psychiatry and Neurology. He eventually moved to Canada and now has dual American and Canadian citizenship. In 1989, when he was aged 39 and still living in Tennessee, he sought recognition from the Royal College as a specialist in psychiatry: see Exhibit D to the affidavit of Luz Sucilan sworn April 5, 2010, Appeal Book at pp. 72-89. [14] The Royal College reviewed his credentials and recognized most of his American training. Consequently, in order to meet the Royal College requirements, Dr. Keith needed only to take and pass a written examination, complete a six-month residency in child psychiatry, and pass an oral examination in psychiatry: see Exhibit D to the affidavit of Luz Sucilan sworn April 5, 2010, Appeal Book at pp. 72-89. [15] In 1990, Dr. Keith failed the Royal College written examination. He subsequently succeeded the written portion of the 1992 examination. He also completed six months residency training in child and adolescent psychiatry at the University of Manitoba. See Exhibit D to the affidavit of Luz Sucilan sworn April 5, 2010, Appeal Book at pp. 72-89. [16] However, in November of 1992, the Royal College’s Examination Board in Psychiatry determined that he had failed the oral examination. After a second oral examination in June 1993, the Examination Board again determined that he had failed. Finally, after a third attempt at the oral examination, the Royal College informed Dr. Keith on November 26, 1993 that he had again failed to attain the passing standard, that his eligibility for the examinations had expired, and that he had to apply to the Credentials Committee for a renewal of eligibility. On December 10, 1993, the Royal College indicated that he would be required to provide supplementary information on his training and experience and, if his eligibility were renewed, he would need to repeat the written examination. Dr. Keith chose not to apply for renewed eligibility: see Exhibit D to the affidavit of Luz Sucilan sworn April 5, 2010, Appeal Book at pp. 72-89. [17] Dr. Keith has practised medicine in Ontario for an undisclosed period of time under an independent practice certificate issued by the Ontario College. Though nominally a general practitioner, he appears to have maintained a practice largely involving psychiatric skills. In 2007, he completed a specialist assessment by the Ontario College pursuant to the newly adopted policy of that College applicable to physicians who hold an independent practice certificate in Ontario and are practising medicine in a specialty without having Royal College certification. Pursuant to that new policy, he is now recognized by the Ontario College as a specialist in psychiatry. Dr. Keith asserts that his recent certification in Ontario as a specialist under this new policy is the equivalent of Royal College certification and should be recognized as such by his potential employers: see complaint of December 13, 2008, Appeal Book at p. 47. [18] On April 15, 2008, Dr. Keith contacted Calian – which contracts with the Department of National Defence to supply civilian physicians to the Canadian Forces – concerning openings for civilian psychiatrists on Canadian Forces bases. He applied for the two openings available at that time, one in Cold Lake, Alberta, and the other in Pembroke, Ontario, even though the description of the qualifications for each position included being a Fellow in psychiatry of the Royal College. His applications were processed by Calian subject to verification that his professional credentials would be acceptable to the Department of National Defence: see amended complaint of February 13, 2009, Appeal Book at p. 516. [19] Furthermore, after reading in the August 5, 2008 issue of The Medical Post that the Correctional Service of Canada was seeking a director of psychiatry at its Regional Treatment Centre in Kingston, Ontario, he applied for that position even though the required qualifications included being a Fellow in psychiatry of the Royal College: see complaint of December 13, 2008, Appeal Book at p. 46. [20] On August 29, 2008, Dr. Keith was informed by Calian that the requirement for Fellowship in the Royal College was being maintained for psychiatric positions on Canadian Forces bases. Dr. Keith filed with the Commission a complaint dated October 20, 2008 against the Department of National Defence alleging that he was being discriminated against on the basis of national origin. This complaint was later amended to reflect the fact that it was made