Parliamentary sovereignty — Dicey and its critics
Dicey's three propositions, the orthodox theory, and its principal critics — Jennings, Wade, Hart, Allan, Goldsworthy, and the Jackson dicta.
Overview
Parliamentary sovereignty is the foundational principle of the modern UK constitution and the most contested doctrine in contemporary public law. The orthodox account is Dicey''s: Parliament can make or unmake any law, no Parliament can bind its successors, and no body other than Parliament has the right to override or set aside its legislation. Each of these three propositions has attracted serious criticism, and each is now qualified in ways that Dicey did not anticipate.
This week explores Dicey''s account, the principal critical responses, and the modern case-law that has tested both. The doctrinal payoff is the ability to identify, when reading any constitutional case, which version of sovereignty the court is operating with — Dicey''s, the manner-and-form alternative, or some hybrid.
The topic connects to W1 (the sources of the constitution), W3 (the rule of law — competing foundational principle), W4 (separation of powers), W7 (EU law and Brexit — the Factortame and Miller I cases), and W8 (HRA — the Ghaidan and Bellinger line on s 3). It is also the conceptual foundation for the FHS-year material on prerogative, devolution, and the constitutional dialogue between Parliament and the courts.
Historical context
Dicey''s account in An Introduction to the Study of the Law of the Constitution (1885) was the first systematic statement of parliamentary sovereignty as a legal doctrine. Dicey worked from the historical experience of seventeenth- and eighteenth-century constitutional struggles — the Case of Proclamations (1611), the Petition of Right 1628, the Civil War, the Glorious Revolution of 1688, the Bill of Rights 1689, and the Acts of Union 1706–07 — and abstracted from those events a settled doctrine that Parliament was the supreme law-making authority.
The nineteenth-century context shaped the doctrine in three ways. First, Dicey was writing in the high-Victorian period of parliamentary government — when the practical sovereignty of the legislature was the dominant political fact. Secondly, he was writing in opposition to the theoretical possibility of judicial review of statutes that had been canvassed by writers like Coke (Bonham''s Case 1610: ''when an act of parliament is against common right or reason ... the common law will controul it''). Thirdly, he was responding to American constitutionalism, where the written-constitution model with judicial review of statutes was developed in Marbury v Madison 5 US 137 (1803). Dicey wanted to assert that the British model was different in kind, not merely in degree.
The twentieth century tested Dicey''s account against new pressures: the rise of the welfare state and the concomitant growth in administrative law (Wade); the post-war international human-rights regime (the ECHR 1950); the European Communities Act 1972 and EU membership; devolution; the Human Rights Act 1998. Each pressure produced doctrinal innovation and academic critique. The post-Brexit settlement has not removed the pressures: the HRA and devolution continue to test sovereignty, and the Miller cases have given the modern doctrinal frame.
Key principles
Dicey''s account has three propositions.
(1) Parliament can make or unmake any law. This is the positive limb. There is no subject-matter limit on Parliament''s legislative authority. Parliament may legislate on any topic, however absurd or oppressive, and the courts will give effect to its enactments. Dicey''s example was that Parliament could lawfully provide that all blue-eyed babies be killed. The proposition is normative as well as descriptive: Parliament is sovereign, and the doctrine asserts that this is the proper foundation of the legal order.
Statutory framework
Several statutes have tested or refined the orthodox doctrine.
European Communities Act 1972. Created the ''most significant qualification'' (per Lord Bridge in Factortame) of parliamentary sovereignty in the modern era. Section 2(1) gave EU law direct effect in domestic law; section 2(4) provided that ''any enactment passed or to be passed ...
Pro members see the full notes including statute extracts, case quotes, worked tutorial essays, and practice questions.