against the Canadian Forces: see amended complaint, Appeal Book at p. 516-517. The conclusions of his amended complaint read as follows: The insistence by the Canadian Forces on a Canadian specialty credential is discriminatory. According to Ontario, my professional credentials are equivalent to those of a Fellow of the Royal College. Apparently the only reason my eligibility for civilian Psychiatry positions with the Canadian Forces is being denied is that my certification as a specialist is non-Canadian. The requirement for Fellowship from the Royal College amounts to unlawful discrimination on the basis of national (non-Canadian) origin, excluding from Canadian Forces positions physicians (including me) with equivalent credentials from other countries. Health care is a provincial (rather than federal) matter. My province recognizes my foreign professional credentials as equivalent to Canadian professional credentials. In these circumstances, the decision that I am ineligible for civilian positions practising military psychiatry amounts to discrimination due to my national (non-Canadian) origin. [21] On November 6, 2008, Dr. Keith was further informed that the requirement of Fellowship in psychiatry in the Royal College could not be waived by the Correctional Service of Canada, and that he consequently did not qualify for the director of psychiatry position at the Regional Treatment Centre in Kingston. On December 13, 2008, Dr. Keith filed another complaint with the Commission, this time alleging discrimination on the ground of national origin by the Correctional Service: see amended complaint of December 13, 2008, Appeal Book at pp. 46-47. Proceedings before the Commission and its decisions Complaint against the Correctional Service of Canada [22] The complaint against the Correctional Service was dealt with by the Commission under sections 43 and 44 of the Act. Subsections 43(1), 44(1) and 44(3) read as follows: 43. (1) The Commission may designate a person, in this Part referred to as an “investigator”, to investigate a complaint. 44. (1) An investigator shall, as soon as possible after the conclusion of an investigation, submit to the Commission a report of the findings of the investigation. … (3) On receipt of a report referred to in subsection (1), the Commission (a) may request the Chairperson of the Tribunal to institute an inquiry under section 49 into the complaint to which the report relates if the Commission is satisfied (i) that, having regard to all the circumstances of the complaint, an inquiry into the complaint is warranted, and (ii) that the complaint to which the report relates should not be referred pursuant to subsection (2) or dismissed on any ground mentioned in paragraphs 41(c) to (e); or (b) shall dismiss the complaint to which the report relates if it is satisfied (i) that, having regard to all the circumstances of the complaint, an inquiry into the complaint is not warranted, or (ii) that the complaint should be dismissed on any ground mentioned in paragraphs 41(c) to (e). … 43. (1) La Commission peut charger une personne, appelée, dans la présente loi, « l’enquêteur », d’enquêter sur une plainte. 44. (1) L’enquêteur présente son rapport à la Commission le plus tôt possible après la fin de l’enquête. […] (3) Sur réception du rapport d’enquête prévu au paragraphe (1), la Commission : a) peut demander au président du Tribunal de désigner, en application de l’article 49, un membre pour instruire la plainte visée par le rapport, si elle est convaincue : (i) d’une part, que, compte tenu des circonstances relatives à la plainte, l’examen de celle-ci est justifié, (ii) d’autre part, qu’il n’y a pas lieu de renvoyer la plainte en application du paragraphe (2) ni de la rejeter aux termes des alinéas 41c) à e); b) rejette la plainte, si elle est convaincue : (i) soit que, compte tenu des circonstances relatives à la plainte, l’examen de celle-ci n’est pas justifié, (ii) soit que la plainte doit être rejetée pour l’un des motifs énoncés aux alinéas 41c) à e). […] [23] An investigation was carried out by a senior member of the Commission’s staff, Bonnie Rittersporn, who conducted telephone interviews with (a) Mr. Ron Stolz, Coordinator, Anti-Harassment, Ontario, for the Correctional Service of Canada (June 15, 2009), (b) Ms. Josée Lavergne, Administrative Assistant, Membership Services, at the Royal College (June 15, 2009), (c) Ms. Emily Stevenson, Manager, Credentials, at the Royal College (June 15, 2009) and (d) Dr. Keith (July 13, 2009). [24] Following these interviews Ms. Rittersporn recommended the dismissal of the complaint pursuant to paragraph 44(3)(b) of the Act because “the evidence gathered during this assessment does not support that the complainant was denied a job opportunity because of one or more prohibited grounds of discrimination”: Assessment Report of July, 2009, Appeal Book at p. 40. [25] She concluded in particular that: a. Royal College Fellowship and Ontario College recognition as a specialist are two different matters, one having to do with national standards, the other with licensing in order to practise in Ontario: Assessment Report at paras. 