Landmark cases
Vauxhall Estates Ltd v Liverpool Corporation [1932] 1 KB 733 and Ellen Street Estates v Minister of Health [1934] 1 KB 590. The leading authorities on implied repeal. The Acquisition of Land Act 1919 contained a provision (s 7(1)) that ''the provisions of the Act ... so far as inconsistent with this Act, shall cease to have or shall not have effect''. The Housing Act 1925 conflicted with the 1919 Act''s compensation rules. The court held that the 1919 Act could not entrench itself against the 1925 Act; the later Act prevailed by implied repeal. The cases are the doctrinal foundation for Dicey''s second proposition.
Pro members see the full notes including statute extracts, case quotes, worked tutorial essays, and practice questions.
Doctrinal development
Three doctrinal developments have refined Dicey''s account.
The manner-and-form alternative. Sir Ivor Jennings (The Law and the Constitution, 1933) and HWR Wade (The Basis of Legal Sovereignty (1955) 13 CLJ 172) developed the alternative theory that Parliament could bind itself as to the manner and form of future legislation, even though it could not bind itself as to substance.
Pro members see the full notes including statute extracts, case quotes, worked tutorial essays, and practice questions.
Academic debates
Four academic debates structure the literature.
The orthodoxy debate. Goldsworthy (The Sovereignty of Parliament, 1999; Parliamentary Sovereignty: Contemporary Debates, 2010) defends the orthodox Diceyan position with rigour. Goldsworthy argues that the Diceyan account is descriptively accurate (it reflects the rule of recognition actually applied by courts) and normatively defensible (it preserves democratic accountability).
Pro members see the full notes including statute extracts, case quotes, worked tutorial essays, and practice questions.
Comparative perspective
United States — written constitution and judicial review. Marbury v Madison 5 US 137 (1803) established the power of courts to strike down legislation inconsistent with the constitution. The American model is the antithesis of orthodox parliamentary sovereignty: the legislature is not supreme; the constitution is.
Pro members see the full notes including statute extracts, case quotes, worked tutorial essays, and practice questions.
Worked tutorial essay
Question. ''Dicey''s account of parliamentary sovereignty was descriptively accurate in 1885 but is no longer descriptively accurate today. The modern doctrine is best understood as a hybrid of Diceyan orthodoxy and constitutional-principles reasoning.'' Discuss.
Plan. The proposition has two claims: (a) Dicey''s account was accurate in 1885; (b) the modern doctrine is a hybrid. Test each, identify the principal qualifications to Dicey, and conclude on whether ''hybrid'' is the right description.
Pro members see the full notes including statute extracts, case quotes, worked tutorial essays, and practice questions.
Common exam traps
Five recurring errors.
First, treating Dicey''s three propositions as equivalent. They are not. The first (Parliament can make any law) is the substantive limb; the second (no Parliament can bind its successors) is the temporal limb; the third (no body can override Parliament) is the exclusivity limb.
Pro members see the full notes including statute extracts, case quotes, worked tutorial essays, and practice questions.
Practice questions
Five graded practice questions are provided in the panel below — two foundation questions on Dicey''s three propositions and the manner-and-form alternative, two standard questions on Thoburn and the Jackson dicta, and one challenge question on the rule of recognition.
Further reading
See the Further Reading panel for Dicey, Jennings, Wade, Goldsworthy, Allan, the Hart-Allan tradition, and the post-Miller II commentary.
Practice questions
State Dicey''s three propositions on parliamentary sovereignty and identify two ways in which each is qualified in modern UK constitutional law.
Explain the manner-and-form alternative to Diceyan sovereignty. Give one Commonwealth authority that supports it and one academic critique.
Further reading
- A V Dicey, An Introduction to the Study of the Law of the Constitution
- Sir Ivor Jennings, The Law and the Constitution
- HWR Wade, The Basis of Legal Sovereignty
- Jeffrey Goldsworthy, The Sovereignty of Parliament: History and Philosophy
- Jeffrey Goldsworthy, Parliamentary Sovereignty: Contemporary Debates
- T R S Allan, The Sovereignty of Law: Freedom, Constitution, and Common Law
- H L A Hart, The Concept of Law
- Mark Elliott, Public Law for Everyone (blog) — Sovereignty after Miller II