23, 26, 27, and 34, Appeal Book at pp. 39-40; b. the Royal College certification process does take into account foreign training and qualifications in recognizing Fellows: Assessment Report at paras. 28, 29, 31, 32, and 35, Appeal Book at pp. 39-40; c. the director of psychiatry position at the Regional Treatment Centre in Kingston requires Royal College Fellowship credentials in light of the requirements of the medical training program the Centre supports: Assessment Report at paras. 37-38, Appeal Book at p. 40; d. the Royal College falls under provincial jurisdiction, and since the Commission has no legislative authority over it, the issue of whether or not its certification process is discriminatory will not be examined: Appeal Book at p. 40. [26] The Assessment Report was submitted to Dr. Keith for comment. Counsel for Dr. Keith forwarded numerous comments alleging various errors in the report, notably challenging the requirement of Royal College Fellowship for the requirements of the medical training program the Centre supports. Dr. Keith also sought to add age as a new ground of discrimination in support of his complaint. Dr. Keith alleged in particular that medical doctors of foreign origin tend to write the Royal College examinations later in their careers and are therefore older when they take these examinations. It was further alleged that older candidates are more likely to fail an examination than younger colleagues: Complainant’s Submissions on the Preliminary Assessment, Appeal Book at pp. 62-71. [27] In light of these representations, Ms. Rittersporn carried out an additional investigation, resulting in a Supplementary Assessment Report dated October 28, 2009. In that report, she implicitly rejected Dr. Keith’s contention that Fellowship was not necessary in order to meet the requirements of the medical training program supported by the Centre: Supplementary Assessment Report at paras. 20-22, Appeal Book at pp. 43-44. As in the first Assessment Report, she also noted that “[a]s the [Royal College] falls under the ambit of provincial jurisdiction and the Commission has no legislative authority over the Royal College, the issue of whether or not its certification process is discriminatory will not be examined in this report”: Supplementary Assessment Report at para. 14, Appeal Book at p. 43. Moreover, she also explicitly rejected the allegation of discrimination on the basis of age, finding that no prima facie discrimination had been demonstrated (Supplementary Assessment Report at paras. 29-31, Appeal Book at p. 45): 29. The complainant initially wrote his exams in 1990 at the age of 40. He passed the written exams in 1992 at the age of 42. Between November 1992 and November 1993, the complainant attempted the oral exams three times but each time, he was unsuccessful. He attributes his failure to pass the tests to the age at which he took the tests. Sixteen years later, in 2008, the complainant applied for a position with the respondent. As one of the requirements of the job was a [Royal College] Fellowship and the complainant did not possess this qualification, he alleges that the test he wrote some 16 years prior, is a discriminatory one and the respondent’s reliance on having a Fellowship is also discriminatory. 30. The respondent has provided legitimate non-discriminatory reasons for requiring [Royal College] Fellowship. 31. The complainant’s evidence does not link the alleged discriminatory conduct to a prohibited ground and the assessment has not found any such nexus. On the evidence, the fact that the complainant did not receive the job opportunity was not linked to any prohibited ground. [28] Again, the appellant was given an opportunity to comment on the Supplementary Assessment Report, and he again made submissions through his counsel disputing these findings and recommendations: Complainant’s Submissions on the Supplementary Preliminary Assessment, Appeal Book at pp. 99-108. [29] The Commission reviewed both reports and the extensive submissions of Dr. Keith in response to these reports and decided, pursuant to paragraph 44(3)(b) of the Act, to dismiss the complaint because “the evidence gathered during the assessment does not support that the complainant was denied a job opportunity because of one or more prohibited grounds of discrimination”: Commission’s letter of February 3, 2010, Appeal Book at p. 35. Complaint against the Canadian Forces [30] The Commission took a different path in its treatment of the complaint against the Canadian Forces. The Canadian Forces had submitted that the complaint should be against Calian within the framework of a provincial human rights investigation, since Calian was the firm which supplied it with civilian physicians: letter dated May 15, 2009 from National Defence, Appeal Book at pp. 532-535. [31] Consequently, the Commission did not investigate the complaint under sections 43 and 44 of the Act, but rather proceeded to determine, as a preliminary matter, whether it had jurisdiction to deal with the complaint. Paragraph 41(1)(c) of the Act reads as follows: 41. (1) Subject to section 40, the Commission shall deal with any complaint filed with it unless in respect of that complaint it appears to the Commission that . . . (c) the complaint is beyond the jurisdiction of the Commission; 41. (1) Sous réserve de l’article 40, la Commission statue sur toute plainte dont elle est saisie à moins qu’elle estime celle-ci irrecevable pour un des motifs suivants : […] c) la plainte n’est pas de sa compétence; [32] In order to assist it in deciding this preliminary issue, the Commission requested one of its staff members, Mr. Dean Steacy, to prepare a report on the Calian jurisdictional issue. For this purpose, Mr. Steacy requested and received detailed submissions from the parties. [33] A “Section 40/41 Report” was issued March 31, 2010 in which Mr. Steacy recommended the rejection of the contention that the Canadian Forces were not the employer for the purposes of the complaint under the Act. Consequently, Mr. Steacy concluded that the Commission should exercise its discretion to deal with the complaint under the Act: Section 40/41 Report at para. 28, Appeal Book at p. 512. [34] Without the benefit of a section 43 investigation, Mr. Steacy proceeded to analyze the complaint on its merits, using for this purpose the submissions received on the Calian jurisdictional issue. He concluded that the Royal College Fellowship requirement appeared to be neutral and that, consequently, the fact that Dr. Keith had been screened out of the competition had nothing to do with his national origin: Section 40/41 Report at para. 49, Appeal Book at p. 515. Mr. Steacy also reviewed the Royal College Policies and Procedures for Certification and Fellowship and found them not to be prima facie discriminatory: Section 40/41 Report at para. 47, Appeal Book at pp. 514-515. As for Dr. Keith’s allegation that the Royal College's testing procedures and exams were themselves discriminatory, Mr. Steacy noted that since the Royal College is under provincial jurisdiction, that allegation would be better dealt with through a complaint with a provincial human rights commission: Section 40/41 Report at para. 48, Appeal Book at p. 515. [35] Following the Section 40/41 Report, the Commission decided, under paragraph 41(1)(c) of the Act, not to deal with the complaint, adopting for that purpose the following analysis set out in the report (Appeal Book at pp. 505-506): In reviewing the documents provided by the parties, it is clear that the [Canadian Forces have] mandated the employment requirement of [Royal College] Fellowship as a job qualification and requirement for the position of psychiatrist. As well, it is clear that Calian was required to hold all applicants to the same standard, that is, requiring all candidates to be a Fellow of the [Royal College]. … Dr. Keith maintains the position that the [Royal College] testing procedure and the exams themselves discriminate. However, since the [Royal College] falls under provincial jurisdiction and as the [Commission] has no legislative authority over the Royal College, Dr. Keith’s allegation that the certification process is discriminatory, would be better dealt `with in a complaint to a provincial human rights commission. … In reviewing the documents provided by both parties, it appears that the [Canadian Forces] provided Calian with the qualifications and requirements for the position of psychiatrist, which [were] applied to all applicants, and that the job qualification requirement of [Royal College] Fellowship appeared to be neutral. In this regard, while it is correct that foreign educated physicians must have their credentials assessed and certified as equivalent to that of “Fellow” by the [Royal College], so must Canadian physicians who have been educated outside of Canada. Furthermore, any individual, regardless of their national or ethnic origin, educated as a psychiatrist in Canada and certified to practice as a psychiatrist in a Province in Canada must also have their education and qualifications assessed and be recognized as a fellow by the [Royal College] in order to be screened in within this competition process. In as much as Calian’s decision not to employ Dr. Keith was based on criteria set out by the [Canadian Forces], Dr. Keith’s qualifications were subjected to the same scrutiny as were all applicants. The fact that Dr. Keith’s application was screened out of the competition had no bearing on Dr. Keith’s national or ethnic origin, rather the decision was based on the fact that Dr. Keith did not have the qualification of fellow from the [Royal College]. Reasons of the application judge [36] The application judge reviewed on a standard of reasonableness the decision of the Commission dismissing the complaint against the Correctional Service pursuant to paragraph 44(3)(b) of the Act, while he reviewed on a standard of correctness its decision not to deal with the complaint against the Canadian Forces on jurisdictional grounds pursuant to paragraph 41(1)(c) of the Act: Reasons at paras. 16, 19, 23 and 28. [37] He found that the dismissal of the complaint against the Correctional Service was reasonable since “[i]n the absence of evidence that the standard was discriminatory on its face or that the CSC [Correctional Service] was imposing the standard for a discriminatory purpose, it was clear that Dr. Keith’s complaint was really directed at the [Royal College], not CSC. Therefore, the CSC’s [sic] conclusion that a hearing was not warranted was not unreasonable”: Reasons at para. 19. [38] As for the complaint against the Canadian Forces, the application judge found that the Commission was correct in concluding that Dr. Keith’s complaint was really directed against the Royal College, and that it consequently had no jurisdiction to investigate this complaint: Reasons at para. 29. [39] The application judge further found that the Commission’s investigations related to both complaints had been sufficiently thorough in the circumstances: Reasons at paras. 20-23 and 30-31. Issues [40] This appeal raises the following issues: a. The applicable standard of review. b. The application of the Act to provincially regulated professional qualifications adopted as hiring standards by a federally regulated employer. c. Whether the Commission erred in dismissing the complaint against the Correctional Service of Canada pursuant to paragraph 44(3)(b) of the Act. d. Whether the Commission erred in declining to deal with the complaint against the Canadian Forces on jurisdictional grounds pursuant to paragraph 41(1)(c) of the Act. A. Standard of review [41] On an appeal of a judgment concerning a judicial review application, the role of this Court is to determine whether the application judge identified and applied the correct standard of review, and in the event he did not, to assess the impugned decision in light of the correct standard; the application judge’s selection of the appropriate standard of review is itself a question of law subject to review on the standard of correctness: Dr. Q. v. College of Physicians and Surgeons of British Columbia, 2003 SCC 19, [2003] 1 S.C.R. 226 at para. 43; Mugesera v. Canada (Minister of Citizenship and Immigration), 2005 SCC 40, [2005] 2 S.C.R. 100 at para. 35; Prairie Acid Rain Coalition v. Canada (Minister of Fisheries and Oceans), 2006 FCA 31, [2006] 3 F.C.R. 610 at paras. 13-14; Yu v. Canada (Attorney General), 2011 FCA 42 at para. 19. Standard of review applicable to the decision to dismiss the complaint against the Correctional Service of Canada pursuant to paragraph 44(3)(b) of the Act [42] After the conclusion of an investigation of a complaint pursuant to subsection 43(1) of the Act, and upon receipt of the investigation report pursuant to subsection 44(1), the Commission must either request that the Chairperson of the Canadian Human Rights Tribunal (“Tribunal”) institute an inquiry into the complaint if it is satisfied, having regard to all the circumstances, that the complaint is warranted, or, alternatively, dismiss the complaint if it is satisfied, having regard to all the circumstances, that such an inquiry into the complaint is not warranted: subsection 44(3) of the Act. [43] When deciding whether a complaint should proceed or not to an inquiry by the Tribunal, the Commission performs a screening analysis somewhat analogous to that by a judge at a preliminary inquiry in that it must decide if an inquiry by the Tribunal is warranted having regard to all the facts before it. The central component of the Commission’s role is thus assessing the sufficiency of the evidence before it: i.e., it must determine whether there is a reasonable basis in the evidence for proceeding to the next stage. Moreover, the Commission’s decision is a discretionary one: Halifax (Regional Municipality) v. Nova Scotia (Human Rights Commission), 2012 SCC 10 (“Halifax”) at paras. 23 to 25; Cooper v. Canada (Human Rights Commission), [1996] 3 S.C.R. 854 at para. 53; Syndicat des employés de production du Québec et de l’Acadie v. Canada (Canadian Human Rights Commission), [1989] 2 S.C.R. 879 at pp. 898-899. [44] It is well settled that a decision of the Commission to refer a complaint to the Tribunal is subject to judicial review on a reasonableness standard: Halifax at paras. 27, 40 and 44 to 53; Bell Canada v. Communications, Energy and Paperworkers Union of Canada, [1999] 1 F.C. 113 (C.A.) at para. 38. In Halifax, Cromwell J. recently considered the standard of review which applies in such circumstances, and he concluded that “the reviewing court should ask itself whether there is any reasonable basis in law or on the evidence to support that decision”: Halifax at para. 53. Though Halifax dealt with the screening functions of the Nova Scotia Human Rights Commission, its conclusions also apply to the screening functions of the Commission: Halifax at para. 52. [45] In this case, we are not reviewing a decision to refer a complaint to the Tribunal. Rather, the Commission’s decision was to dismiss the complaint. In my view, where the Commission dismisses a complaint under paragraph 43(3)(b) of the Act, a more probing review should be carried out. [46] Cromwell J. was careful to point out that the conclusion reached in Halifax only extends to cases where the complaint is referred for further inquiry. In such cases, any interested party may raise any arguments and submit any appropriate evidence at the second stage of the process; consequently, no final determination of the complaint is reached by referring it to further inquiry. As noted at paragraph 15 of Halifax, “[a]ll the Commission had done was to refer the complaint to a board of inquiry; the Commission had not decided any issue on its merits” (see also paras. 23 and 50 of Halifax). In the case of a dismissal under paragraph 44(3)(b) of the Act, however, any further investigation or inquiry into the complaint by the Commission or the Tribunal is precluded. [47] The decision of the Commission to dismiss a complaint under paragraph 44(3)(b) of the Act is a final decision made at an early stage, but in such case – contrary to a decision refusing to deal with a complaint under section 41 – the decision is made with the benefit and in the light of an investigation pursuant to section 43. Such a decision should be reviewed on a reasonableness standard, but as was said in Canada (Citizenship and Immigration) v. Khosa, 2009 SCC 12, [2009] 1 S.C.R. 339 at paragraph 59, and recently reiterated in Halifax at paragraph 44, reasonableness is a single concept that “takes it colour” from the particular context. In this case, the nature of the Commission’s role and the place of the paragraph 44(3)(b) decision in the process contemplated by the Act are important aspects of that context, and must be taken into account in applying the reasonableness standard. [48] In my view, a reviewing court should defer to the Commission’s findings of fact resulting from the section 43 investigation, and to its findings of law falling within its mandate. Should these findings be found to be reasonable, a reviewing court should then consider whether the dismissal of the complaint at an early stage pursuant to paragraph 44(3)(b) of the Act was a reasonable conclusion to draw having regard to these findings and taking into account that the decision to dismiss is a final decision precluding further investigation or inquiry under the Act. [49] This formulation ensures that both the decision of the Commission and the process contemplated by the Act are treated with appropriate judicial deference having regard to the nature of a dismissal under paragraph 44(3)(b). The pre-Dunsmuir jurisprudence of this Court dealing with judicial review of Commission decisions dismissing complaints pursuant to paragraph 44(3)(b) of the Act supports such a formulation: Sketchley v. Canada (Attorney General), 2005 FCA 404, [2006] 3 F.C.R. 392. Standard of review applicable to the decision of the Commission declining to deal with the complaint against the Canadian Forces on jurisdictional grounds pursuant to paragraph 41(1)(c) of the Act. [50] The Commission may decline to deal with a complaint under paragraph 41(1)(c) of the Act when the complaint is beyond its jurisdiction. Such a decision may be made prior to or after an investigation carried out pursuant to section 43 of the Act. In this case, the Commission reached its decision without the benefit of such an investigation. The jurisprudence of the Federal Court provides that in such circumstances the Commission should only decline to deal with a complaint in plain and obvious cases. This is so since the decision of the Commission pursuant to section 41 is a final decision made at a preliminary stage without the benefit of an investigation under section 43 of the Act: Canada Post Corp. v. Canadian Human Rights Commission et al. (1997), 130 F.T.R. 241 at para. 3 (Rothstein J.), conf. 169 F.T.R. 138, affirmed 245 N.R. 397 (F.C.A.); Michon-Hamelin v. Canada (Attorney General), 2007 FC 1258 at para. 16 (Mactavish J., citing Rothstein J. in Canada Post Corp., above); Hicks v. Canada (Attorney General), 2008 FC 1059 at para. 22 (Snider J.); Canada (Attorney General) v. Maracle, 2012 FC 105 at paras. 39-40 (Bédard J.). [51] Moreover, since the Commission decided the jurisdictional question without the benefit of a section 43 investigation, the allegations of fact contained in the complaint must be taken as true: Michon-Hamelin v. Canada (Attorney General), above, at paras. 23-24; Hicks v. Canada (Attorney General), above, at para. 6. [52] The Commission declined to deal with the complaint on the basis that, in pith and substance, it concerned the testing procedure and exams of the Royal College, a matter over which the Commission found it had no authority under the Act and that would be better dealt with in a complaint to a provincial human rights commission. [53] Questions regarding the division of powers between Parliament and the provinces, as well as other constitutional questions, are necessarily subject to correctness review, as are questions regarding the jurisdictional lines between two or more competing specialized tribunals: Canada (Canadian Human Rights Commission) v. Canada (Attorney General), 2011 SCC 53, [2011] 3 S.C.R. 471 at para. 18, citing Dunsmuir v. New Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190 at paras. 58 and 61. The decision of the Commission refusing to deal with the complaint against the Canadian Forces falls within these parameters and must therefore be reviewed on a standard of correctness. B. The application of the Act to provincially regulated professional qualifications adopted as hiring standards by a federally regulated employer [54] Dr. Keith’s complaint pertains to a hiring standard adopted by federally regulated employers based on professional certification by a provincially regulated professional association. The question which must therefore be first determined is whether the Commission’s powers to investigate complaints extend to provincially regulated professional standards. [55] Once a federally regulated employer adopts a hiring standard, whether that standard is developed by the employer itself or is based, as is the case here, on an external provincially regulated professional qualification, that hiring standard is subject to scrutiny under the Act. A federally regulated employer cannot escape scrutiny by simply adopting a provincially regulated professional qualification as its own hiring standard and then claim immunity from review on constitutional grounds. This does not mean that the review of the hiring standard by the Commission extends beyond the jurisdictional bou
Source: decisions.fca-caf.gc.ca
Klouvi c. Canada (Procureur général)
2024 CAF 80